Secretary of State for the Home Department and Another, Ex Parte François, R v.
[1998] UKHL 11
Case details
Case summary
The House of Lords held that for the purposes of Part II of the Criminal Justice Act 1991 sentences which are wholly or partly concurrent or consecutive are to be treated as a single term under section 51(2). In consequence the aggregated total determines whether an offender is a short-term or long-term prisoner under section 33 and so which fraction of the sentence must be served before automatic release.
The court rejected the appellant's contention that section 51(2) should be read as limited to sentences imposed on the same occasion, and rejected arguments that treating aggregated sentences as a single term unlawfully increased an earlier sentence or violated article 7 by imposing a heavier penalty. The court explained that aggregation affects the execution of the sentence (the period to be served) rather than altering the sentence imposed by the court.
The court noted that judges may in appropriate cases reduce a later sentence (applying the totality principle) to avoid injustice caused by aggregation but that the statutory scheme operates irrespective of whether sentences are imposed on the same or different occasions. The appeal was dismissed.
Case abstract
Background and parties: The appellant, François, received a series of custodial sentences on different dates: an initial bundle totalling nineteen months (short-term), later two consecutive and concurrent sentences totalling four years (making him long-term), and subsequent short additional sentences. The appellant claimed that for the purposes of early release under Part II of the Criminal Justice Act 1991 the groups of sentences imposed on different occasions should be treated separately so that his earlier release date fell earlier than that determined by treating the sentences as a single aggregated term.
Procedural posture: The matter reached the House of Lords on appeal from the Divisional Court of the Queen's Bench Division following an application for judicial review. The appellant sought a declaration as to the correct method of calculating the point at which a prisoner becomes eligible for early release under section 33 read with section 51(2) of the 1991 Act.
Issues framed:
- Whether section 51(2) should be read as applying only to sentences imposed on the same occasion or by the same court, or more broadly to consecutive and concurrent terms however imposed.
- Whether the operation of section 51(2) so as to change the fraction of a sentence served amounts to a retrospective increase in sentence contrary to domestic principle or article 7 of the European Convention on Human Rights (analogously applied).
- Whether any unfairness should be addressed by judicial mitigation (totality principle) when imposing later sentences.
Reasoning and conclusions: The House concluded that the language of section 51(2) is clear and requires aggregation of consecutive and concurrent terms for the purposes of Part II, without any limitation to sentences passed on the same occasion. The court distinguished earlier authority dealing with executive discretion and emphasised that aggregation affects execution (the period actually served) rather than altering the sentence imposed by the court. The argument that aggregation amounted to a heavier penalty under article 7 was rejected on the basis that the measure relates to execution rather than to the substantive penalty. The court observed that judges may, if justice requires, reduce a later sentence to offset the practical effect of aggregation, but that this is a matter for sentencing judges under the totality principle. The House dismissed the appeal.
Wider context: The judgment recognised the unsatisfactory state of sentencing law and observed that subsequent statutory reform (Crime (Sentences) Act 1997) would change the release regime, but that those provisions were not yet in force and could not affect the result.
Held
Appellate history
Cited cases
- Ex parte Read, (1987) 9 Cr.App.R.(S.) 206 neutral
- Ainsbury v. Millington (Note), [1987] 1 W.L.R. 379 neutral
- Reg. v. Secretary of State for the Home Department, Ex parte Wynne, [1993] 1 W.L.R. 115 neutral
- Regina v Secretary of State for the Home Department, Ex parte Naughton, [1997] 1 W.L.R. 118 positive
- Reg. v. Secretary of State for the Home Department, Ex parte Pierson, [1997] 3 W.L.R. 492 neutral
- Reg. v. Governor of Brockhill Prison, Ex parte Evans, [1997] Q.B. 443 positive
- Hogben v. The United Kingdom (Commission decision), Application No. 11653/85 (Commission decision of 3 March 1986) positive
- Ex parte Woodward and Wilson, unreported, 24 June 1996 DC neutral
Legislation cited
- Crime (Sentences) Act 1997: Section 56(2)
- Crime (Sentences) Act 1997: Schedule 6
- Criminal Justice Act 1967: Section 67(4)
- Criminal Justice Act 1991: Part II
- Criminal Justice Act 1991: Section 2(2)(a)
- Criminal Justice Act 1991: Section 31(2)
- Criminal Justice Act 1991: section 33(1)(b) and section 33(3)(b)
- Criminal Justice Act 1991: Section 35(2)
- Criminal Justice Act 1991: Section 36
- Criminal Justice Act 1991: Section 38
- Criminal Justice Act 1991: section 39(1), (2), (3)(a), (4)(a), (4)(b) and (5)(b)
- Criminal Justice Act 1991: Section 40
- Criminal Justice Act 1991: Section 45
- Criminal Justice Act 1991: Section 51(2)