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Statutory Instruments

2001 No. 3439

FINANCIAL SERVICES AND MARKETS

The Financial Services and Markets Act 2000 (Official Listing of Securities) (Amendment) Regulations 2001

Made

18th October 2001

Laid before Parliament

19th October 2001

Coming into force

in accordance with regulation 1

The Treasury, in exercise of the powers conferred on them by sections 75(3), 417(1)( 1 ) and 428(3) of the Financial Services and Markets Act 2000( 2 ) (“the Act”), hereby make the following Regulations:

Citation and commencement

1. These Regulations may be cited as the Financial Services and Markets Act 2000 (Official Listing of Securities) (Amendment) Regulations 2001, and come into force on the day on which section 74(1) of the Act comes into force.

Amendment of the Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001

2. —(1) The Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001( 3 ) are amended as follows.

(2) At the beginning of paragraph (a) of regulation 3 (bodies whose securities may not be listed) insert “where the securities are securities within the meaning of the Regulated Activities Order,”.

Tony McNulty

Anne McGuire

Two of the Lords Commissioners of Her Majesty’s Treasury

18th October 2001

( 1 )

See the definition of “prescribed”.

( 2 )

2000 c. 8 .

( 3 )

S.I. 2001/2956 .

Status: This is the original version (as it was originally made). This item of legislation is currently only available in its original format.
The Financial Services and Markets Act 2000 (Official Listing of Securities) (Amendment) Regulations 2001 (2001/3439)
Version from: original only

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Status of this instrument

in force Provision is in force
in force* In force only for specified purposes (see footnote)
not in force Not in force in England (may be in force in other geographies, see footnotes)
defined term Defined term
dfn Defined term (alternative style)
footnote commentary transitional and savings in force status related provisions geo extent insert/omit source count in force adj
Defined Term Section/Article ID Scope of Application
the Act Preamble def_e1be061344

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