Statutory Instruments
2001 No. 3439
FINANCIAL SERVICES AND MARKETS
The Financial Services and Markets Act 2000 (Official Listing of Securities) (Amendment) Regulations 2001
Laid before Parliament
19th October 2001
Coming into force
in accordance with regulation 1
The Treasury, in exercise of the powers conferred on them by sections 75(3), 417(1)( ) and 428(3) of the Financial Services and Markets Act 2000( ) (“the Act”), hereby make the following Regulations:
Citation and commencement
1. These Regulations may be cited as the Financial Services and Markets Act 2000 (Official Listing of Securities) (Amendment) Regulations 2001, and come into force on the day on which section 74(1) of the Act comes into force.
Amendment of the Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001
2. —(1)The Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001( ) are amended as follows.
(2) At the beginning of paragraph (a) of regulation 3 (bodies whose securities may not be listed) insert “where the securities are securities within the meaning of the Regulated Activities Order,”.
Tony McNulty
Anne McGuire
Two of the Lords Commissioners of Her Majesty’s Treasury
18th October 2001
The Financial Services and Markets Act 2000 (Official Listing of Securities) (Amendment) Regulations 2001 (2001/3439)
| Defined Term | Section/Article | ID | Scope of Application |
|---|
| the Act | Unknown | (“_prnY9nPH | |
This instrument is derived from the version at www.legislation.gov.uk. To see a list of all amendments (including any to be made) check the resources page for this instrument on their website. Note, the status of this instrument is given above.
This instrument is derived from the version at www.legislation.gov.uk. To see original commencement information, check the resources page associated with this instrument. n.b. commencement information for marked amendments is embedded in the relevant footnote.
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