Summary
The mandatory life sentence for an adult convicted of murder is neither arbitrary nor disproportionate merely because the offender is unlikely to endanger the public after release. The sentence contains an individualised punitive tariff and a preventative element permitting continued detention only where public protection requires it.
Uncertainty about release at tariff expiry, assessment of dangerousness at that later date and lifelong liability to recall do not attain the severity required by article 3, or render detention arbitrary under article 5 of the European Convention on Human Rights. Dangerousness may properly be assessed at tariff expiry in light of the prisoner’s intervening behaviour, with independent safeguards governing release and recall.
Factual background
Two adults convicted of murder received the mandatory life sentence required by section 1(1) of the Murder (Abolition of Death Penalty) Act 1965. Each trial judge considered that the offender was unlikely to present a future danger. Individual tariff periods were nevertheless set to meet the requirements of retribution and deterrence.
The Court of Appeal rejected their contention that the mandatory sentence was arbitrary or disproportionate: [2001] EWHC Admin 294; [2002] QB 296. On consolidated appeals, the House considered whether section 1(1) was incompatible with articles 3 or 5 of the European Convention on Human Rights because it imposed the preventative incidents of a life sentence regardless of an offender’s assessed dangerousness.
Held
The appeals were unanimously dismissed. Lord Bingham and Lord Hutton delivered the substantive speeches. Lord Nicholls, Lord Steyn, Lord Hobhouse, Lord Scott and Lord Rodger agreed with both. Section 1(1) of the Murder (Abolition of Death Penalty) Act 1965 was not incompatible with article 3 or article 5 of the European Convention on Human Rights.
Per Lord Bingham, applying R (Anderson) v Secretary of State for the Home Department [2002] UKHL 46, a mandatory life sentence does not forfeit the offender’s liberty unconditionally for life. It has an individualised punitive element, represented by the tariff for retribution and deterrence, and a preventative element. After the tariff, detention may continue only while the Parole Board considers release unsafe, and a released prisoner may be recalled where public protection requires it.
Per Lord Bingham and Lord Hutton, punishment must attain a sufficient level of severity to engage article 3. For article 5, the legitimacy of the aim and the proportionality of detention to that aim bear upon arbitrariness. The appellants’ tariff periods reflected their individual offences and circumstances. The remaining incidents of the sentences, considered cumulatively, were not sufficiently severe, arbitrary, disproportionate or excessive to infringe either article.
Per Lord Hutton, it was legitimate to assess dangerousness at tariff expiry rather than determine it conclusively at trial. Conduct in custody and on home leave may provide important evidence about the safety of release. Although some uncertainty is inevitable, it neither amounts to inhuman punishment nor makes the sentence arbitrary.
R v Offen [2001] 1 WLR 253 was distinguished. It concerned mandatory life sentences following qualifying offences which could fall far short of murder. Murder necessarily involved the taking of life with intent to kill or cause really serious injury, so careful consideration of risk at tariff expiry was justified.
Per Lord Bingham and Lord Hutton, lifelong liability to recall was not arbitrary. Section 32 of the Crime (Sentences) Act 1997 provided independent Parole Board scrutiny. Lord Hutton further observed that, after tariff expiry, the release decision had to be made through an independent body with judicial procedures and safeguards satisfying article 5(4).
The court’s approach to earlier authorities
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Appellate history
House of Lords: The consolidated appeals were dismissed unanimously. The House held that section 1(1) of the Murder (Abolition of Death Penalty) Act 1965 was compatible with articles 3 and 5 of the European Convention on Human Rights: [2002] UKHL 47 .
Court of Appeal (Criminal Division): The court rejected the appellants’ challenges to the mandatory life sentence: [2001] EWHC Admin 294; [2002] QB 296.
Crown Court: Each appellant was convicted of murder and received the mandatory life sentence. The respective trial judges considered that neither was likely to present a future danger and recommended individual tariff periods.
Appeal route
- Appealed from[2001] EWHC 294 (Admin)This appealappeals dismissed unanimously (7–0)
- This judgment [2002] UKHL 47 House of Lords
Key cases cited
15 authorities cited.
- Regina v Secretary of State for the Home Department Ex p Anderson (FC) [2002] UKHL 46
- R (Mahmood) v Secretary of State for the Home Department [2001] 1 WLR 840
- Brown v Stott [2003] 1 AC 681
- Benjamin and Wilson v United Kingdom Application no 28212/95 (26 September 2002)
- Stafford v United Kingdom Application no 46295/99 (28 May 2002)
- R v Offen (R v McGilliard, R v McKeown, R v Okwuegbunam) [2001] 1 WLR 253
- R v Buckland [2000] 1 WLR 1262
- R v Chapman [2000] 1 Cr App R 77
- V v United Kingdom (1999) 30 EHRR 121
- Attorney-General's Reference (No 32 of 1996) (R v Whittaker) [1997] 1 Cr App R (S) 261
- Costello-Roberts v United Kingdom (1993) 19 EHRR 112
- Weeks v United Kingdom (1987) 10 EHRR 293
- R v Smith (Edward Dewey) [1987] 1 SCR 1045
- Tyrer v United Kingdom (1978) 2 EHRR 1
- Engel v The Netherlands (No 1) (1976) 1 EHRR 647
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Cases citing this case
21 later cases · 14 positive · 2 neutral · 5 caution
Most senior citing decisions:
- Lendore and others v The Attorney General of Trinidad and Tobago [2017] UKPC 25 applied
- R (on the application of Sturnham) v The Parole Board of England and Wales and another (No 2) [2013] UKSC 47 applied
- Walumba Lumba (previously referred to as WL) (Congo) 1 and 2 v Secretary of State for the Home Department [2011] UKSC 12 applied
- R (On the Application of Wellington) (FC) (Appellant) v Secretary of State for the Home Department (Respondent) (Criminal Appeal from Her Majesty's High Court of Justice) [2008] UKHL 72
- O (FC) (Appellant) v. Crown Court at Harrow (Respondents) (Criminal Appeal from Her Majesty's High Court of Justice) In re O (Appellant) (application for a writ of Habeas Corpus) (Criminal Appeal from Her Majesty's High Court of Justice) (Consolidated Appeals) [2006] UKHL 42
- In re McClean (Original Respondent and Cross-appellant) (On Appeal from the Court of Appeal Northern Ireland) (Northern Ireland) [2005] UKHL 46
- Regina v. Drew (Appellant) (On Appeal from the Court of Appeal (Criminal Division)). [2003] UKHL 25
- Grant-Murray & Anor, R v [2017] EWCA Crim 1228
- SS (Nigeria) v Secretary of State for the Home Department [2013] EWCA Civ 550
- McDonald, R v [2010] EWCA Crim 127
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