🔆 📖 👤

Statutory Instruments

2015 No. 1640

Environmental Protection

The Packaging (Essential Requirements) Regulations 2015

Made

1st September 2015

Laid before Parliament

4th September 2015

Coming into force

1st October 2015

The Secretary of State is a Minister designated(1) for the purposes of section 2(2) of the European Communities Act 1972(2) in relation to the management of packaging and packaging waste.

The Secretary of State makes these Regulations in exercise of the powers conferred by section 2(2) of the European Communities Act 1972.

PART 1Preliminary

Citation and commencement

1. These Regulations may be cited as the Packaging (Essential Requirements) Regulations 2015 and come into force on 1st October 2015.

Interpretation

2.—(1) In these Regulations—

the Directive” means the European Parliament and Council Directive 94/62/EC on packaging and packaging waste(3), as last amended by Council Directive (EU) 2018/852;

the 1987 Act” means the Consumer Protection Act 1987(4);

the Commission” means the Commission of the European Union;

energy recovery” means the use of combustible packaging waste as a means to generate energy through direct incineration with or without other waste but with recovery of the heat;

enforcement authority” has the meaning set out in regulation 7;

essential requirements” means the essential requirementsin Annex II of the Directive and which are set out in Schedule 1;

importer” means an importer of packaging which is packed or filled packaging into the United KingdomNorthern Ireland ;

incidental presence” means the presence of a metal as an unintended ingredient of a packaging or packaging component;

intentionally introduced” means the act of deliberately utilising a substance in the formulation of packaging or a packaging component where its continued presence is desired in the final packaging or packaging component to provide a specific characteristic, appearance or quality; but the use of recycled materials as a feedstock for the manufacture of new packaging materials where some portion of the recycled materials may contain amounts of regulated metals is not intentional introduction;

organic recycling” means the aerobic (composting) or anaerobic (biomethanization) treatment, under controlled conditions and using micro-organisms, of the biodegradable parts of packaging waste, which produces stabilised organic residues or methane; but landfill is not be considered a form of organic recycling;

packaging” has the meaning set out in regulation 3(2);

packaging component” means any part of packaging that can be separated by hand or by using simple physical means;

packaging materials” means materials used in the manufacture of packaging and includes raw materials and processed materials prior to their conversion into packaging;

packaging waste” means any packaging or packaging material covered by the definition of waste in Article 3(1) of the Waste Directive, as read with Articles 5 and 6 of that Directive, but not including production residues;

packaging waste management” means the management of waste as defined in Article 3(9) of the Waste Directive;

plastic” means a polymer within the meaning of Article 3(5) of Regulation (EC) No 1907/2006 of the European Parliament and of the Council concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH), establishing a European Chemicals Agency, amending Directive 1999/45/EC and repealing Council Regulation (EEC) No 793/93 and Commission Regulation (EC) No 1488/94 as well as Council Directive 76/769/EEC and CommissionDirectives91/155/EEC, 93/67/EEC, 93/105/EC and 2000/21/EC(5), to which additives or other substances may have been added, and which is capable of functioning as a main structural component of carrier bags;

plastic carrier bag” means a carrier bag with or without a handle, made of plastic, which is supplied to consumers at the point of sale of goods or products;

ppm” means parts per million by weight;

product loops which are in a closed and controlled chain” means product loops in which products circulate with a controlled reuse and distribution system and in which the recycled material originates only from these entities in the chain so that the introduction of external material is the minimum which is technically feasible and from which these entities may only be removed in a specially authorised procedure so that return rates are maximised;

recovery” has the meaning given by Article 3(15) of the Waste Directive;

recycling” means the reprocessing in a production process of waste materials for the original purpose or for other purposes including organic recycling but excluding energy recovery;

regulated metals” means lead, cadmium, mercury or hexavalent chromium or a combination of two or more of these metals, as the case may be;

responsible person” means, in relation to packaging, the person who is—

(a)

responsible for packing or filling products into packaging,

(b)

any person presented as responsible by affixing to the packed or filled packaging that person’s name, trade mark or other distinctive mark,

(c)

the person who reconditions the packaging for reuse (except that reuse in itself shall not constitute reconditioning of the packaging),

(d)

the importer; or

(e)

for the purposes of regulation 6(2) only, the manufacturer or the manufacturer’s authorised representative in Northern Ireland or the European UnionUnited Kingdom ;

reuse” means any operation by which packaging, which has been conceived and designed to accomplish within its life cycle a minimum number of trips or rotations, is refilled or used for the same purpose for which it was conceived, with or without the support of auxiliary products present on the market enabling the packaging to be refilled, and reused packaging shall be construed accordingly; such reused packaging will become packaging waste when no longer subject to reuse; and

the Waste Directive” means Directive 2008/98/EC of the European Parliament and of the Council on waste (6) , as last amended by Directive (EU) 2018/851, and as read in accordance with regulation 2A .

(2)In these Regulations, except for the references to the European Union in the definition of “the Commission” and in relation to the Official Journal, a reference to the European Union (“EU”) includes a reference to the EEA, and a reference to a member State includes a reference to an EEA State.

Modification of the Waste Directive

2A.—(1)For the purposes of these Regulations, the Waste Directive is to be read in accordance with this regulation.

(2) Article 5 is to be read as if—

(a)in paragraph 1, “Member States shall take appropriate measures to ensure that” were omitted;

(b)after paragraph 1 there were inserted—

1A.Any decision as to whether a substance or object is a by-product must be made—

(a)in accordance with any regulations setting out detailed criteria on the application of the conditions in paragraph 1 to specific substances or objects; and

(b)having regard to any guidance published by the appropriate authority or the appropriate agency for the purposes of this Article.;

(c)paragraphs 2 and 3 were omitted.

(3)Article 6 is to be read as if—

(a)in paragraph 1, “Member States shall take appropriate measures to ensure that” were omitted;

(b)after paragraph 1 there were inserted—

1A.Any decision as to whether a substance or object has ceased to be waste must be made—

(a)in accordance with any regulations or assimilated direct legislation setting out detailed criteria on the application of the conditions in paragraph 1 to specific types of waste; and

(b)having regard to any guidance published by the appropriate authority or the appropriate agency for the purposes of this Article.;

(c)in paragraph 2—

(i)the first subparagraph were omitted;

(ii)in the second subparagraph, for “Those detailed criteria” there were substituted “Any detailed criteria set out in guidance as referred to in paragraph 1A”;

(iii)the third and fourth subparagraphs were omitted;

(d)paragraph 3 were omitted;

(e)in paragraph 4—

(i)in the first subparagraph—

(aa)in the first sentence, for the words from the beginning to “Member State”, there were substituted “Where criteria have not been set out as referred to in paragraph 1A(a), the appropriate agency”;

(bb)the second sentence were omitted;

(ii)in the second subparagraph—

(aa)for “Member States” there were substituted “The appropriate agency”;

(bb)“by competent authorities” were omitted.

(4)In this regulation—

appropriate agency” means—

(a)

in relation to England, the Environment Agency;

(b)

in relation to Wales, the Natural Resources Body for Wales;

(c)

in relation to Scotland, the Scottish Environment Protection Agency;

appropriate authority” means—

(a)

in relation to England, the Secretary of State;

(b)

in relation to Wales, the Welsh Ministers;

(c)

in relation to Scotland, the Scottish Ministers.

PART 2Application

Packaging

3.—(1) These Regulations apply to any packaging.

(2) In these Regulations “packaging” means all products made of any materials of any nature to be used for the containment, protection, handling, delivery and presentation of goods, from raw materials to processed goods, from the producer to the user or the consumer, including non-returnable items used for the same purposes, but only where the products are—

(a)sales packaging or primary packaging, that is to say packaging conceived so as to constitute a sales unit to the final user or consumer at the point of purchase;

(b)grouped packaging or secondary packaging, that is to say packaging conceived so as to constitute at the point of purchase a grouping of a certain number of sales units whether the latter is sold as such to the final user or consumer or whether it serves only as a means to replenish the shelves at the point of sale, and which can be removed from the product without affecting its characteristics; or

(c)transport packaging or tertiary packaging, that is to say packaging conceived so as to facilitate handling and transport of a number of sales units or grouped packagings in order to prevent physical handling and transport damage; for the purposes of these Regulations transport packaging does not include road, rail, ship and air containers.

(3) The following items must also be considered to be packaging on the basis of the criteria set out below—

(a)items that fulfil the above definition without prejudice to other functions which the packaging might also perform, unless the item is an integral part of a product and it is necessary to contain, support or preserve that product throughout its lifetime and all elements are intended to be used, consumed or disposed of together.

(b)items designed and intended to be filled at the point of sale and disposable items sold, filled or designed and intended to be filled at the point of sale provided they fulfil a packaging function.

(c)packaging components and ancillary elements integrated into packaging, and ancillary elements hung directly on, or attached to, a product and which perform a packaging function, unless they are an integral part of that product and all elements are intended to be consumed or disposed of together.

(4) Schedule 5 to these Regulations lists the illustrative examples of packagingreferred to in paragraph (3) and set out in Annex 1 of the Directive as amended by CommissionDirective 2013/2/EU amending Annex I to Directive 94/62/EC of the European Parliament and of the Council on packaging and packaging waste (7).

(5) Nothing in these Regulations with regard to packaging affects the application of existing quality requirements for packaging, including those regarding safety, the protection of health and hygiene of the packed products, existing transport requirements, or the provisions of the Hazardous Waste (England and Wales) Regulations 2005(8) in England and Wales, the Hazardous Waste Regulations (Northern Ireland) 2005(9) in Northern Ireland, the Hazardous Waste (Wales) Regulations 2005(10) in Wales, and the Special Waste Regulations 1996(11) in Scotlandprovisions of the Hazardous Waste Regulations (Northern Ireland) 2005 (10).

PART 3General Requirements

General duty relating to the placing on the market of packaging

4.—(1) A responsible person must not place any packaging on the Northern Ireland ormarket of Great Britain unless it complies with the essential requirements.

(2) Reused packaging is not considered to be placed on the market for the purposes of this regulation.

(3)Packaging complies with the essential requirements

(a)if it satisfies national standards which implement the relevant harmonised standards; or

(b)where there are no relevant harmonised standards, if it satisfies national standards which have been communicated to the Commission pursuant to Article 9(3) of the Directive and which are notified by the Commission to the member States as being deemed to comply with the essential requirements.

(3)Packaging complies with the essential requirements if it—

(a)satisfies a harmonised standard; or

(b)where there are no harmonised standards, satisfies a recognised quality standard.

(4)In paragraph (3), “harmonised standard” means the standard the reference number of which is published in the Official Journal of the European Union in accordance with Article 9(2)(a) of the Directive.

(4)In paragraph (3)—

harmonised standard” means a harmonising standard produced by the Comité Européen de Normalisation (CEN), which—

(a)

relates to packaging and packaging waste; and

(b)

is published in (and not withdrawn from) the Official Journal of the European Union;

recognised quality standard” means a standard produced by a member State—

(a)

that relates to packaging and packaging waste; and

(b)

the reference number to which is published in (and not withdrawn from) the Official Journal of the European Union.

Concentration levels of regulated metals present in packaging

5.—(1) A responsible person must not place any packaging on the Northern Ireland ormarket of Great Britain if the sum of the concentration levels of regulated metals either in the packaging or in any of its packaging components exceeds 100 ppm.

(2) Paragraph (1) does not apply to packaging which is made entirely of lead crystal glass as defined in Council Directive 69/493/EEC12).

(3) The concentration levels of regulated metals in paragraph (1) do not apply—

(a)to plastic crates or plastic pallets used in product loops which are in a closed and controlled chain provided the requirements set out in Schedule 2 to these Regulations are complied with in relation to that packaging;

(b)to glass packaging provided the requirements set out in Schedule 3 to these Regulations are complied with in relation to that packaging.

Requirement for technical documentation

6.—(1) The responsible person must—

(a)at the request of an enforcement authority submit, within twenty-eight days of the date of a request, the technical documentation or other information showing that the packaging complies with the essential requirements and the regulated metals concentration limits set out in regulation 5; and

(b)retain the technical documentation or other information referred to in paragraph (1)(a) for a period of four years from the date that the responsible person places the packaging on the market.

(2) The responsible person must—

(a)submit a report as required under paragraphs 2(1) and (2) of Schedule 3 to these Regulations to the enforcement authority; and

(b)at the request of an enforcement authority, submit within twenty-eight days of the date of the request, the annual declaration of conformity and other information set out in paragraphs 2(1) and (2) of Schedule 2 and paragraph 2(3) of Schedule 3 to these Regulations.

Qualifying Northern Ireland Goods

6A.—(1)Where paragraph (2) applies, packaging is to be treated as being in conformity with these Regulations.

(2)This paragraph applies where—

(a)the packaging

(i)is in conformity with these Regulations as they apply in Northern Ireland; and

(ii)is a qualifying Northern Ireland good.

(3)For the purposes of this regulation—

(a)in conformity with these Regulations” means, in relation to packaging, that—

(i)the packaging is not prohibited by regulation 4 or 5 from being placed on the market; and

(ii)the responsible person has complied, or is complying, with any obligations under this Part in respect of the packaging;

(b)qualifying Northern Ireland goods” has the meaning given to it from time to time in regulations made under section 8C(6) of the European Union (Withdrawal) Act 2018.

PART 4Enforcement

Enforcement authority

7.—(1) The following authorities have a duty to enforce these Regulations within their area—

(a)in Great Britain, weights and measures authorities; and

(b)in Northern Ireland, the Department of Enterprise, Trade and Investment.

(2) Schedule 4 has effect for the purposes of providing for the enforcement of these Regulations(13).

Offences

8. Any person who, without a defence under regulation 10—

(a)contravenes or fails to comply with regulation 4 or 5; or

(b)fails to supply or retain technical documentation or other information as required by regulation 6(1) and (2);

is guilty of an offence.

Penalties

9.—(1) A person guilty of an offence under regulation 8(a) is liable—

(a)on summary conviction—

(i)in England and Wales, to a fine;

(ii)in Scotland or Northern Ireland, to a fine not exceeding level 5 on the standard scale.

(b)on conviction on indictment in Scotland or Northern Ireland, to a fine not exceeding the statutory maximum.

(2) A person guilty of an offence under regulation 8(b) is liable on summary conviction—

(a)in England and Wales, to a fine;

(b)in Scotland or Northern Ireland, to a fine not exceeding level 5 on the standard scale.

Defence of due diligence

10.—(1) In proceedings for an offence under regulation 8, it is a defence for a person to show that that person took all reasonable steps and exercised all due diligence to avoid committing the offence.

(2) A person is not, without the leave of the court, entitled to rely on the defence if it involves an allegation that the commission of the offence was due—

(a)to the act or default of another; or

(b)to reliance on information given by another;

unless, not later than seven clear days before the hearing of the proceedings (in England, Wales and Northern Ireland), or the trial diet (in Scotland) , the person has served a notice on the person bringing the proceedings.

(3) The notice must give the information in the possession of the person (“A”) serving the notice which identifies or assists in identifying the person (“B”) who—

(a)committed the act or default; or

(b)supplied the information which was relied on.

(4) A may not rely on the defence by reason of reliance on information supplied by B, unless A shows that it was reasonable in all the circumstances to have relied on the information, having regard in particular—

(a)to the steps that A took and those which might reasonably have been taken for the purpose of verifying the information; and

(b)to whether A had any reason to disbelieve the information.

Liability of persons other than the principal offender

11.—(1) Where the commission by a person of an offence under regulation 8 is due to anything that another person did or failed to do in the course of a business, that other person is guilty of the offence and may be proceeded against and punished, whether or not proceedings are taken against the first person.

(2) Where a body corporate or a Scottish partnership commits an offence and it is proved that the offence was committed—

(a)with the consent or connivance of a relevant person; or

(b)as a result of the negligence of a relevant person,

that person, as well as the body corporate, is guilty of the offence.

(3) A “relevant person” means—

(a)a director, manager, secretary or other similar officer of a body corporate;

(b)in relation to a body corporate managed by its members, a member of that body performing managerial functions;

(c)in relation to a Scottish partnership, a partner;

(d)a person purporting to act as a person described in sub-paragraph (a), (b) or (c).

PART 5Miscellaneous

Review

12.—(1) The Secretary of State must from time to time—

(a)carry out a review of the effect of these Regulations,

(b)set out the conclusions of the review in a report; and

(c)publish the report.

(2)In carrying out the review the Secretary of State must, so far as is reasonable, have regard to how articles 9 and 11 of the Directive (which is implemented by means of these Regulations) are implemented in other member States.

(3) The report must in particular—

(a)set out the objectives to be achieved by the regulatory system established by these Regulations,

(b)assess the extent to which those objectives have been achieved; and

(c)assess whether those objectives remain appropriate and, if so, the extent to which they could be achieved with a system that imposes less regulation.

(4) The first report under this regulation must be published before the end of the period of five years beginning with the day on which these Regulations come into force.

(5) Reports under this regulation are afterwards to be published at intervals not exceeding five years.

Consequential amendments

13.—(1)The Enterprise Act 2002 (Part 9 Restrictions on Disclosure of Information) (Specification) Order 2004(14) is amended as follows.

(2) In Schedule 1 for “The Packaging (Essential Requirements) Regulations 2003” substitute “The Packaging (Essential Requirements) Regulations 2015”.

14.—(1)The Legislative and Regulatory Reform (Regulatory Functions) Order 2007(15) is amended as follows.

(2) In Part 3 of the Schedule, under the heading “Environment”, omit the entry “The Packaging (Essential Requirements) Regulations 2003” and after the last entry insert “The Packaging (Essential Requirements) Regulations 2015”.

15.—(1)Paragraph 10 of Schedule 5 to the Consumer Rights Act 2015(16) is amended as follows.

(2) Omit “paragraph 1 of Schedule 4 to the Packaging (Essential Requirements) Regulations 2003 (S.I. 2003/1941);”.

(3) At the end, insert “regulation 7(1) of the Packaging (Essential Requirements) Regulations 2015”.

Revocations

16. Schedule 6 has effect.

Anna Soubry

Minister of State for Small Business, Industry and Enterprise

Department for Business, Innovation and Skills

Regulation 2(1)

SCHEDULE 1(Annex II of the Directive)

ESSENTIAL REQUIREMENTS ON THE COMPOSITION AND THE REUSABLE AND RECOVERABLE, INCLUDING RECYCLABLE, NATURE OF PACKAGING

Requirements specific to the manufacturing and composition of packaging

1.—(1)Packaging must be so manufactured that the packaging volume and weight is limited to the minimum adequate amount to maintain the necessary level of safety, hygiene and acceptance for the packed product and for the consumer.

(2)Packaging must be designed, produced and commercialised in such a way as to—

(a)permit its reuse or recovery (including recycling), in line with the waste hierarchy, and;

(b)minimise its impact on the environment when packaging waste or residues from packaging waste management operations are disposed of.

(3)Packaging must be so manufactured that the presence of noxious and other hazardous substances and materials as constituents of the packaging material or of any of the packaging components is minimised with regard to their presence in emissions, ash or leachate when packaging or residues from management operations or packaging waste are incinerated or landfilled.

(4)In sub-paragraph (2)(a), the reference to “the waste hierarchy” is to be interpreted in accordance with—

(a)in relation to England and Wales, regulation 12(1) and (2) of the Waste (England and Wales) Regulations 2011;

(b)in relation to Scotland, paragraphs 6(2) and (3) of Schedule 4 to the Waste Management Licensing (Scotland) Regulations 2011;

(c)in relation to Northern Ireland, regulation 17(1) and (2) of the Waste (Northern Ireland) Regulations 2011.

Requirements specific to reusable packaging

2.—(1) The following requirements must be simultaneously satisfied—

(a)the physical properties and characteristics of the packaging must enable a number of trips or rotations in normally predictable conditions of use,

(b)it must be possible to process the used packaging in order to meet health and safety requirements for the workforce,

(c)the requirements specific to recoverable packaging must be fulfilled when the packaging is no longer reused and thus becomes waste.

Requirements specific to the recoverable nature of packaging

Packaging recoverable in the form of material recycling

3.—(1)Packaging must be manufactured in such a way as to enable the recycling of a certain percentage by weight of the materials used into the manufacture of marketable products, in compliance with current standards in the European Unionassimilated law . The establishment of this percentage may vary, depending on the type of material of which the packaging is composed.

Packaging recoverable in the form of energy recovery

(2)Packaging waste processed for the purpose of energy recovery must have a minimum inferior calorific value to allow optimisation of energy recovery.

Packaging recoverable in the form of composting

(3)Packaging waste processed for the purpose of composting must be of such a biodegradable nature that it should not hinder the separate collection and the composting process or activity into which it is introduced.

Biodegradable packaging

(4) Biodegradable packaging waste must be of such a nature that it is capable of undergoing physical, chemical, thermal or biological decomposition such that most of the finished compost ultimately decomposes into carbon dioxide, biomass and water.

(5)Oxo-degradable plastic packaging is not to be considered as biodegradable.

(6)In sub-paragraph (5), “oxo-degradable plastic packaging” means plasticpackaging made of plastic materials that include additives which catalyse the fragmentation of the plastic material into micro-fragments.

Regulation 5(3)(a)

SCHEDULE 2Requirements for Exemption for Plastic Crates and Pallets from Heavy Metal Concentration Levels Specified in Regulation 5(1)

1.—(1) The plastic crate or plastic pallet must be, or must have been, manufactured in a controlled recycling process, that is to say a process in which the recycled material originates only from other plastic crates or plastic pallets and in which the introduction of external materials is the minimum which is technically feasible but in any event does not exceed 20 per cent by weight.

(2) No regulated metal must be intentionally introduced as an element during the manufacture or distribution of the plastic crate or plastic pallet provided always that the incidental presence of any of these elements must be permitted.

(3) The concentration levels of regulated metals in the plastic crate or plastic pallet may only exceed the levels referred to in regulation 5 as a result of the addition of recycled materials.

2.—(1) The plastic crate or plastic pallet must be introduced in a controlled distribution and reuse system and the following requirements must be complied with—

(a)the plastic crate or plastic pallet containing regulated metals must be identified in a permanent and visible way;

(b)a system of inventory and record keeping must be established, which must include a method of regulatory and financial accountability, to document the compliance with the requirements set out in this Schedule including the return rates. The return rates are the percentage of returnable entities which are not discarded after use but are returned to the manufacturer of the packaging or the responsible person or an authorised representative established in Northern Ireland or the European UnionUnited Kingdom of the said manufacturer or the responsible person, as the case may be. The said return rates must be as high as possible but in no case lower than 90 per cent over the lifetime of the said crate or pallet;

(c)in addition the system must account for all the reusable entities put into, and removed from, service; and

(d)all returned plastic crates or plastic pallets that are no longer reusable must be either disposed of by a procedure specifically authorised by the Environment Agency in England, the Natural Resources Body for Wales in Wales, the Department of the Environment in Northern Ireland and the Scottish Environment Protection Agency in Scotland or be recycled in a recycling process in which the recycled material is made up of plastic crates or plastic pallets in the circuit and the introduction of external material is the minimum which is technically feasible but in any event does not exceed 20 per cent by weight.

(2) The manufacturer or the manufacturer’s authorised representative established in Northern Ireland or the European UnionUnited Kingdom must—

(a)draw up on an annual basis a written declaration of conformity, including an annual report demonstrating how the conditions in this Schedule have been complied with; the declaration of conformity must contain a list of any changes to the system and the manufacturer’s authorised representatives; and

(b)retain the documentation referred to in paragraph (a) at the disposal of the enforcement authority for inspection purposes for a period of four years from the date of its drawing up;

provided always that where neither the manufacturer nor the manufacturer’s authorised representative is established withinin Northern Ireland or the EUUnited Kingdom , the responsible person who places the product on the market must keep and, upon request, make available to the enforcement authority, the documentation referred to in paragraph (a).

Regulation 5(3)(b)

SCHEDULE 3Requirements for Exemption for Glass Packaging from Heavy Metal Concentration Levels Specified in Regulation 5(1)

1.—(1) No regulated metals must be intentionally introduced during the manufacturing process of glass packaging.

(2) The concentration levels of regulated metals in glass packaging may only exceed the level referred to in regulation 5 as a result of the addition of recycled materials.

2.—(1) The manufacturer or the manufacturer’s authorised representative, or, where neither the manufacturer nor the manufacturer’s authorised representative is established withinin Northern Ireland or the EUUnited Kingdom , the responsible person who places the product on the market, must submit a report in accordance with sub-paragraph (2) to the enforcement authority, where the average heavy metals concentration levels on any twelve consecutive monthly controls made from the production of each individual glass furnace, representative of normal and regular production activity, exceeds a concentration level of 200 ppm.

(2) The report must include as a minimum the following information—

(3) Measurement results from production sites and measurement methods employed must be made available at any time to the enforcement authority, if requested.

Regulation 7(2)

SCHEDULE 4Enforcement

1.—(1) For the purposes of providing for the enforcement of these Regulations —

(a)sections 14, 15, 31, 32, 37, 44 and 47 of the 1987 Act apply and, in respect of proceedings for contravention of those sections, as if—

(i)references to safety provisions and to Part II of the 1987 Act were references to these Regulations;

(ii)references to goods were references to packaging; and

(iii)in section 14, in sub-section (6), for “six months” there were substituted “three months”;

(b)sections 39 and 40 of the 1987 Act apply to offences under section 32 of that Act as it is applied to these Regulations by sub-paragraph (a);

(c)in England and Wales, and Northern Ireland, a magistrates’ court may try an information in respect of an offence committed under these Regulations if the information is laid within 12 months from the time when the offence is committed; and

(d)in Scotland summary proceedings for an offence committed under these Regulations may be begun at any time within 12 months from the time when the offence is committed.

2. Nothing in this Schedule authorises any enforcement authority to bring proceedings in Scotland for an offence.

3. An enforcement authority must, whenever the Secretary of State so directs, make a report to the Secretary of State on the exercise of the functions exercisable by that authority under these Regulations.

Regulation 3(4)

SCHEDULE 5Illustrative Examples of Packaging Referred to in the definition of Packaging in Regulation 3(2)

Illustrative examples for criterion in regulation 3(3)(a)—

Illustrative examples for criterion in regulation 3(3)(b)—

Illustrative examples for criterion in regulation 3(3)(c)—

Regulation 16

SCHEDULE 6

(1)(2)(3)
Regulations revokedReferencesExtent of revocation
The Packaging (Essential Requirements) Regulations 2003S.I. 2003/1941The whole Regulations
The Packaging (Essential Requirements) (Amendment) Regulations 2004S.I. 2004/1188The whole Regulations
Hazardous Waste (England and Wales) Regulations 2005S.I. 2005/894Paragraphs 38 and 39 of Part 2 of Schedule 11
Hazardous Waste Regulations (Northern Ireland) 2005S.R. (N.I.) 2005 No. 300Paragraph 11 of Part 2 of Schedule 10
Hazardous Waste (Wales) Regulations 2005S.I. 2005/1806 (W.138)Paragraph 41 of Part 2 of Schedule 11
The Packaging (Essential Requirements) (Amendment) Regulations 2006S.I. 2006/1492The whole Regulations
The Packaging (Essential Requirements) (Amendment) Regulations 2009S.I. 2009/1504The whole Regulations
The Waste (England and Wales) Regulations 2011S.I. 2011/988Paragraph 15 of Part 2 of Schedule 4
The Waste (Scotland) Regulations 2011S.S.I. 2011/226Paragraph 12 of Part 2 of the Schedule
The Natural Resources Body for Wales (Functions) Order 2013S.I. 2013/755 (W.90)Paragraph 169 of Schedule 4
The Packaging (Essential Requirements) (Amendment) Regulations 2013S.I. 2013/2212The whole Regulations
(2)

1972 c.68; section 2(2) was amended by the Legislative and Regulatory Reform Act 2006 (c.51), section 27(1), and the European Union (Amendment) Act 2008 (c.7), Schedule, Part 1.

(3)

OJ No L 365, 31.12.94, p10.

(4)

1987 c.43. Sections 31, 32 and 44 were amended by the Consumer Rights Act 2015 (c.15), section 77 and Schedule 6, paragraphs 37, 42, 43 and 46.

(5)

OJ No L 396, 30.12.2006, p1.

(6)

OJ No L 312, 22.11.2008, p 3.

(7)

OJ No L 37, 8.2.2013, p10.

(12)

OJ No L 326, 29.12.1969, p.36 (OJ/SE 1st series vol II p 599).

(13)

For the investigatory powers available to the enforcement authority for the purpose of the duty imposed by regulation 7(1), see Schedule 5 to the Consumer Rights Act 2015 (c.15).

(14)

S.I. 2004/693, to which there are amendments not relevant to these Regulations.

(15)

S.I. 2007/3544, to which there are amendments not relevant to these Regulations.

(16)

2015 c.15.

Status: There are currently no known outstanding effects for the The Packaging (Essential Requirements) Regulations 2015.
The Packaging (Essential Requirements) Regulations 2015 (2015/1640)

Displaying information

Status of this instrument

footnotecommentarytransitional and savingsin force statusrelated provisionsgeo extentinsert/omitsource countin force adj
F1Words in reg. 2(1) omitted (E.W.S.) (31.12.2020) by virtue of The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(2)(a)(i) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)); 2020 c. 1, Sch. 5 para. 1(1)omitted: England, Wales and Scotlandomitted
F2Words in reg. 2(1) inserted (1.10.2020) by The Waste (Circular Economy) (Amendment) Regulations 2020 (S.I. 2020/904), regs. 1(1), 19(2)(a)inserted
F3Words in reg. 2(1) omitted (E.W.S.) (31.12.2020) by virtue of The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(2)(a)(ii) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)); 2020 c. 1, Sch. 5 para. 1(1)omitted: England, Wales and Scotlandomitted
F4Words in reg. 2(1) substituted (N.I.) (31.12.2020) by The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(2)(a)substituted: Northern Irelandsubstituted
F5Words in reg. 2(1) inserted (E.W.S.) (31.12.2020) by The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(2)(a)(iii) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)); 2020 c. 1, Sch. 5 para. 1(1)inserted: England, Wales and Scotlandinserted
F6Words in reg. 2(1) inserted (N.I.) (31.12.2020) by The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(2)(b)inserted: Northern Irelandinserted
F7Words in reg. 2(1) substituted (E.W.S.) (31.12.2020) by The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(2)(a)(iv) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)); 2020 c. 1, Sch. 5 para. 1(1)substituted: England, Wales and Scotlandsubstituted
F8Words in reg. 2(1) substituted (17.9.2018) by The Environment, Food and Rural Affairs (Miscellaneous Amendments and Revocations) Regulations 2018 (S.I. 2018/942), regs. 1(2), 26substituted
F9Words in reg. 2(1) substituted (1.10.2020) by The Waste (Circular Economy) (Amendment) Regulations 2020 (S.I. 2020/904), regs. 1(1), 19(2)(b)substituted
F10Words in reg. 2(1) inserted (E.W.S.) (31.12.2020) by The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(2)(a)(v) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)); 2020 c. 1, Sch. 5 para. 1(1)inserted: England, Wales and Scotlandinserted
F11Reg. 2(2) omitted (E.W.S.) (31.12.2020) by virtue of The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(2)(b) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)); 2020 c. 1, Sch. 5 para. 1(1)omitted: England, Wales and Scotlandomitted
F12Reg. 2A inserted (E.W.S.) (31.12.2020) by The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(3) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)(13)(a)); 2020 c. 1, Sch. 5 para. 1(1)inserted: England, Wales and Scotlandinserted
F13Words in reg. 2A(3)(b) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 15 para. 35(a)substituted
F14Words in reg. 3(4) omitted (E.W.S.) (31.12.2020) by virtue of The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(4) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)); 2020 c. 1, Sch. 5 para. 1(1)omitted: England, Wales and Scotlandomitted
F15Words in reg. 3(5) substituted (N.I.) (31.12.2020) by The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(3)substituted: Northern Irelandsubstituted
F16Words in reg. 4(1) substituted (31.12.2020) by S.I. 2019/188, reg. 20(5)(a) (as substituted by The Waste and Environmental Permitting etc. (Legislative Functions and Amendment etc.) (EU Exit) Regulations 2020 (S.I. 2020/1540), regs. 1(3), 11(13)(b))substituted
F17Words in reg. 4(1) inserted (N.I.) (31.12.2020) by The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(4)inserted: Northern Irelandinserted
F18Reg. 4(3) substituted (E.W.S.) (31.12.2020) by The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(5)(b) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)); 2020 c. 1, Sch. 5 para. 1(1)substituted: England, Wales and Scotlandsubstituted
F19Reg. 4(4) substituted (E.W.S.) (31.12.2020) by The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(5)(b) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)); 2020 c. 1, Sch. 5 para. 1(1)substituted: England, Wales and Scotlandsubstituted
F20Words in reg. 5(1) inserted (N.I.) (31.12.2020) by The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(4)inserted: Northern Irelandinserted
F21Words in reg. 5(1) substituted (31.12.2020) by S.I. 2019/188, reg. 20(6) (as substituted by The Waste and Environmental Permitting etc. (Legislative Functions and Amendment etc.) (EU Exit) Regulations 2020 (S.I. 2020/1540), regs. 1(3), 11(13)(c))substituted
F22Reg. 6A inserted (E.W.S.) (31.12.2020) by The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 13(2)inserted: England, Wales and Scotlandinserted
F23Reg. 7(1)(a) omitted (N.I.) (31.12.2020) by virtue of The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(5)omitted: Northern Irelandomitted
F24Reg. 9(1)(a)(i) omitted (N.I.) (31.12.2020) by virtue of The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(6)(a)(i)omitted: Northern Irelandomitted
F25Words in reg. 9(1)(a)(ii) omitted (N.I.) (31.12.2020) by virtue of The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(6)(a)(ii)omitted: Northern Irelandomitted
F26Words in reg. 9(1)(b) omitted (N.I.) (31.12.2020) by virtue of The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(6)(b)omitted: Northern Irelandomitted
F27Reg. 9(2)(a) omitted (N.I.) (31.12.2020) by virtue of The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(6)(c)(i)omitted: Northern Irelandomitted
F28Words in reg. 9(2)(b) omitted (N.I.) (31.12.2020) by virtue of The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(6)(c)(ii)omitted: Northern Irelandomitted
F29Words in reg. 10(2) omitted (N.I.) (31.12.2020) by virtue of The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(7)omitted: Northern Irelandomitted
F30Reg. 12(2) omitted (E.W.S.) (31.12.2020) by virtue of The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(7) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)); 2020 c. 1, Sch. 5 para. 1(1)omitted: England, Wales and Scotlandomitted
F31Word in reg. 12(2) omitted (N.I.) (31.12.2020) by virtue of The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(8)omitted: Northern Irelandomitted
F32Words in Sch. 1 heading omitted (E.W.S.) (31.12.2020) by virtue of The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(8)(a) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)); 2020 c. 1, Sch. 5 para. 1(1)omitted: England, Wales and Scotlandomitted
F33Sch. 1 para. 1(2) substituted (1.10.2020) by The Waste (Circular Economy) (Amendment) Regulations 2020 (S.I. 2020/904), regs. 1(1), 19(3)(a)(i)substituted
F34Sch. 1 para. 1(4) inserted (1.10.2020) by The Waste (Circular Economy) (Amendment) Regulations 2020 (S.I. 2020/904), regs. 1(1), 19(3)(a)(ii)inserted
F35Words in Sch. 1 para. 3(1) substituted (E.W.S.) (31.12.2020) by The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(8)(b) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)); 2020 c. 1, Sch. 5 para. 1(1)substituted: England, Wales and Scotlandsubstituted
F36Word in Sch. 1 para. 3(1) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 15 para. 35(b)substituted
F37Sch. 1 para. 3(5)(6) inserted (1.10.2020) by The Waste (Circular Economy) (Amendment) Regulations 2020 (S.I. 2020/904), regs. 1(1), 19(3)(b)inserted
F38Words in Sch. 2 para. 2(1)(b) inserted (N.I.) (31.12.2020) by The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(9)(a)inserted: Northern Irelandinserted
F39Words in Sch. 2 para. 2 substituted (E.W.S.) (31.12.2020) by The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(9)(a) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)); 2020 c. 1, Sch. 5 para. 1(1)substituted: England, Wales and Scotlandsubstituted
F40Words in Sch. 2 para. 2(2) inserted (N.I.) (31.12.2020) by The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(9)(a)inserted: Northern Irelandinserted
F41Words in Sch. 2 para. 2(2) substituted (N.I.) (31.12.2020) by The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(9)(b)substituted: Northern Irelandsubstituted
F42Words in Sch. 2 para. 2(2) substituted (E.W.S.) (31.12.2020) by The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(9)(b) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)); 2020 c. 1, Sch. 5 para. 1(1)substituted: England, Wales and Scotlandsubstituted
F43Words in Sch. 3 para. 2(1) substituted (N.I.) (31.12.2020) by The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(10)substituted: Northern Irelandsubstituted
F44Words in Sch. 3 para. 2(1) substituted (E.W.S.) (31.12.2020) by The Waste (Miscellaneous Amendments) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/188), regs. 1(2)(b), 20(10) (as amended by S.I. 2020/1540, regs. 1(2), 11(2)); 2020 c. 1, Sch. 5 para. 1(1)substituted: England, Wales and Scotlandsubstituted
F45Words in Sch. 4 para. 1(1)(c) omitted (N.I.) (31.12.2020) by virtue of The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(11)(a)(i)omitted: Northern Irelandomitted
F46Sch. 4 para. 1(1)(d) omitted (N.I.) (31.12.2020) by virtue of The Hazardous Substances and Packaging (Legislative Functions and Amendment) (EU Exit) Regulations 2020 (S.I. 2020/1647), regs. 1(3), 15(11)(a)(ii)omitted: Northern Irelandomitted
Defined TermSection/ArticleIDScope of Application
appropriate agencyreg. 2A. of PART 1appropriat_rtihxUv
appropriate authorityreg. 2A. of PART 1appropriat_rt8G9VA
energy recoveryreg. 2. of PART 1energy_rec_rtJ41D0
enforcement authorityreg. 2. of PART 1enforcemen_rtXhuTe
essential requirementsreg. 2. of PART 1essential__rthrZqu
EUreg. 2. of PART 1EU_rt9kDzl
harmonised standardreg. 4. of PART 3harmonised_rtw7kTT
harmonised standardreg. 4. of PART 3legTermG9c4BbT9
importerreg. 2. of PART 1importer_rtYVH2m
in conformity with these Regulationsreg. 6A. of PART 3in_conform_rtdiYJ3
incidental presencereg. 2. of PART 1incidental_rtFVUvW
intentionally introducedreg. 2. of PART 1intentiona_rtWexPn
organic recyclingreg. 2. of PART 1organic_re_rtXbuTM
oxo-degradable plastic packagingpara SCHEDULE 1oxo-degrad_rtt7QIx
packagingreg. 2. of PART 1packaging_rtfrrG8
packagingreg. 3. of PART 2packaging_rt7ts9T
packaging componentreg. 2. of PART 1packaging__rtOdIDo
packaging materialsreg. 2. of PART 1packaging__rtgOCTO
packaging wastereg. 2. of PART 1packaging__rtahthA
packaging waste managementreg. 2. of PART 1packaging__rtMBqi4
plasticreg. 2. of PART 1plastic_rtpQuyP
plastic carrier bagreg. 2. of PART 1plastic_ca_rtGa7bn
ppmreg. 2. of PART 1ppm_rtw7GGa
product loops which are in a closed and controlled chainreg. 2. of PART 1product_lo_rtNyHof
qualifying Northern Ireland goodsreg. 6A. of PART 3qualifying_rt7YBeM
recognised quality standardreg. 4. of PART 3recognised_lgT0RmY
recoveryreg. 2. of PART 1recovery_rt8wDp8
recyclingreg. 2. of PART 1recycling_rt5yUSI
regulated metalsreg. 2. of PART 1regulated__rt1iOaL
relevant personreg. 11. of PART 4relevant_p_rtRG8Qr
responsible personreg. 2. of PART 1responsibl_rtfVi8B
reusereg. 2. of PART 1reuse_rtl19Kb
the 1987 Actreg. 2. of PART 1the_1987_A_rt9vlgw
the Commissionreg. 2. of PART 1the_Commis_rtEs8uA
the Directivereg. 2. of PART 1the_Direct_rtTTPYl
the Waste Directivereg. 2. of PART 1the_Waste__rtbsmMo
the waste hierarchypara 1. of SCHEDULE 1the_waste__rthO1FE
Changes that affect Made by
Sort descending by Changed Legislation Sort descending by Year and Number Changed Provision Type of effect Sort descending by Affecting Legislation Title Sort descending by Year and Number Affecting Provision Sort descending by Changes made to website text Note
The Packaging (Essential Requirements) Regulations 2015 2015 No. 1640 reg. 2A(3)(b) words substituted The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 2025 No. 82 Sch. 15 para. 35(a) Not yet
The Packaging (Essential Requirements) Regulations 2015 2015 No. 1640 Sch. 1 para. 3(1) word substituted The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 2025 No. 82 Sch. 15 para. 35(b) Not yet

Status of changes to instrument text

The list includes made instruments, both those in force and those yet to come into force. Typically, instruments that are not yet in force (hence their changes are not incorporated into the text above) are indicated by description 'not yet' in the changes made column.