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Statutory Instruments

2007 No. 3292

PATENTS

The Patents (Fees) Rules 2007

Made

19th November 2007

Laid before Parliament

22nd November 2007

Coming into force

17th December 2007

M1The Secretary of State makes the following Rules in exercise of the powers conferred upon him by section 123 of the Patents Act 1977 .

M2In accordance with article 7 of the Department of Trade and Industry (Fees) Order 1988 , he has taken into account the functions and matters specified in Part 4 of Schedule 1 and Parts 1 and 2 of Schedule 2 to that Order.

Citation, commencement and interpretation

1.—(1) These Rules may be cited as the Patents (Fees) Rules 2007 and they shall come into force on 17th December 2007.

(2) In these Rules

(a) F1 the Act ” means the Patents Act 1977 and references to a section are references to a section of the Act; ...

(b) the 2007 Rules ” means the Patents[F2 Rules 2007; and F2]

[F3 (c) the fee reduction period ” means the period beginning on 30th July 2020 and ending on 31st March 2021. F3]

Use of a form

2.—(1) Except where any of [F4rules 3 to 8F4] apply, the fees to be paid in respect of any matters arising under the Act are those specified in Schedule 1.

(2) Where a form—

(a)is required to be used by the 2007 Rules; and

(b)is specified in Schedule 1 as the corresponding form in relation to any matter,

that form must be accompanied by the fee specified in respect of that matter.

(3) But where any provision of the 2007 Rules permits payment to be made before or after the form has been filed, the fee may be paid accordingly.

Application fee and the fee to begin the national phase

3.—(1) The application fee is—

(a)in respect of an international application for a patent (UK), nil;

[F5 (b)[F6 except as provided in paragraph (3),F6] in respect of any other application for a patent, including an application treated as an application under the Act following a direction under section 81 (conversion of European patent applications)

(i)which is filed in electronic form or using electronic communications in accordance with directions given under section 124A, specified in Table 1; and

(ii)which is filed otherwise than in the form referred to in subparagraph (i), specified in Table 2

Table 1 (Electronic filing)

Where the filing of the application is accompanied by the application fee £60
Where the filing of the application is not accompanied by the application fee £75

Table 2 (Non-electronic filing)

Where the filing of the application is accompanied by the application fee £90
Where the filing of the application is not accompanied by the application fee £112.50F5]

(2) The prescribed fee to begin the national phase of an international application for a patent (UK) is £30.

[F7 (3) During the fee reduction period, where the filing of the application is not accompanied by the application fee, the application fee

(a)in Table 1, is £60;

(b)in Table 2, is £90.F7]

[F8Electronic filing fee reduction

3A. Where Form 9A or 10 is filed in electronic form or using electronic communications in accordance with directions given under section 124A, the fee specified in Schedule 1 in respect of a request for a search in accordance with rule 27 of the 2007 Rules or a request for a substantive examination in accordance with rule 28 of the 2007 Rules shall in each case be reduced by [F9 £30F9] .F8]

[F10Excess claims fee

3B. The fee specified in Schedule 1 in respect of a request for a search under section 17(1) in accordance with rule 27 of the 2007 Rules shall increase by £20 for the 26th and each subsequent claim contained in the application.F10]

[F10Excess pages fee

3C. The fee specified in Schedule 1 in respect of a request for a substantive examination of an application under section 18(1) in accordance with rule 28 of the 2007 Rules shall increase by £10 for the 36th and each subsequent page of the description contained in the application.F10]

[F10Fee for the grant of a patent

3D.—(1) Where rule 30A(1) of the 2007 Rules applies, the fee for the grant of a patent is the sum of the following amounts—

(a)£20 for each qualifying claim, and

(b)£10 for each qualifying page.

(2) For the purposes of this rule

(a) a “qualifying claim” means any of the 26th or subsequent claims contained in the application which exceed the number of claims contained in the application as at the date when the applicant made a request for a search under section 17(1)(c) as referred to in rule 30A(1)(a)(ii) of the 2007 Rules; and

(b) a “qualifying page” means any of the 36th or subsequent pages of the description contained in the application which exceed the number of pages of the description contained in the application as at the date when the applicant made a request for a substantive examination under section 18(1) as referred to in rule 30A(1)(b)(ii) of the 2007 Rules. F10]

Renewal fees

4.—(1) Subject to paragraphs (2) and (3), the fee to be paid to keep a patent in force after a renewal date which falls on the anniversary indicated in the first column of the table in Part 1 of Schedule 2 is the amount specified in relation to that anniversary in the second column.

(2) Where rule 37(3) of the 2007 Rules applies, the fee to be paid to keep a patent in force after the first renewal date is the sum of the following amounts—

(a)the amount specified in relation to the relevant anniversary; and

(b)the amounts specified in relation to all previous anniversaries.

(3) Where rule 37(4) of the 2007 Rules applies, the fee to be paid to keep a patent in force after the first renewal date is the amount specified in relation to the relevant anniversary.

(4) For the purposes of paragraphs (2) and (3), the relevant anniversary is the last anniversary to fall on or before the first renewal date.

Additional fees for late renewal

5.—(1)[F11 Except as provided in paragraph (3),F11] the additional fees prescribed for late payment under section 25(4) are specified in Part 2 of Schedule 2.

(2) Where payment is made before the end of the month indicated in the first column of that table, the fee to be paid is the amount specified in the second column.

[F12 (3) During the fee reduction period, the additional fees referred to in paragraph (1) are nil.F12]

Supplementary protection certificates

6.—(1) The prescribed fee payable for a supplementary protection certificate to take effect is set in accordance with paragraph (2).

(2) Where the certificate expires during the period of one year beginning with—

(a)the start date, the fee is £600;

(b)the first anniversary of the start date, the fee is £1,300;

(c)the second anniversary of the start date, the fee is £2,100;

(d)the third anniversary of the start date, the fee is £3,000; or

(e)the fourth anniversary of the start date, the fee is £4,000.

M3(3) The period in paragraph (2) shall be calculated without reference to any extension of the duration of a supplementary protection certificate under Article 13(3) of the Medicinal Products Regulation .

(4)[F13 Except as provided in paragraph (6),F13] the additional fee prescribed for the purposes of paragraph 5(b) of Schedule 4A to the Act (supplementary protection certificates) shall be half the prescribed fee.

(5) In this rulestart date” is the first day following the day on which the basic patent expires.

[F14 (6) During the fee reduction period, the additional fee referred to in paragraph (4) is nil.F14]

Other fees

7.—(1) The prescribed fee to publish a translation filed at the Patent Office under section 89A(3) or (5) (international and national phases of application) is £12.

M4(2) The prescribed fee for an application to the comptroller for an order under the Evidence (Proceedings in Other Jurisdictions) Act 1975 as applied by section 92(1) (obtaining evidence for proceedings under the European Patent Convention) is nil.

(3) The fee to transmit an international application for a patent filed at the Patent Office to the International Bureau and the International Searching Authority is [F15£75F15] .

[F16 (3A) The fee to request restoration of the right of priority of an international application for a patent filed at the Patent Office in accordance with the Patent Co-operation Treaty is £150.F16]

(4) In paragraph (3) “ International Searching Authority ” has the same meaning as in the Patent Co-operation Treaty.

[F17Temporary fee reduction

8. —(1) This rule applies to the fees (“the relevant fees”) specified in Schedule 1 identified in paragraph (3).

(2) During the fee reduction period, the relevant fees are nil.

(3) The relevant fees referred to in paragraph (1) are—

(a)the fee of £135 which must accompany Form 52,

(b)the fee of £150 which must accompany Form 3 on a request for permission to make a late declaration of priority under section 5(2B),

(c)the fee of £150 which must accompany Form 14, and

(d)the fee of £135 which must accompany Form 16.F17]

Triesman

Parliamentary Under Secretary of State for Intellectual Property and Quality

Department for Innovation, Universities and Skills

19th November 2007

Rule 2

SCHEDULE 1 USE OF FORMS

Patents Form Number Item Amount (£)
1 On request for the grant of a patent in accordance with rule 12(1) of the 2007 Rules
2 On starting proceedings in relation to applications, references or requests in accordance with rule 76(1) of, and the provisions mentioned in Part 1 of Schedule 3 to, the 2007 Rules (except those started on Form SP3) 50
On applying for the review of an opinion in accordance with rule 98(3) of the 2007 Rules 50
3 On making a declaration for the purposes of section 5(2), in relation to an earlier relevant application filed during the period allowed by section 5(2A)(a), in accordance with rule 6 of the 2007 Rules 40
On request for permission to make a late declaration of priority under section 5(2B) in accordance with rule 7 of the 2007 Rules 150
[F18 4 On continuing proceedings following receipt of a counter-statement in accordance with rule 80(1A) of the 2007 Rules 350F18]
7 On making a statement identifying the inventor and indicating the derivation of the right to the grant of a patent under section 13(2) in accordance with rule 10(4) of the 2007 Rules
8 On request for a certificate authorising the release of a sample of biological material in accordance with rule 13(1) of, and paragraph 4 or 7 of Schedule 1 to, the 2007 Rules
8A On request that a sample of the biological material should only be made available to an expert in accordance with rule 13(1) of, and paragraph 6 of Schedule 1 to, the 2007 Rules
9 On request for a further search under section 17(6) or payment for a supplementary search under section 17(8) (in relation to applications initiated before 1st January 2005) in accordance with paragraph 5 of Schedule 5 to the 2007 Rules 100
9A On request for a search under section 17(1) in accordance with rule 27 of the 2007 Rules
(a) in respect of an international application for a patent (UK), which has already been the subject of a search by the International Searching Authority;[F19 150F19]
(b) in respect of any other application.[F19 180F19]
On request for a further search under section 17(6) or payment for a supplementary search under section 17(8) in accordance with rule 27 of the 2007 Rules[F19 180F19]
10 On request for a substantive examination of an application in accordance with rule 28 of the 2007 Rules[F20 130F20]
12 (See Schedule 2)
14 On request under section 20A for reinstatement of an application in accordance with rule 32 of the 2007 Rules 150
15 On giving notice of opposition in accordance with rule 76 of, and the provisions mentioned in Part 2 of Schedule 3 to, the 2007 Rules 50
16 On application under section 28 for restoration of a patent in accordance with rule 40 of the 2007 Rules 135
17 On request for an opinion under section 74A in accordance with rule 93 of the 2007 Rules 200
20 On request to correct a name in accordance with rule 49 of the 2007 Rules
21 On application to register (or to give notice of) any transaction, instrument or event mentioned in section 32(2)(b) or 33(3) in accordance with rule 47 of the 2007 Rules[F21 50F21]
23 On application for a certified copy of an entry in the register, or a certified extract from the register, or of a relevant document in accordance with rule 46(1) or 48(5) of the 2007 Rules 20
On application for an uncertified copy of an entry in the register, or an uncertified extract from the register, or of a relevant document in accordance with rule 46(2) or 48(5) of the 2007 Rules 5
On request for a certified copy of an international application filed at the Patent Office as the competent receiving Office in accordance with rule 65(4) of the 2007 Rules 20
On application for a certificate in accordance with rule 46(3) of the 2007 Rules 20
28 On application under section 46(1) for an entry to be made on the register that a licence is available as of right in accordance with rule 43(1) of the 2007 Rules
30 On application under section 47(1) for the cancellation of an entry made under section 46 in accordance with rule 43(3) of the 2007 Rules
49 On request to be notified of a relevant event in accordance with rule 54 of the 2007 Rules 25
51 On appointment of an agent in accordance with rule 101 of the 2007 Rules
52 On request for extension of a period of time in accordance with rule 108(2) and (3) of the 2007 Rules 135
54 On filing a translation of the specification of a European patent (UK) in accordance with rule 56 of the 2007 Rules
On filing a translation of the claims of the specification of an application for a European patent (UK) in accordance with rule 56 of the 2007 Rules
On filing a corrected translation under section 80(3) in accordance with rule 57 of the 2007 Rules
SP1M5 On application for a supplementary protection certificate under Article 8 of the Medicinal Products or Plant Protection Products Regulations in accordance with rule 116 of the 2007 Rules 250
SP2 (see rule 6)
SP3 On application to review lapse or for a declaration of invalidity under Articles 14 or 15 of the Medicinal Products or Plant Protection Products Regulations or for revocation of an extension of the duration of a supplementary protection certificate under Article 15a of the Medicinal Products Regulation in accordance with rule 76 of the 2007 Rules 50
SP4 On application for an extension of the duration of a supplementary protection certificate under Article 8 of the Medicinal Products Regulation in accordance with rule 116 of the 2007 Rules 200

Rules 4 and 5

SCHEDULE 2 RENEWAL FEES

[F22PART 1 RENEWAL FEE

Anniversary of date of filing Amount (£)
4th 70
5th 90
6th 110
7th 130
8th 150
9th 170
10th 190
[F23 11th 220
12th 260
13th 300
14th 360
15th 420
16th 470
17th 520
18th 570
19th 610F23,F22]]

PART 2 ADDITIONAL FEE

Month beginning after the expiry of the period for payment of the renewal fee Amount of additional renewal fee (£)
1st 0
2nd 24
3rd 48
4th 72
5th 96
6th 120
Status: There are currently no known outstanding effects for The Patents (Fees) Rules 2007.
The Patents (Fees) Rules 2007 (2007/3292)
Version from: 30 July 2020

Displaying information

Status of this instrument

in force Provision is in force
in force* In force only for specified purposes (for detail about the purposes see/hover footnote)
not in force Not in force in England (may be in force in other geographies, see footnotes)
italics Defined term
dfn Defined term (alternative style)
gry bckgrd the in-force status of the provision is complex, check the footnotes
footnote commentary transitional and savings in force status related provisions geo extent insert/omit source count in force adj
F1 Word in rule 1(2)(a) omitted (30.7.2020) by virtue of The Patents, Trade Marks and Registered Designs (Fees) (Coronavirus) (Amendment) Rules 2020 (S.I. 2020/644), rules 1, 3(a) omitted
F2 Words in rule 1(2)(b) substituted (30.7.2020) by The Patents, Trade Marks and Registered Designs (Fees) (Coronavirus) (Amendment) Rules 2020 (S.I. 2020/644), rules 1, 3(b) substituted
F3 Rule 1(2)(c) inserted (30.7.2020) by The Patents, Trade Marks and Registered Designs (Fees) (Coronavirus) (Amendment) Rules 2020 (S.I. 2020/644), rules 1, 3(c) inserted
F4 Words in rule 2(1) substituted (30.7.2020) by The Patents, Trade Marks and Registered Designs (Fees) (Coronavirus) (Amendment) Rules 2020 (S.I. 2020/644), rules 1, 4 substituted
F5 Rule 3(1)(b) and tables substituted for rule 3(1)(b) (6.4.2018) by The Patents and Patents (Fees) (Amendment) Rules 2017 (S.I. 2017/1100), rules 1(1), 6 (with rule 11(1)) substituted
F6 Words in rule 3(1)(b) inserted (30.7.2020) by The Patents, Trade Marks and Registered Designs (Fees) (Coronavirus) (Amendment) Rules 2020 (S.I. 2020/644), rules 1, 5(a) inserted
F7 Rule 3(3) inserted (30.7.2020) by The Patents, Trade Marks and Registered Designs (Fees) (Coronavirus) (Amendment) Rules 2020 (S.I. 2020/644), rules 1, 5(b) inserted
F8 Rule 3A inserted (4.10.2009) by The Trade Marks and Trade Marks and Patents (Fees) (Amendment) Rules 2009 (S.I. 2009/2089), rules 2, 22 inserted
F9 Sum in Rule 3A substituted (6.4.2018) by The Patents and Patents (Fees) (Amendment) Rules 2017 (S.I. 2017/1100), rules 1(1), 7 (with rule 11(1)) substituted
F10 Rules 3B-3D inserted (6.4.2018) by The Patents and Patents (Fees) (Amendment) Rules 2017 (S.I. 2017/1100), rules 1(1), 8 (with rule 11) inserted
F10 Rules 3B-3D inserted (6.4.2018) by The Patents and Patents (Fees) (Amendment) Rules 2017 (S.I. 2017/1100), rules 1(1), 8 (with rule 11) inserted
F10 Rules 3B-3D inserted (6.4.2018) by The Patents and Patents (Fees) (Amendment) Rules 2017 (S.I. 2017/1100), rules 1(1), 8 (with rule 11) inserted
F11 Words in rule 5(1) inserted (30.7.2020) by The Patents, Trade Marks and Registered Designs (Fees) (Coronavirus) (Amendment) Rules 2020 (S.I. 2020/644), rules 1, 6(a) inserted
F12 Rule 5(3) inserted (30.7.2020) by The Patents, Trade Marks and Registered Designs (Fees) (Coronavirus) (Amendment) Rules 2020 (S.I. 2020/644), rules 1, 6(b) inserted
F13 Words in rule 6(4) inserted (30.7.2020) by The Patents, Trade Marks and Registered Designs (Fees) (Coronavirus) (Amendment) Rules 2020 (S.I. 2020/644), rules 1, 7(a) inserted
F14 Rule 6(6) inserted (30.7.2020) by The Patents, Trade Marks and Registered Designs (Fees) (Coronavirus) (Amendment) Rules 2020 (S.I. 2020/644), rules 1, 7(b) inserted
F15 Sum in Rule 7(3) substituted (6.4.2010) by The Patents and Patents and Trade Marks (Fees) (Amendment) Rules 2010 (S.I. 2010/33), rules 1, 8 substituted
F16 Rule 7(3A) inserted (6.4.2010) by The Patents and Patents and Trade Marks (Fees) (Amendment) Rules 2010 (S.I. 2010/33), rules 1, 9 inserted
F17 Rule 8 inserted (30.7.2020) by The Patents, Trade Marks and Registered Designs (Fees) (Coronavirus) (Amendment) Rules 2020 (S.I. 2020/644), rules 1, 8 inserted
F18 Words in Sch. 1 inserted (6.4.2010) by The Patents and Patents and Trade Marks (Fees) (Amendment) Rules 2010 (S.I. 2010/33), rules 1, 10(4) inserted
F19 Words in Sch. 1 substituted (6.4.2018) by The Patents and Patents (Fees) (Amendment) Rules 2017 (S.I. 2017/1100), rules 1(1), 9(2) (with rule 11(1)) substituted
F20 Word in Sch. 1 substituted (6.4.2018) by The Patents and Patents (Fees) (Amendment) Rules 2017 (S.I. 2017/1100), rules 1(1), 9(3) (with rule 11(1)) substituted
F21 Word in Sch. 1 inserted (6.4.2010) by The Patents and Patents and Trade Marks (Fees) (Amendment) Rules 2010 (S.I. 2010/33), rules 1, 10(5) inserted
F22 Sch. 2 Pt. 1 substituted (6.4.2010) by The Patents and Patents and Trade Marks (Fees) (Amendment) Rules 2010 (S.I. 2010/33), rules 1, 11 (with rule 16) substituted
F23 Sch. 2 Pt. 1 entries substituted (6.4.2018) by virtue of The Patents and Patents (Fees) (Amendment) Rules 2017 (S.I. 2017/1100), rules 1(1), 10 (with rule 11(1)) substituted
M1 1977 c. 37. Section 123 was amended by the Copyright, Designs and Patents Act 1988 (c.48), Schedule 5, paragraph 29, and the Patents Act 2004 (c.16), Schedule 2, paragraph 26.
M2 SI 1988/93, amended by SI 1990/1473, which were made under section 102 of the Finance (No 2) Act 1987 (c. 51).
M3 Council Regulation (EEC) No 1768/92 (OJ No L 182, 2.7.92, p1) as amended by Regulation (EC) 1901/2006 (OJ No L 378, 27.12.2006, p1).
M4 1975 c. 34.
M5 Regulation (EC) No 1610/96 (OJ No L 198, 8.8.96, p30).
Defined Term Section/Article ID Scope of Application
International Searching Authority rule 7. def_f79249fc97
qualifying claim rule 3D. def_da7d604ff5
qualifying page rule 3D. def_d872b82234
start date rule 6. def_cc7ebaf4bc
the 2007 Rules rule 1. def_da2ad65084
the Act rule 1. def_95c5ad877f
the fee reduction period rule 1. def_76c5646834
the relevant fees rule 8. def_00658826d8

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