R (On The Application of JL v Secretary of State For Justice (Appellant)

[2008] UKHL 68

Case details

Case citations
[2008] UKHL 68 · [2009] AC 588 · [2008] 3 WLR 1325 · [2009] 2 All ER 521 · [2008] UKHR 68
Court
House of Lords
Judgment date
26 November 2008
Judgment text

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Subjects
Human rights Public law Procedural obligation to investigate
Keywords
right to life prison suicide near-suicide serious brain injury custodial duty independent investigation effective investigation public inquiry systemic failure Article 2
Outcome
appeal dismissed unanimously
Judicial consideration

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Summary

Article 2 of the European Convention on Human Rights automatically requires an enhanced investigation when a prisoner makes a near-successful suicide attempt which creates the possibility of serious long-term injury. The duty does not depend on a prior arguable case that the State breached its substantive obligation to protect life.

The investigation must be effective, prompt, sufficiently independent, appropriately involve the injured prisoner or representatives, and provide adequate public scrutiny. Its form remains flexible. A full public inquiry is required only where the circumstances make it necessary for effectiveness or accountability.

Factual background

JL attempted suicide while detained at Feltham Young Offender Institution and sustained permanent brain damage. A retired prison governor investigated internally, without involving JL or his representatives and without publishing the report.

Langstaff J granted judicial review and declared that Article 2 required a compliant investigation: [2006] EWHC 2558 (Admin). The Court of Appeal dismissed the Secretary of State's appeal and held that an initial independent investigation was required, followed where necessary by a fuller inquiry: [2007] EWCA Civ 767.

The Secretary of State had agreed to commission a full inquiry but appealed because of the wider resource implications. The central questions were whether independence was required from the outset, whether an arguable substantive breach was a prerequisite, and whether every qualifying case required a public inquiry of the kind considered in R (D) v Secretary of State for the Home Department.

Held

  1. Appeal dismissed unanimously. Lord Phillips delivered the leading speech. All five Law Lords agreed that Article 2 required an independent, enhanced investigation into JL's near-suicide. The declaration granted by Langstaff J and upheld by the Court of Appeal therefore remained undisturbed.

  2. Per Lord Phillips, a near-successful suicide attempt in custody which leaves the prisoner with the possibility of serious long-term injury automatically engages the procedural obligation under Article 2. The duty is not conditional upon an internal inquiry first establishing an arguable substantive breach. Lord Brown agreed that the State must account whenever its system for preventing suicide fails in such circumstances. Lord Mance agreed at least where the injuries substantially impair the prisoner's ability to discover, assess or act upon what happened.

  3. Per Lord Phillips, the investigation serves wider purposes than identifying individual fault. It must establish the facts, expose culpable conduct, identify systemic or operational defects, correct dangerous practices and enable lessons to be learned. An internal investigation cannot discharge the obligation because the State must be seen impartially to account for a grave failure within a closed custodial environment.

  4. Per Lord Phillips, the essential requirements are State initiation, promptness, effectiveness, independence from those implicated, sufficient public scrutiny, and appropriate involvement of the injured prisoner or representatives. Mr Sheikh lacked the necessary independence. JL and his representatives were neither involved nor informed, and the report was not published. The inquiry also left material concerns requiring further investigation.

  5. Per Lord Rodger, Lord Walker, Lord Brown and Lord Mance, Article 2 does not prescribe a single model. Immediate evidence-preservation steps may necessarily be taken internally, but responsibility should pass to an independent investigator as soon as possible. The investigator must then determine what procedure is needed to obtain the evidence and secure accountability.

  6. A full public inquiry of the kind considered in R (D) v Secretary of State for the Home Department [2006] EWCA Civ 143 is not automatic. Per Lord Brown, supported on this point by the other Law Lords, such an inquiry should ordinarily be exceptional. It may become necessary where witnesses are uncooperative, serious evidential conflicts or grave failures emerge, or the public interest requires wider exposure. Publication of an independent report and suitable participation by the victim or family may otherwise suffice.

The court’s approach to earlier authorities

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Appellate history

  1. House of Lords: The Secretary of State's appeal was dismissed unanimously: [2008] UKHL 68. The declaration requiring an Article 2-compliant investigation remained in force, although the House clarified that a full public inquiry is not invariably required.
  2. Court of Appeal: The Secretary of State's appeal was dismissed: [2007] EWCA Civ 767. The court held that an initial independent investigation was required and that the facts justified a fuller inquiry.
  3. High Court, Administrative Court: Langstaff J granted a declaration that the circumstances required an investigation satisfying Article 2: [2006] EWHC 2558 (Admin).

Lower court decision

Judgment appealed:
Outcome:
appeal dismissed unanimously

Key cases cited

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Cases citing this case

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