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Statutory Instruments

2011 No. 2428

Social Security

The Social Security (Work-focused Interviews for Lone Parents and Partners) (Amendment) Regulations 2011

Made

6th October 2011

Laid before Parliament

10th October 2011

Coming into force

31st October 2011

The Secretary of State for Work and Pensions makes the following Regulations in exercise of the powers conferred by sections 2A(1), (2B), (3)(b) and (e), (5), (6) and (8), 2AA(1), (6) and (7), 189(1), (4)(a), (5) and (6) and 191 of the Social Security Administration Act 1992( 1 ), and sections 12(1), 13(1), 24(1) and (3B) and 25(2), (3) and (5) of the Welfare Reform Act 2007( 2 ).

In accordance with section 173(1)(b) of the Social Security Administration Act 1992 the Secretary of State has obtained the agreement of the Social Security Advisory Committee that proposals in respect of these Regulations should not be referred to them.

Citation and commencement

1. These Regulations may be cited as the Social Security (Work-focused Interviews for Lone Parents and Partners) (Amendment) Regulations 2011 and shall come into force on 31st October 2011.

Amendment of the Social Security (Work-focused Interviews for Lone Parents) and Miscellaneous Amendments Regulations 2000

2. —(1)The Social Security (Work-focused Interviews for Lone Parents) and Miscellaneous Amendments Regulations 2000( 3 ) are amended as follows.

(2) In regulation 1 (citation, commencement and interpretation) ( 4 )—

(a) in paragraph (4), after the definition of “pensionable age”( 5 ), insert—

“relevant interview” means an interview under these Regulations in relation to the lone parent’s current award of income support. ; and

(b) after paragraph (5), insert—

(6) For the purposes of section 2A(2A)(b) of the Social Security Administration Act 1992 ( 6 ) and these Regulations, a lone parent is to be treated as responsible for, and a member of the same household as, a child under the age of one only where the lone parent is treated as being responsible for and a member of the same household as such a child under regulations 15 and 16 of the Income Support (General) Regulations 1987 ( 7 ) . .

(3) For regulation 2 (general requirement for lone parents claiming or entitled to income support to take part in an interview)( 8 ) substitute—

Requirement for certain lone parents entitled to income support to take part in an interview

2. —(1) Subject to this regulation and regulations 2ZA and 4 to 6, a lone parent who falls within paragraph 1 (lone parents) of Schedule 1B (prescribed categories of person) to the Income Support (General) Regulations 1987 ( 9 ) and paragraph (2) or (3) is required to take part in an interview.

(2) A lone parent falls within this paragraph if the lone parent is entitled to income support and has not taken part or been required to take part in a relevant interview.

(3) A lone parent falls within this paragraph if the lone parent has—

(a) taken part;

(b) failed to take part; or

(c) been treated as having taken part,

in a relevant interview.

(4) Where a lone parent falls within paragraph (3) the requirement to take part in an interview arises every six months after the date on which the lone parent—

(a) last took part;

(b) last failed to take part; or

(c) was last treated as having taken part,

in a relevant interview.

(5) Where a determination has been made in relation to a lone parent under regulation 6(1) (waiver) the lone parent is to be treated for the purposes of paragraph (2) of this regulation as if he has not taken part or been required to take part in a relevant interview. .

(4) In regulation 2ZA (requirement for certain lone parents to take part in an interview)( 10 )—

(a) in paragraph (2), for the second use of “an interview” substitute “a relevant interview”;

(b) in paragraph (3), for the first and second use of “an interview” substitute “a relevant interview”.

(5) After regulation 2ZA—

(a) omit regulation 2A (requirement for specified lone parents to take part in an interview)( 11 ); and

(b) insert—

General requirement for lone parents entitled to income support to take part in an interview

2ZB. —(1) Subject to regulations 4 to 6, this regulation applies to a lone parent who does not fall within paragraph 1 (lone parents) of Schedule 1B (prescribed categories of person) to the Income Support (General) Regulations 1987 and is entitled to income support.

(2) A lone parent to whom this regulation applies is required to take part in an interview—

(a) where paragraph (3) applies to them; or

(b) where paragraph (4) and either paragraph (5) or (6) applies to them.

(3) This paragraph applies to a lone parent who has not taken part or been required to take part in a relevant interview.

(4) This paragraph applies to a lone parent who has taken part in a relevant interview or who would have taken part in such an interview but for—

(a) the requirement being deferred in accordance with regulation 5, or

(b) the requirement being waived in accordance with regulation 6.

(5) This paragraph applies to a lone parent when any of the following circumstances arise—

(a) the lone parent’s entitlement to carer’s allowance ceases whilst entitlement to income support continues;

(b) the lone parent becomes engaged or ceases to be engaged in part-time work;

(c) the lone parent has been undergoing education or training arranged by an officer and that education or training comes to an end; or

(d) the lone parent attains the age of 18 and has not previously taken part in a relevant interview.

(6) This paragraph applies where a lone parent has not been required to take part in a relevant interview for at least 36 months. .

(6) In regulation 4 (circumstances where requirement to take part in an interview does not apply)( 12 )—

(a) in paragraph (1), for “Regulation 2”, substitute “Regulations 2 and 2ZB”;

(b) after paragraph (1), insert—

(1A) Regulation 2 shall not apply to a lone parent who is treated as responsible for, and a member of the same household as, a child who is under the age of one. ; and

(c) in paragraph (3), for “2A” substitute “2ZB”.

(7) In regulations 5(2) (deferment of requirement to take part in an interview) and 6(2)(a) (waiver) for “2, 2ZA and 2A”, substitute “2, 2ZA and 2ZB”.

(8) In regulation 7 (consequence of failure to take part in an interview)( 13 )—

(a) in paragraph (1), for “the consequences specified in paragraphs (3) and (4) ensue” substitute “the consequence specified in paragraph (3) ensues”;

(b) for paragraph (3), substitute—

(3) The income support of a lone parent to whom paragraph (1) applies shall be reduced in accordance with regulation 8. ; and

(c) omit paragraphs (4) and (6).

(9) In regulation 8 (reduction of income support)( 14 ), in paragraph (3)—

(a) at the end of subparagraph (b), omit “and”; and

(b) at the end of subparagraph (c) insert both “and;”, and —

(d) the first day of the benefit week in which regulation 4(1A) first applies to that person. .

Amendment of the Social Security (Jobcentre Plus Interviews) Regulations 2002

3. —(1)The Social Security (Jobcentre Plus Interviews) Regulations 2002( 15 ) are amended as follows.

(2) In regulation 2 (interpretation and application)( 16 )—

(a) in paragraph (1), after the definition of “relevant benefit”, insert—

“relevant interview” means an interview under these Regulations in relation to the claimant’s current award of a specified benefit; ; and

(b) after paragraph (2), insert—

(2A) For the purposes of section 2A(2A)(b) of the Social Security Administration Act 1992 ( 17 ) and these Regulations, a lone parent is to be treated as responsible for, and a member of the same household as, a child under the age of one only where the lone parent would be treated as being responsible for, and a member of the same household as, such a child under regulations 15 and 16 of the Income Support (General) Regulations 1987 ( 18 ) , if references in those Regulations to income support were to a specified benefit. .

(3) In regulation 3 (requirement for a person claiming a specified benefit to take part in an interview)( 19 )—

(a) at the end of paragraph (1)(b), omit “and”; and

(b) at the end of paragraph (1)(c) insert—

; and

(d) is not a lone parent who—

(i) makes a claim for or is entitled to income support; and

(ii) falls within paragraph 1 (lone parents) of Schedule 1B (prescribed categories of person) to the Income Support (General) Regulations 1987. .

(4) For regulation 4 (continuing entitlement to specified benefit dependent on an interview)( 20 ), substitute—

Continuing entitlement to full amount of specified benefit dependent on an interview

4. —(1) This paragraph applies to a person who—

(a) is not a lone parent who is entitled to income support who falls within paragraph 1 (lone parents) of Schedule 1B (prescribed categories of person) to the Income Support (General) Regulations 1987;

(b) has not attained pensionable age; and

(c) is entitled to a specified benefit.

(2) Subject to regulations 6 to 9, a person to whom paragraph (1) applies is required to take part in an interview as a condition of continuing to be entitled to the full amount of benefit which is payable apart from these Regulations where paragraph (3) and either paragraph (4) or (5) apply.

(3) This paragraph applies to a person who has taken part in a relevant interview or who would have taken part in such an interview but for—

(a) the requirement being waived in accordance with regulation 6; or

(b) the requirement being deferred in accordance with regulation 7.

(4) This paragraph applies to a person when any of the following circumstances arise—

(a) the person’s entitlement to carer’s allowance ceases whilst entitlement to a specified benefit continues;

(b) the person becomes engaged or ceases to be engaged in part-time work;

(c) the person has been undergoing education or training arranged by the officer and that education or training comes to an end; or

(d) the person attains the age of 18 and has not previously taken part in a relevant interview.

(5) This paragraph applies where a person has not been required to take part in a relevant interview for at least 36 months. .

(5) After regulation 4( 21 ), insert—

Continuing entitlement to full amount of income support dependent on an interview: lone parents who fall within paragraph 1 of Schedule 1B to the Income Support (General) Regulations 1987

4ZA. —(1) Subject to regulations 4A and 6 to 9, this regulation applies to a lone parent who—

(a) is entitled to income support;

(b) falls within paragraph 1 (lone parents) of Schedule 1B (prescribed categories of person) to the Income Support (General) Regulations 1987; and

(c) has not attained pensionable age.

(2) A lone parent to whom this regulation applies is required to take part in an interview if the lone parent has not taken part in or been required to take part in a relevant interview.

(3) This paragraph applies to a lone parent to whom this regulation applies who is aged 18 or over and has—

(a) taken part,

(b) failed to take part, or

(c) been treated as taking part,

in a relevant interview.

(4) A lone parent to whom paragraph (3) applies is required to take part in an interview every six months after the date on which the lone parent—

(a) last took part,

(b) last failed to take part, or

(c) was last treated as having taken part,

in a relevant interview.

(5) An officer shall, except where paragraph (6) applies, conduct the interview.

(6) An officer may, if he considers it appropriate in all the circumstances, arrange for a person who has not attained the age of 18 to attend an interview with such person as the Secretary of State may specify. .

(6) In regulation 4A(3) (requirement for certain lone parents to take part in an interview)( 22 ), for “regulation 4” substitute “regulation 4ZA”.

(7) For regulation 5 (time when interview is to take place)( 23 ), substitute—

Time when interview is to take place

5. —(1) Where the claimant is not a lone parent entitled to income support who falls within paragraph 1 (lone parents) of Schedule 1B (prescribed categories of person) to the Income Support (General) Regulations 1987, an officer shall arrange for an interview to take place as soon as reasonably practicable after—

(a) the expiry of eight weeks after the date the claim for a specified benefit, other than a relevant benefit, is made;

(b) the claim for a relevant benefit is made;

(c) the requirement under regulation 4(2) arises;

(d) in a case where regulation 7(1) applies, the time when that requirement is to apply by virtue of regulation 7(2); or

(e) the requirement to take part in a relevant interview arises, in a case where the requirement to take part in an interview arises because the youngest child a lone parent is responsible for, and a member of the same household as, has attained the age of one.

(2) Where the claimant is a lone parent entitled to income support who falls within paragraph 1 of Schedule 1B to the Income Support (General) Regulations 1987, an officer shall arrange for an interview to take place as soon as reasonably practicable after—

(a) the requirement to take part in a relevant interview arises, in a case where the requirement to take part in an interview arises because the youngest child a lone parent is responsible for, and a member of the same household as, has attained the age of one;

(b) in any other case—

(i) where regulations 4ZA(2) (first interview) and 4A(1) apply, the expiry of 13 weeks beginning on the date on which the requirement to attend an interview arises;

(ii) where regulation 4ZA(2) (first interview) applies but regulation 4A(1) does not apply, the expiry of 6 months beginning on the date on which the requirement to attend an interview arises;

(iii) where either regulation 4ZA(3) or regulation 4A(2) (subsequent interviews) applies, the requirement to attend an interview arises; or

(iv) in a case where regulation 7(1) applies, the time when that requirement is to apply by virtue of regulation 7(2). .

(8) In regulation 7 (deferment of requirement to take part in an interview), at the beginning of paragraph (2), insert “Subject to regulation 8(4),”.

(9) In regulation 8 (exemptions)( 24 )—

(a) in paragraph (3)( 25 ), omit “or regulation 2A or 2B of the Social Security (Work-focused Interviews for Lone Parents) and Miscellaneous Amendments Regulations 2000”; and

(b) after paragraph (3) insert—

(4) The requirement to take part in an interview under regulations 3, 4, 4ZA or 7(2) does not apply to a lone parent who is responsible for, and a member of the same household as, a child under the age of one. .

(10) In regulation 12(2) (failure to take part in an interview), in subparagraph (c), for “4 or 4A”, substitute “4, 4ZA or 4A”.

Amendment of the Social Security (Jobcentre Plus Interviews for Partners) Regulations 2003

4. —(1)The Social Security (Jobcentre Plus Interviews for Partners) Regulations 2003( 26 ) are amended as follows.

(2) In regulation 2 (interpretation), after paragraph (1), insert—

(2) For the purposes of these Regulations a person is to be treated as responsible for, and a member of the same household as, a child only where the person would be treated as being responsible for, and a member of the same household as, such a child under regulations 15 and 16 of the Income Support (General) Regulations 1987 ( 27 ) , if references in those Regulations to income support were to a specified benefit. .

(3) For regulation 7 (exemption)( 28 ), substitute—

7. A partner who, on the day on which the requirement to take part in an interview arises or applies under regulation 3, 3A or 6(2) is—

(a) in receipt of a specified benefit as a claimant in his own right, or

(b) a member of a couple, one of whom is responsible for, and a member of the same household as, a child under the age of one,

is exempt from the requirement to take part in an interview. .

Amendment of the Employment and Support Allowance Regulations 2008

5. —(1)The Employment and Support Allowance Regulations 2008( 29 ) are amended as follows.

(2) In regulation 2 (interpretation)( 30 ) —

(a) in paragraph (1)—

(i) omit the definition of “lone parent”; and

(ii) in the definition of “single claimant”, after “lone parent” insert “or a person who has no partner and who is responsible for and a member of the same household as a young person”; and

(b) after paragraph (5), insert—

(6) Subject to paragraph (7), for the purposes of section 24(3A)(b) of the Act, a lone parent is to be treated as responsible for, and a member of the same household as, a person under the age of 16 only where the circumstances set out in regulation 156 apply.

(7) For the purposes of sections 12 and 13 of the Act, and regulations made under those sections, a lone parent is to be treated as responsible for, and a member of the same household as a child only where the lone parent would be treated as responsible for and a member of the same household as such a child under regulations 15 and 16 of the Income Support (General) Regulations 1987 ( 31 ) , if references in those Regulations to income support were to employment and support allowance. .

(3) In regulation 54 (requirement to take part in a work-focused interview), in paragraph (2)—

(a) at the end of subparagraph (c), omit “and”; and

(b) at the end of subparagraph (d), insert—

; and

(e) is not a lone parent who is responsible for and a member of the same household as a child under one. .

(4) In regulation 131(1) (students - interpretation)( 32 ), in the definition of “grant income”, after “lone parent” insert “, is a person who has no partner and who is responsible for and a member of the same household as a young person”.

(5) In Schedule 4 (amounts)( 33 )—

(a) in paragraph 1(2) of Part 1 (prescribed amounts), after “lone parent” insert “or a person who has no partner and who is responsible for and a member of the same household as a young person”; and

(b) in paragraph 6(2)(a) of Part 2 (premiums), after “lone parent” insert “, a person who has no partner and who is responsible for and a member of the same household as a young person”.

(6) In the second column in Part 1 of Schedule 5 (special cases)( 34 )—

(a) in paragraphs 4 and 5, for “or a lone parent,” in each place substitute “, a lone parent or a person who has no partner and who is responsible for and a member of the same household as a young person”; and

(b) in paragraphs 6 and 7, for “or, as the case may be, a lone parent”, substitute “, a lone parent, or as the case may be a person who has no partner and who is responsible for and a member of the same household as a young person”.

(7) In paragraph 15 of Schedule 6 (housing costs)( 35 )—

(a) in subparagraph (1)(d), for “(lone parents)”, substitute “(lone parents etc. )”; and

(b) for subparagraph (10), substitute—

(10) Subject to sub-paragraph (11), for the purposes of this Schedule, a claimant is to be treated as entitled to an income-related allowance throughout any period of not more than 39 weeks following the refusal of a claim for an income-related allowance made by or on behalf of the claimant, if the claimant is a person to whom sub-paragraph (8) applies and who is—

(a) a lone parent;

(b) a person who has no partner and who is responsible for and a members of the same household as a young person; or

(c) a person who is described in paragraph 4 or 5 of Schedule 1B of the Income Support (General) Regulations (persons caring for another person). .

(8) In paragraph 5 of Schedule 9 (capital to be disregarded)( 36 ), for “a lone parent” substitute “a lone parent or a person who has no partner and who is responsible for and a member of the same household as a young person,”.

Amendment of the Social Security (Incapacity Benefit Work-focused Interviews) Regulations 2008

6. —(1)The Social Security (Incapacity Benefit Work-focused Interviews) Regulations 2008( 37 ) are amended as follows.

(2) In regulation 2 (interpretation)( 38 )—

(a) in paragraph (1), after the definition of “benefit week”, insert—

“lone parent” has the meaning it bears in section 24(3A) of the Welfare Reform Act 2007; ; and

(b) after paragraph (2), insert—

(3) For the purposes of section 2A(2A) of the Social Security Administration Act 1992, and regulation 3(6), a lone parent is to be treated as responsible for, and a member of the same household as, a child under the age of one only where the lone parent would be treated as responsible for and a member of the same household as such a child under regulations 15 and 16 of the Income Support (General) Regulations 1987 ( 39 ) if references in those regulations to income support were to a specified benefit. .

(3) In regulation 3 (relevant claimant)( 40 ), after paragraph (5) insert—

(6) The fifth condition is that the person is not a lone parent who is responsible for, and a member of the same household as, a child under the age of one. .

(2) In regulation 2(1) (interpretation), omit ““lone parent”,”.

Signed by the authority of the Secretary of State for Work and Pensions.

Maria Miller

Parliamentary Under-Secretary of State

Department for Work and Pensions

6th October 2011

( 1 )

1992 c.5 . Section 2A was inserted by the Welfare Reform and Pensions Act 1999 (c.30) . Subsection (1) was amended by section 35 of the Welfare Reform Act 2009 (c.24) . Subsections (2A) and (2B) were inserted by section 3(2) of the Welfare Reform Act 2009. Subsection (8) is cited because of the meaning ascribed to the word “specified”. Section 2AA was inserted by the Employment Act 2002, section 49. Subsection (1) was amended by section 35 of the Welfare Reform Act 2009. Subsection (7) is cited because of the meaning ascribed to the word “specified”. Section 189(1) was amended by section 86 of, and paragraph 109 of Schedule 7 to, the Social Security Act 1998 (c.14) , by paragraph 57 of Schedule 3 to the Social Security Contributions (Transfer of Functions etc ) Act 1999 (c.2) and by Schedule 6 to the Tax Credits Act 2002 (c.21) . Section 189(4) and (5) was amended by section 86 of, and paragraph 109 of Schedule 7 to, the Social Security Act 1998. Section 191 is an interpretation provision and is cited because of the meaning ascribed to the word “prescribe”, and that definition of “prescribe” was amended by paragraph 10 of Schedule 5 to the Welfare Reform Act 2007 (c.5) .

( 2 )

2007 c.5 . Section 12(1)(b) was amended by section 3 of the Welfare Reform Act 2009 (c.24) . Section 24(1) is an interpretation provision and is cited because of the meaning ascribed to the words “prescribed” and “regulations”. Paragraph (3B) of section 24 was inserted by section 3(5) of the Welfare Reform Act 2009.

( 4 )

Regulation 1(4) was amended by S.I. 2010/563 , regulation 4(1), (2).

( 5 )

The definition of “pensionable age” was inserted into regulation 1(4) by S.I. 2011/674 , regulation 9(2)(a).

( 6 )

1992 c.5 .

( 8 )

Regulation 2 was substituted by S.I. 2007/1034 , regulation 2(1) and (2) and has been amended by S.I. 2008/3051 , regulation 5(1) and (2) and by S.I. 2007/1034 , regulation 3(1) and (2).

( 10 )

Regulation 2ZA was inserted by S.I. 2008/3051 , regulation 5(1) and (3).

( 11 )

Regulation 2A was inserted by S.I. 2005/2727 , regulation 4(1) and (3) and amended by S.I. 2007/1034 regulations 2(1) and (3)(a) and (b) and S.I. 2011/674 , regulations 9(1) and (3).

( 12 )

Regulation 4 was substituted by S.I. 2005/2727 . Paragraph (1) was amended by S.I. 2010/563 , regulation 4(1) and (3) and S.I. 2007/1034 , regulation 2(1) and (5)(a).

( 13 )

Regulation 7 was amended by S.I. 2005/2727 , regulation 4(1) and (8)(b), S.I. 2007/1034 , regulation 2(1) and (7) and S.I. 2008/3051 , regulation 5(1) and (6).

( 14 )

Regulation 8(3) was amended by S.I. 2010/563 , regulation 4(1) and (4).

( 16 )

Regulation 2(1) was amended in a number of ways not relevant to these Regulations. The definition of “lone parent” was inserted by S.I. 2005/2727 , regulations 2(1), (2)(b).

( 17 )

1992. c.5.

( 19 )

Regulation 3(1) was amended by regulations 1(1), 2(1) and (3)(a) of by S.I. 2005/2727 , regulations 1(1) and 2(1) and (3)(a) and by S.I. 2010/563 , regulation 6(1) and (3).

( 20 )

Regulation 4 was amended in numerous ways not relevant to these regulations.

( 21 )

Regulation 4 has been amended a number of times but not in ways that are material to these Regulations.

( 22 )

Regulation 4A was inserted by S.I.2008/3051 , regulation 8(1), (3).

( 23 )

Regulation 5 was amended by S.I. 2005/2727 , regulation 2(1), (5), and by S.I. 2008/3051 , regulation 8(1) and (4).

( 24 )

Regulation 8(3) was inserted by S.I. 2003/2439 , regulation 17 and was amended by S.I. 2005/2727 , S.I. 2007/1034 and S.I. 2008/2928 .

( 25 )

Regulation 8(3) was inserted by S.I. 2003/2439 , regulation 17 and amended by S.I. 2005/2727 , regulations 1(1) and 2(1) and (6), by S.I. 2007/0134 regulation 4(1) and (3) and by S.I. 2008/2928 , regulation 12(3).

( 28 )

Regulation 7 was amended by S.I. 2008/759 , regulation 2(1) and (6).

( 30 )

Regulation 2 has been amended but not in a way which is material to these Regulations.

( 32 )

Regulation 131 has been amended but not in a way which is material to these Regulations.

( 33 )

Schedule 4 has been amended but not in a way which is material to these Regulations.

( 34 )

Schedule 5 has been amended but not in a way which is material to these Regulations.

( 35 )

Schedule 6 has been amended but not in a way which is material to these Regulations.

( 36 )

Schedule 9 has been amended but not in a way which is material to these Regulations.

( 38 )

Regulation 2 has been amended but not in a way which is material to these Regulations.

( 40 )

Regulation 3 was amended by S.I. 2009/1541 , regulation 1(1) and S.I. 2010/563 , regulation 8(1) and (3).

Status: This is the original version (as it was originally made). This item of legislation is currently only available in its original format.
The Social Security (Work-focused Interviews for Lone Parents and Partners) (Amendment) Regulations 2011 (2011/2428)

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