Summary
The investigative obligation under article 2 of the European Convention on Human Rights arises only where there is an arguable breach of a substantive obligation to respect or protect life. Article 2 does not require a state to refrain from an internationally unlawful war, or to exercise due diligence in determining a proposed war’s legality. The legality of military action has no direct bearing on the physical risk to service personnel.
Consequently, deaths during an overseas military operation do not require an article 2 inquiry into the governmental process for deciding to use force. The Convention’s investigative obligation concerns the circumstances in which a substantive right may have been violated. It does not extend to a general public inquiry into high-policy decisions concerning war and international relations.
Factual background
The appellants were the mothers of two 19-year-old British soldiers killed while serving in Iraq. Investigations and inquests had examined the immediate circumstances of the deaths. The appellants sought judicial review requiring an independent public inquiry into the process by which the Government obtained advice about the legality of the 2003 invasion.
Collins J refused the claim in [2005] EWHC 3119 (Admin). The Court of Appeal dismissed the appeal in [2006] EWCA Civ 1689, [2007] QB 689. The appeal to the House concerned whether article 2 of the European Convention on Human Rights imposed a substantive duty to exercise due diligence in determining the invasion’s legality and, consequently, a procedural duty to investigate whether that obligation had been performed.
Held
Appeal dismissed unanimously. Lord Bingham delivered the leading speech. Lord Hoffmann, Lord Hope, Lord Scott, Lord Rodger, Baroness Hale, Lord Carswell, Lord Brown and Lord Mance agreed that article 2 did not require the inquiry sought.
Per Lord Bingham, Lord Hoffmann and Lord Rodger, article 2 neither incorporated the United Kingdom’s obligations under the United Nations Charter nor imposed a duty owed to individual soldiers to refrain from an internationally unlawful war. It followed that article 2 imposed no independent duty to exercise due diligence in determining whether proposed military action would be lawful. A procedural duty to investigate the performance of such a duty would elevate procedure over a substantive obligation which did not exist.
Per Lord Bingham, Lord Hope, Lord Rodger and Lord Carswell, the legality of a military operation has no immediate or sustainable connection with the physical danger to service personnel. A lawful war may be highly dangerous, while an unlawful surprise attack may reduce danger to the attacking force. The alleged deficiencies in obtaining legal advice were therefore too remote from the deaths to constitute a relevant breach of article 2.
Per Lord Bingham, applying R (Middleton) v West Somerset Coroner [2004] UKHL 10, the procedural obligation under article 2 is ancillary or parasitic upon an arguable violation of a substantive obligation. Since no arguable substantive duty arose, no investigative duty was triggered. Even had a substantive duty been arguable, article 2 jurisprudence did not contemplate a wide-ranging inquiry into the governmental process leading to war.
Per Lord Hope, the Convention applies in principle to members of the armed forces, but its protection must reflect military life and the inherently dangerous operations for which service personnel are recruited, trained and equipped. Deployment overseas as part of an organised, properly equipped force does not itself violate the right to life.
Per Lord Bingham, the traditional restraint concerning peace, war, treaties and foreign relations supported the conclusion that the asserted right did not exist. Baroness Hale accepted that, if a Convention right required adjudication of such matters, the courts would have to adjudicate, but the subject matter remained relevant when deciding whether the Convention should be interpreted as creating the right.
Baroness Hale considered that soldiers under United Kingdom command and control could be within its jurisdiction, while Lord Bingham and Lord Carswell regarded that conclusion as inconsistent or questionable under the existing authority. This disagreement did not affect the result because the appeal failed on the absence of a substantive article 2 duty.
The court’s approach to earlier authorities
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Appellate history
- House of Lords: The appeal was dismissed unanimously in [2008] UKHL 20 .
- Court of Appeal: The appeal was dismissed in [2006] EWCA Civ 1689 , [2007] QB 689 .
- High Court, Administrative Court: Collins J dismissed the claim in [2005] EWHC 3119 (Admin) .
Appeal route
- Appealed from[2006] EWCA Civ 1689This appealappeal dismissed unanimously (9–0)
- This judgment [2008] UKHL 20 House of Lords
Key cases cited
27 authorities cited.
- R (on the application of Al-Jedda) (FC) (Appellant) v Secretary of State for Defence (Respondent) [2007] UKHL 58
- In re Officer L (Respondent) (Northern Ireland) [2007] UKHL 36
- Al-Skeini and others (Respondents) v. Secretary of State for Defence (Appellant) Al-Skeini and others (Appellants) v. Secretary of State for Defence (Respondent) (Consolidated Appeals) [2007] UKHL 26
- R v. Jones (Appellant) (On Appeal from the Court of Appeal (Criminal Division)) (formerly R v. J (Appellant))R v. Milling (Appellant) (On Appeal from the Court of Appeal (Criminal Division)) (formerly R v. M (Appellant))R v. Olditch (Appellant) (On Appeal from the Court of Appeal (Criminal Division)) (formerly R v. O (Appellant))R v. Pritchard (Appellant) (On Appeal from the Court of Appeal (Criminal Division)) (formerly R v. P (Appellant))R v. Richards (Appellant) (On Appeal from the Court of Appeal (Criminal Division)) (formerly R v. R (Appellant)) (Conjoined Appeals)Ayliffe and others (Appellants) v. Director of Public Prosecutions (Respondent) (Criminal Appeal from Her Majesty's High Court of Justice)Swain (Appellant) v. Director of Public Prosecutions (Respondent) (Criminal Appeal from Her Majesty's High Court of Justice) [2006] UKHL 16
- Regina v Special Adjudicator (Respondent) ex parte Ullah (FC) (Appellant) Do (FC) (Appellant) v Secretary of State for the Home Department (Respondent) [2004] UKHL 26
- Regina v. Her Majesty's Coroner for the Western District of Somerset (Respondent) and another (Appellant) ex parte Middleton (FC) (Respondent) [2004] UKHL 10
- In re McKerr (AP) (Respondent) (Northern Ireland) [2004] UKHL 12
- Kuwait Airways Corporation v Iraqi Airways Company and Other Kuwait Airways Corporation v Iraqi Airways Company and Other (Consolidated Appeals [2002] UKHL 19
- R v Secretary of State for the Home Department, Ex p Launder [1997] 1 WLR 839
- Scholes v Secretary of State for the Home Department [2006] EWCA Civ 1343
- Banks v United Kingdom [2007] ECHR 177
- McBride v United Kingdom (2006) 43 EHRR SE 102
- Bubbins v United Kingdom (2005) 41 EHRR 458
- Brown v Stott [2003] 1 AC 681
- Sen v Turkey Application no 45824/99, 8 July 2003
- Edwards v United Kingdom (2002) 35 EHRR 487
- McShane v United Kingdom (2002) 35 EHRR 593
- Bankovic v Belgium (2001) 11 BHRC 435
- Jordan v United Kingdom (2001) 37 EHRR 52
- Grigoriades v Greece (1999) 27 EHRR 464
- Osman v United Kingdom (1998) 29 EHRR 245
- D v United Kingdom (1997) 24 EHRR 423
- Chahal v United Kingdom (1996) 23 EHRR 413
- McCann v United Kingdom (1995) 21 EHRR 97
- Taylor v United Kingdom (1994) 79-A DR 127
- Soering v United Kingdom [1989] ECHR 14038/88
- Engel v The Netherlands (No 1) (1976) 1 EHRR 647
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Cases citing this case
27 later cases · 14 positive · 8 neutral · 5 caution
Most senior citing decisions:
- Shergill and others v Khaira and others [2014] UKSC 33 approved
- Smith and others v The Ministry of Defence [2013] UKSC 41 approved
- R (on the application of Smith) v Secretary of State for Defence and another [2010] UKSC 29 applied
- R (On The Application of JL v Secretary of State For Justice (Appellant) [2008] UKHL 68
- ASY & Ors v Home Office [2024] EWCA Civ 373
- Jessica Morahan, R (on the application of) v His Majesty's Assistant Coroner for West London [2022] EWCA Civ 1410
- SEAN KEVIN CANNING v THE CROWN [2022] EWCA Crim 469
- Belhaj & Anor v Straw & Ors [2014] EWCA Civ 1394
- Smith & Ors v The Ministry of Defence [2012] EWCA Civ 1365
- Humberstone, R (on the application of) v Legal Services Commission [2010] EWCA Civ 1479
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