Citation and commencement _I1

1. —(1) These Regulations may be cited as the Illegal Working Compliance Orders Regulations 2016.

(2) These Regulations come into force on 1st December 2016.

Interpretation _I2

2. In these Regulations—

“administrative review” means review conducted under the immigration rules;

“biometric immigration document” has the same meaning as in section 5 of the UK Borders Act 2007 ( 2 );

“derivative right of residence” has the same meaning as in regulation 15A of the Immigration (European Economic Area) Regulations 2006 ( 3 );

“document” means an original document;

[^F1 “employee”, except in regulations 4(2), 4(3), 5A(2) and 5A(3), includes a reference to a prospective employee ^F1]

[^F2 “Home Office Employer Checking Service” means the enquiry and advice service for employers operated by the Home Office; ^F2]

[^F3 “Home Office online right to work checking service” means the electronic system allowing employers to check whether a person is allowed to work in the United Kingdom and, if so, the nature of any restrictions on that person’s right to do so. ^F3]

[^F4 “identity document validation technology” means technology operated by a person for the purpose of verifying the identity of another person (“the subject”), whereby a digital copy of a physical document relating to the subject is produced by or in relation to the subject for verification of—

[^F4 “IDVT identity check” means the response generated by an IDVT identity service provider, using identity document validation technology, when undertaking identity verification with respect to a person; ^F4]

[^F4 “IDVT identity service provider” means a person that provides identity verification services using identity document validation technology; ^F4]

“immigration rules” has the same meaning as in section 33 of the Immigration Act 1971 ( 4 );

[^F3 “online right to work check” means the response generated by the Home Office online right to work checking service in relation to a person; ^F3]

“Positive Verification Notice” means a document issued by the Home Office Employer Checking Service which indicates that the person named in it is allowed to stay in the United Kingdom and is allowed to do the work in question;

“registration certificate” means a certificate issued to a national of an EEA state or Switzerland as proof of the holder’s right of residence in the United Kingdom as at the date of issue;

[^F4 “relevant IDVT document” means a document falling within the description in paragraph 1 or 1A of Schedule 1 and which has not expired; ^F4]

“relevant person” means a person required to comply with these Regulations by virtue of an illegal working compliance order;

“residence card” means a card issued to a person who is not a national of an EEA state or Switzerland as proof of the holder’s right of residence in the United Kingdom as at the date of issue.

Obligation to conduct right to work checks _I3

3. Where an illegal working compliance order requires a person to carry out checks relating to the right to work in accordance with these Regulations, the person must comply with [^F5 any of regulations 4, [^F6 4A, ^F6] 5 or 5A ^F5] in respect of each of their employees within the scope of the order.

Right to work checks: prescribed documents _I4

4. —(1) A relevant person must—

(a) require the employee to produce to them a document or combination of documents relating to the employee described in Schedule 1 or 2; and

(b) comply with the requirements in regulation 6.

(2) Where a document or combination of documents described in Schedule 2 provides that the employment is permitted for a limited period, a relevant person is deemed to comply with this regulation for a further period if the relevant person is satisfied on reasonable grounds that—

(a) the employee has an outstanding application to vary his or her leave to enter or remain in the United Kingdom; or

(b) the employee has an appeal or administrative review pending against a decision on that application.

(3) In paragraph (2), the further period begins on the date on which the limited period expires and ends—

(a) after 28 days; or

(b) if earlier, on the date on which the Secretary of State gives the relevant person written notice that the employee does not have the right to undertake the employment in question.

[^F7 Right to work checks: IDVT identity check

4A. A relevant person must—

(a) obtain in relation to the employee from an IDVT identity service provider an IDVT identity check which shows that there exists in relation to the employee a relevant IDVT document,

(b) receive from the IDVT identity service provider a copy of the IDVT identity check, and the document checked, in a format which cannot be subsequently altered,

(c) reasonably believe that the IDVT identity service provider has complied with the requirements set out in article 6A(1), and

(d) comply with the requirements set out in article 6A(2). ^F7]

Right to work checks: Positive Verification Notice _I5

5. —(1) A relevant person must—

(a) obtain a Positive Verification Notice in respect of the employee (subject to paragraph (2)); and

(b) comply, if applicable, with the requirement in regulation 6(2).

(2) A relevant person does not comply with this regulation if a period of more than six months has elapsed beginning with the date the Positive Verification Notice was obtained under paragraph (1)(a).

[^F8 Right to work checks: Home Office online right to work checking service

5A. —(1) A relevant person must—

(a) use the Home Office online right to work checking service in respect of an employee;

(b) obtain an online right to work check confirming that the employee named in it is allowed to work in the United Kingdom and is allowed to do the work in question;

(c) be satisfied that any photograph on the online right to work check is of the employee;

(d) retain a clear copy of the online right to work check for a period of not less than two years after the employment has come to an end; and

(e) comply, if applicable, with the requirement in regulation 6(2).

(2) Where the online right to work check [^F9 confirms that the employee has leave to enter or remain on the date that the online right to work check is conducted ^F9] for a limited period, a relevant person is deemed to comply with this regulation for a further period if the relevant person is satisfied on reasonable grounds that—

(a) the employee has an outstanding application to vary his or her leave to enter or remain in the United Kingdom; or

(b) the employee has an appeal or administrative review pending against a decision on that application.

(3) In paragraph (2), the further period begins on the date on which the limited period expires and ends—

(a) after 28 days; or

(b) if earlier, on the date on which the Secretary of State gives the relevant person written notice that the employee does not have the right to undertake the employment in question. ^F8]

[^F10 (4) Paragraph (2) does not apply where the online right to work check confirms that the person had a right to work on the date of the check by virtue of a pending application, administrative review or appeal. ^F10]

Right to work checks: general requirements _I6

6. —(1) The requirements of this regulation are that—

(a) the relevant person takes all reasonable steps to check the validity of the document and retains a record of the date on which any check was made;

(b) a [^F11 clear ^F11] copy of that document or combination of documents is retained securely by the relevant person for the period during which the illegal working compliance order is in force;

(c) if a document contains a photograph purporting to be of the employee, the relevant person has satisfied himself that the photograph is of the employee;

(d) if a document contains a date of birth purporting to relate to the employee, the relevant person has satisfied himself that the date of birth is consistent with the appearance of the employee;

(e) the relevant person takes all other reasonable steps to verify that the employee is the rightful holder of the document;

(f) if the document is not a passport, the relevant person retains a [^F12 clear ^F12] copy of the whole of the document;

(g) if the document is a passport, the relevant person retains a [^F13 clear ^F13] copy of the following pages of that document—

(i) any page containing the holder’s personal details including nationality;

(ii) any page containing the holder’s photograph;

(iii) any page containing the holder’s signature;

(iv) any page containing the date of expiry; and

(v) any page containing information indicating the holder has an entitlement to enter or remain in the United Kingdom and undertake the work in question.

(2) A further requirement, if the employee is a student who has permission to work for a limited number of hours per week during term time whilst studying in the United Kingdom, is that the relevant person must—

(a) require the employee to provide details of the term and vacation dates of the course that the employee is undertaking; and

(b) retain a record of these details.

[^F14 Right to work checks: IDVT identity checks—requirements

6A. —(1) The requirements mentioned in article 4A(c) are, in relation to a relevant IDVT document produced for the purposes of an IDVT identity check in pursuance of article 4A(a), that—

(a) the IDVT identity service provider takes all reasonable steps to check the validity of the document;

(b) the IDVT identity service provider records in a format that cannot be subsequently altered the date on which the check was carried out;

(c) the IDVT identity service provider is satisfied that the photograph is of the employee;

(d) the IDVT identity service provider is satisfied that the date of birth is consistent with the appearance of the employee;

(e) the IDVT identity service provider takes all reasonable steps to verify that the employee is the rightful holder of the document;

(f) where the document is a passport which is not in the form of a card, the IDVT identity service provider retains a clear copy of the following pages of that document in a format which cannot be subsequently altered—

(i) any page containing the holder’s personal details including nationality;

(ii) any page containing the holder’s photograph;

(iii) any page containing the date of expiry;

(g) where the document is a travel document in the form of a card, the IDVT identity service provider retains a clear copy of the whole of that document in a format which cannot be subsequently altered.

(2) The requirements mentioned in article 4A(d) are that—

(a) the relevant person is satisfied that the photograph of the individual contained in the information received by the relevant person in accordance with article 4A(b) is of the employee;

(b) the relevant person retains a clear copy of the IDVT identity check, and the documents checked, for a period of not less than two years after the employment has come to an end. ^F14]

Obligation to produce documents to an immigration officer _I7

7. Where an illegal working compliance order requires a person to produce documents relating to the right to work to an immigration officer in accordance with these Regulations, the person must comply with [^F15 any of regulations 8, 9 [^F16 , 9A or 9B ^F16,F15]] in respect each of their employees within the scope of the order.

Documents to be produced to an immigration officer: general _I8

8. —(1) A relevant person must produce—

(a) a [^F17 clear ^F17] copy of a document or a [^F17 clear ^F17] copy of a combination of documents relating to the employee described in Schedule 1 or 2 in accordance with paragraphs (2) and (3); and

(b) if the employee is a student who has permission to work for a limited number of hours per week during term time whilst studying in the United Kingdom, a document or [^F17 clear ^F17] copy of a document which records the details of the term and vacation dates of the course that the employee is undertaking.

(2) In respect of a passport, the relevant person must produce a [^F17 clear ^F17] copy of the following pages of that document—

(a) any page containing the holder’s personal details including nationality;

(b) any page containing the holder’s photograph;

(c) any page containing the holder’s signature;

(d) any page containing the date of expiry; and

(e) any page containing information indicating the holder has an entitlement to enter or remain in the United Kingdom and undertake the work in question.

(3) In respect of a document which is not a passport, the relevant person must produce a [^F17 clear ^F17] copy of the whole of the document.

Documents to be produced to an immigration officer: Positive Verification Notice _I9

9. A relevant person must produce—

(a) a Positive Verification Notice which has been obtained in respect of the employee within the preceding period of six months from the date on which it is produced to an immigration officer; and

(b) if the employee is a student who has permission to work for a limited number of hours per week during term time whilst studying in the United Kingdom, a document or copy of a document which records the details of the term and vacation dates of the course that the employee is undertaking.

[^F18 Documents to be produced to an immigration officer: Home Office online right to work checking service

9A. A relevant person must produce—

(a) a clear copy of the online right to work check; and

(b) if the employee is a student who has permission to work for a limited number of hours per week during term time whilst studying in the United Kingdom, a document or clear copy of a document which records the details of the term and vacation dates of the course that the employee is undertaking. ^F18]

[^F19 Documents to be produced to an immigration officer: IDVT identity check

9B. A relevant person must produce a clear copy of the IDVT identity check and the document checked. ^F19]

Restriction on retention of documents _I10

10. Nothing in these Regulations permits a relevant person to retain documents produced by an employee[^F20 or the Home Office ^F20] for the purposes of these Regulations for any period longer than is necessary for the purposes of ensuring compliance with regulation [^F21 6, 8, 9 [^F22 , 9A or 9B ^F22,F21]] .

Regulations 4 and 8

SCHEDULE 1 _{I11,I12,I13,I14,I15,I16,I17,I18}

^F23 1. An expired or current passport showing that the holder ... is a British citizen or a citizen of the United Kingdom and Colonies having the right of abode in the United Kingdom.

[^F24 1A. A passport or passport card (in either case, whether current or expired) showing that the holder is an Irish citizen. ^F24]

^F25 1B. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[^F26 1C. A document issued by the Bailiwick of Jersey, the Bailiwick of Guernsey or the Isle of Man, which has been verified as valid by the Home Office Employer Checking Service, showing that the holder has been granted unlimited leave to enter or remain under Appendix EU(J) to the Jersey Immigration Rules, Appendix EU to the Immigration (Bailiwick of Guernsey) Rules 2008 or Appendix EU to the Isle of Man Immigration Rules (as the case may be). ^F26]

^F27 2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

^F27 3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

^F27 4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

^F28 5. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6. A current passport endorsed to show that the holder is exempt from immigration control, is allowed to stay indefinitely in the United Kingdom, has the right of abode in the United Kingdom, or has no time limit on their stay in the United Kingdom.

7. A current immigration status document issued by the Home Office to the holder with an endorsement indicating that the person named in it is allowed to stay indefinitely in the United Kingdom or has no time limit on their stay in the United Kingdom, when produced in combination with an official document giving the person’s permanent National Insurance Number and their name issued by a Government agency or a previous employer.

^F29,F29 8. A ... birth certificate issued in the United Kingdom ..., when produced in combination with an official document giving the person’s permanent National Insurance Number and their name issued by a Government agency or a previous employer.

^F31 9. [^F30 An ^F30] adoption certificate issued in the United Kingdom ... when produced in combination with an official document giving the person’s permanent National Insurance Number and their name issued by a Government agency or a previous employer.

10. A birth certificate issued in the Channel Islands, the Isle of Man or Ireland, when produced in combination with an official document giving the person’s permanent National Insurance Number and their name issued by a Government agency or a previous employer.

11. An adoption certificate issued in the Channel Islands, the Isle of Man or Ireland, when produced in combination with an official document giving the person’s permanent National Insurance Number and their name issued by a Government agency or a previous employer.

12. A certificate of registration or naturalisation as a British citizen, when produced in combination with an official document giving the person’s permanent National Insurance Number and their name issued by a Government agency or a previous employer.

Regulations 4 and 8

SCHEDULE 2 _I19,I20

1. A current passport endorsed to show that the holder is allowed to stay in the United Kingdom and is allowed to do the work in question.

^F32 2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

^F33 3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

^F34 3A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

[^F35 3B. A document issued by the Bailiwick of Jersey, the Bailiwick of Guernsey or the Isle of Man, which has been verified as valid by the Home Office Employer Checking Service, showing that the holder has been granted limited leave to enter or remain under Appendix EU(J) to the Jersey Immigration Rules, Appendix EU to the Immigration (Bailiwick of Guernsey) Rules 2008 or Appendix EU to the Isle of Man Immigration Rules (as the case may be). ^F35]

^F36 3C. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

^F37 3D. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4. A current immigration status document containing a photograph issued by the Home Office to the holder with an endorsement indicating that the person named in it is allowed to stay in the United Kingdom and is allowed to do the work in question, when produced in combination with an official document giving the person’s permanent National Insurance Number and their name issued by a Government agency or previous employer.