Statutory Instruments

2011 No. 133

Financial Services And Markets

The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2011

Made

25th January 2011

Laid before Parliament

26th January 2011

Coming into force

16th February 2011

The Treasury make the following Order in exercise of the powers conferred on them by sections 22(1) and (5), 426, 427 and 428(3) of, and paragraph 25 of Schedule 2 to, the Financial Services and Markets Act 2000( 1 ):

Citation, commencement and interpretation

1. —(1) This Order may be cited as the Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2011.

(2) This Order comes into force on 16th February 2011.

(3) In this Order—

“the Principal Order” means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 ( 2 ); and

“the Financial Promotion Order” means the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 ( 3 ).

Amendment of the Principal Order

2. —(1) The Principal Order is amended as follows.

(2) In article 77 (instruments creating or acknowledging indebtedness)—

(a) in paragraph (1) omit “77A or”;

(b) in paragraph (2) omit sub-paragraph (e).

(3) In article 77A (alternative finance investment bonds) in paragraph (1) after “article” insert “77 or”.

Amendment of the Financial Promotion Order

3. —(1) The Financial Promotion Order is amended as follows.

(2) In Part 2 of Schedule 1—

(a) in paragraph 15(1) omit “15A or”;

(b) in paragraph 15(2) omit sub-paragraph (e);

Application of amendments

4. The instruments to which the amendments made by this Order apply from its commencement include existing instruments which fall within—

(a) article 77 or 77A of the Principal Order; or

(b) paragraph 15 or 15A of Schedule 1 to the Financial Promotion Order,

in each case as amended by this Order.

Angela Watkinson

James Duddridge

Two of the Lords Commissioners of Her Majesty’s Treasury

25th January 2011

( 1 )

2000 c.8 .

( 2 )

S.I. 2001/544 , amended by S.I. 2010/86 ; there are other amending instruments but none are relevant.

( 3 )

S.I. 2005/1529 , amended by S.I. 2010/86 ; there are other amending instruments but none are relevant.

in force	Provision is in force
in force*	In force only for specified purposes (see footnote)
not in force	Not in force in England (may be in force in other geographies, see footnotes)
defined term	Defined term
_dfn	Defined term (alternative style)

footnote	commentary	transitional and savings	in force status	related provisions	geo extent	insert/omit	source count	in force adj

Defined Term	Section/Article	ID	Scope of Application
the Financial Promotion Order	art. 1.	def_172c21f6f2
the Principal Order	art. 1.	def_57a55e70ca