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Statutory Instruments

2001 No. 996

FINANCIAL SERVICES AND MARKETS

The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001

Made

15th March 2001

Laid before Parliament

15th March 2001

Coming into force in accordance with article 2

The Treasury, in exercise of the powers conferred upon them by section 118(3) of the Financial Services and Markets Act 2000( 1 ), hereby make the following Order:

Citation

1. This Order may be cited as the Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001.

Commencement

2. This Order comes into force on the day on which section 123 of the Act (power to impose penalties in cases of market abuse) comes into force.

Interpretation

3. In this Order—

“the Act” means the Financial Services and Markets Act 2000; and

“UK recognised investment exchange” means a body corporate or unincorporated association in respect of which there is in effect a recognition order made under section 290(1)(a) of the Act (recognition orders in respect of investment exchanges other than overseas investment exchanges).

Prescribed markets

4. There are prescribed, as markets to which section 118 of the Act applies, all markets which are established under the rules of a UK recognised investment exchange.

Qualifying investments

5. There are prescribed, as qualifying investments in relation to the markets prescribed by article 4, all investments of a kind specified for the purposes of section 22 of the Act.

David Clelland

Clive Betts

Two of the Lords Commissioners of Her Majesty’s Treasury

15th March 2001

( 1 )

2000 c. 8 .

Status: This is the original version (as it was originally made). This item of legislation is currently only available in its original format.
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 (2001/996)

Displaying information

Status of this instrument

footnotecommentarytransitional and savingsin force statusrelated provisionsgeo extentinsert/omitsource countin force adj
Defined TermSection/ArticleIDScope of Application
the Actart. 3.the_Act_rtF72H6
UK recognised investment exchangeart. 3.UK_recogni_rtKICsi
Changes that affect Made by
Sort descending by Changed Legislation Sort descending by Year and Number Changed Provision Type of effect Sort descending by Affecting Legislation Title Sort descending by Year and Number Affecting Provision Sort descending by Changes made to website text Note
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 2001 No. 996 Order revoked The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 2016 No. 680 reg. 17 Not yet
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 2001 No. 996 art. 3 words inserted The Recognised Auction Platforms Regulations 2011 2011 No. 2699 reg. 10(2) Not yet
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 2001 No. 996 art. 4 heading words inserted The Recognised Auction Platforms Regulations 2011 2011 No. 2699 reg. 10(3)(a) Not yet
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 2001 No. 996 art. 4(3) - (5) inserted The Recognised Auction Platforms Regulations 2011 2011 No. 2699 reg. 10(3)(b) Not yet
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 2001 No. 996 art. 5(1) art. 5 renumbered as art. 5(1) The Recognised Auction Platforms Regulations 2011 2011 No. 2699 reg. 10(4)(a) Not yet
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 2001 No. 996 art. 5(1) words substituted The Recognised Auction Platforms Regulations 2011 2011 No. 2699 reg. 10(4)(b) Not yet
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 2001 No. 996 art. 5(2) (3) inserted The Recognised Auction Platforms Regulations 2011 2011 No. 2699 reg. 10(4)(c) Not yet
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 2001 No. 996 art. 5 words inserted The Definition of Financial Instrument Order 2008 2008 No. 3053 art. 4 Not yet
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 2001 No. 996 art. 3 words substituted The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 2007 No. 126 Sch. 6 para. 15 Not yet
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 2001 No. 996 art. 3 words inserted The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2005 2005 No. 381 reg. 10(1) Not yet
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 2001 No. 996 art. 4 - 5 substituted for arts. 4, 4A and 5 The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2005 2005 No. 381 reg. 10(2) Not yet
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 2001 No. 996 art 4A added The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) (Amendment) Order 2001 2001 No. 3681 art 2 Not yet

Status of changes to instrument text

The list includes made instruments, both those in force and those yet to come into force. Typically, instruments that are not yet in force (hence their changes are not incorporated into the text above) are indicated by description 'not yet' in the changes made column.