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Statutory Instruments

2011 No. 2928

Financial Services And Markets

The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2011

Made

7th December 2011

Laid before Parliament

8th December 2011

Coming into force

31st December 2011

The Treasury are a government department designated( 1 ) for the purposes of section 2(2) of the European Communities Act 1972( 2 ), in relation to insider dealing and market manipulation;

In exercise of the powers conferred on them by section 2(2) of that Act, the Treasury hereby make the following Regulations:

Citation and commencement

1. —(1) These Regulations may be cited as the Financial Services and Markets Act 2000 (Market Abuse) Regulations 2011.

(2) These Regulations come into force on 31st December 2011.

Amendment of Part 8 of the Financial Services and Markets Act 2000

2. —(1)The Financial Services and Markets Act 2000 Act( 3 ) is amended as follows.

(2) In subsection (9) of section 118 (market abuse)( 4 ), for “31 December 2011” substitute “31 December 2014”.

(3) In subsection (6) of section 118A (supplementary provision about certain behaviour)( 5 ), for “31 December 2011” substitute “31 December 2014”.

James Duddridge

Jeremy Wright

Two of the Lords Commissioners of Her Majesty’s Treasury

7th December 2011

( 2 )

1972 c.68 . Section 2(2) of and paragraph 2 of Schedule 2 to the 1972 Act were amended by section 27 of the Legislative and Regulatory Reform Act 2006 (c.51) , and section 3 of, and the Schedule to, the European Union (Amendment) Act 2008 (c.7) .

( 3 )

2000 c.8 .

( 4 )

Substituted, together with sections 118A – 118C, for original section 118 by S.I. 2005/381 , regulation 5, Schedule 2, paragraph 1 as from 1 July 2005, and further amended by S.I. 2008/1439 and 2009/3128 .

( 5 )

Substituted and amended as noted to section 118.

( 6 )

OJ No L96, 12.4.2003, p.16.

Status: There are outstanding changes not yet made by the editorial team to The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2011. Any changes that have already been made by the team appear in the content and are referenced with annotations.
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2011 (2011/2928)

Displaying information

Status of this instrument

footnotecommentarytransitional and savingsin force statusrelated provisionsgeo extentinsert/omitsource countin force adj
I1Reg. 1 in force at 31.12.2011, see reg. 1(2)
I2Reg. 2 in force at 31.12.2011, see reg. 1(2)
Defined TermSection/ArticleIDScope of Application
Changes that affect Made by
Sort descending by Changed Legislation Sort descending by Year and Number Changed Provision Type of effect Sort descending by Affecting Legislation Title Sort descending by Year and Number Affecting Provision Sort descending by Changes made to website text Note
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2011 2011 No. 2928 Regulations power to modify conferred Financial Services and Markets Act 2023 2023 c. 29 s. 3 Sch. 1 Pt. 2 Not yet
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2011 2011 No. 2928 Regulations revoked Financial Services and Markets Act 2023 2023 c. 29 Sch. 1 Pt. 2 Not yet
Changes that affect Made by
Sort descending by Changed Legislation Sort descending by Year and Number Changed Provision Type of effect Sort descending by Affecting Legislation Title Sort descending by Year and Number Affecting Provision Sort descending by Changes made to website text Note
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2011 2011 No. 2928 reg. 1 coming into force The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2011 2011 No. 2928 reg. 1(2) Yes
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2011 2011 No. 2928 reg. 2 coming into force The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2011 2011 No. 2928 reg. 1(2) Yes

Status of changes to instrument text

The list includes made instruments, both those in force and those yet to come into force. Typically, instruments that are not yet in force (hence their changes are not incorporated into the text above) are indicated by description 'not yet' in the changes made column.