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Statutory Instruments

2005 No. 1532

FINANCIAL SERVICES AND MARKETS

The Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) (Amendment) Order 2005

Made

8th June 2005

Laid before Parliament

9th June 2005

Coming into force

1st July 2005

The Treasury, in exercise of the powers conferred on them by sections 238(6) and (7) and 428(3) of the Financial Services and Markets Act 2000( 1 ), hereby make the following Order:

1. This Order may be cited as the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) (Amendment) Order 2005 and comes into force on 1st July 2005.

2. —(1)The Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001( 2 ) is amended as follows.

(2) In article 23A (self-certified sophisticated investors)( 3 ) -

(a) delete paragraph (4)(a) and the word “and” immediately following it;

(b) in paragraph (4)(b), delete “in the case of a real time communication,”; and

(c) in paragraph (5), after “buying” insert “the”.

(3) In paragraph (a) of article 24 (associations of high net worth or sophisticated investors) after “an association” insert “, or to a member of an association,” and after “article 23” insert “or 23A”.

Joan Ryan

Tom Watson

Two of the Lords Commissioners of Her Majesty’s Treasury

8th June 2005

( 1 )

2000 c. 8 .

( 2 )

S.I.2001/1060 ; a relevant amending instrument is S.I.2005/270 .

( 3 )

Article 23A was inserted by S.I.2005/270 .

Status: This is the original version (as it was originally made). This item of legislation is currently only available in its original format.
The Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) (Amendment) Order 2005 (2005/1532)

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