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Mental Health Units (Use of Force) Act 2018

2018 CHAPTER 27

An Act to make provision about the oversight and management of the appropriate use of force in relation to people in mental health units; to make provision about the use of body cameras by police officers in the course of duties in relation to people in mental health units; and for connected purposes.

[1st November 2018]

B e it enacted by the Queen's most Excellent Majesty, by and with the advice and consent of the Lords Spiritual and Temporal, and Commons, in this present Parliament assembled, and by the authority of the same, as follows:—

Key definitions

1 Key definitions I1

(1) This section applies for the purposes of this Act.

(2) Mental disorder ” has the same meaning as in the Mental Health Act 1983.

(3) Mental health unit ” means—

(a) a health service hospital, or part of a health service hospital, in England, the purpose of which is to provide treatment to in-patients for mental disorder, or

(b) an independent hospital, or part of an independent hospital, in England—

(i) the purpose of which is to provide treatment to in-patients for mental disorder, and

(ii) where at least some of that treatment is provided, or is intended to be provided, for the purposes of the NHS.

(4) In subsection (3)(b)(ii) the reference to treatment provided for the purposes of the NHS is to be read as a service provided for those purposes in accordance with the National Health Service Act 2006.

(5) Patient ” means a person who is in a mental health unit for the purpose of treatment for mental disorder or assessment.

(6) References to “use of force” are to—

(a) the use of physical, mechanical or chemical restraint on a patient, or

(b) the isolation of a patient.

(7) In subsection (6)—

Accountability

2 Mental health units to have a responsible person I2

(1) A relevant health organisation that operates a mental health unit must appoint a responsible person for that unit for the purposes of this Act.

(2) The responsible person must—

(a) be employed by the relevant health organisation, and

(b) be of an appropriate level of seniority.

(3) Where a relevant health organisation operates more than one mental health unit that organisation must appoint a single responsible person in relation to all of the mental health units operated by that organisation.

3 Policy on use of force I3

(1) The responsible person for each mental health unit must publish a policy regarding the use of force by staff who work in that unit.

(2) Where a responsible person is appointed in relation to all of the mental health units operated by a relevant health organisation, the responsible person must publish a single policy under subsection (1) in relation to those units.

(3) Before publishing a policy under subsection (1), the responsible person must consult any persons that the responsible person considers appropriate.

(4) The responsible person must keep under review any policy published under this section.

(5) The responsible person may from time to time revise any policy published under this section and, if this is done, must publish the policy as revised.

(6) If the responsible person considers that any revisions would amount to a substantial change in the policy, the responsible person must consult any persons that the responsible person considers appropriate before publishing the revised policy.

(7) A policy published under this section must set out what steps will be taken to reduce the use of force in the mental health unit by staff who work in that unit.

4 Information about use of force I4

(1) The responsible person for each mental health unit must publish information for patients about the rights of patients in relation to the use of force by staff who work in that unit.

(2) Before publishing the information under subsection (1), the responsible person must consult any persons that the responsible person considers appropriate.

(3) The responsible person must provide any information published under this section—

(a) to each patient, and

(b) to any other person who is in the unit and to whom the responsible person considers it appropriate to provide the information in connection with the patient,

unless the patient (where paragraph (a) applies) or the other person (where paragraph (b) applies) refuses the information.

(4) The information must be provided to the patient—

(a) if the patient is in the mental health unit at the time when this section comes into force, as soon as reasonably practicable after that time;

(b) in any other case, as soon as reasonably practicable after the patient is admitted to the mental health unit.

(5) The responsible person must take whatever steps are reasonably practicable to ensure that the patient is aware of the information and understands it.

(6) The responsible person must keep under review any information published under this section.

(7) The responsible person may from time to time revise any information published under this section and, if this is done, must publish the information as revised.

(8) If the responsible person considers that any revisions would amount to a substantial change in the information, the responsible person must consult any persons that the responsible person considers appropriate before publishing the revised information.

5 Training in appropriate use of force I5

(1) The responsible person for each mental health unit must provide training for staff that relates to the use of force by staff who work in that unit.

(2) The training provided under subsection (1) must include training on the following topics—

(a) how to involve patients in the planning, development and delivery of care and treatment in the mental health unit,

(b) showing respect for patients' past and present wishes and feelings,

(c) showing respect for diversity generally,

(d) avoiding unlawful discrimination, harassment and victimisation,

(e) the use of techniques for avoiding or reducing the use of force,

(f) the risks associated with the use of force,

(g) the impact of trauma (whether historic or otherwise) on a patient's mental and physical health,

(h) the impact of any use of force on a patient's mental and physical health,

(i) the impact of any use of force on a patient's development,

(j) how to ensure the safety of patients and the public, and

(k) the principal legal or ethical issues associated with the use of force.

(3) Subject to subsection (4), training must be provided—

(a) in the case of a person who is a member of staff when this section comes into force, as soon as reasonably practicable after this section comes into force, or

(b) in the case of a person who becomes a member of staff after this section comes into force, as soon as reasonably practicable after they become a member of staff.

(4) Subsection (3) does not apply if the responsible person considers that any training provided to the person before this section came into force or before the person became a member of staff

(a) was given sufficiently recently, and

(b) is of an equivalent standard to the training provided under this section.

(5) Refresher training must be provided at regular intervals whilst a person is a member of staff.

(6) In subsection (5) “ refresher training ” means training that updates or supplements the training provided under subsection (1).

Reporting

6 Recording of use of force I6

(1) The responsible person for each mental health unit must keep a record of any use of force by staff who work in that unit in accordance with this section.

(2) Subsection (1) does not apply in cases where the use of force is negligible.

(3) Whether the use of force is “ negligible ” for the purposes of subsection (1) is to be determined in accordance with guidance published by the Secretary of State.

(4) Section 11(3) to (6) apply to guidance published under this section as they apply to guidance published under section 11.

(5) The record must include the following information—

(a) the reason for the use of force;

(b) the place, date and duration of the use of force;

(c) the type or types of force used on the patient;

(d) whether the type or types of force used on the patient formed part of the patient's care plan;

(e) name of the patient on whom force was used;

(f) a description of how force was used;

(g) the patient's consistent identifier;

(h) the name and job title of any member of staff who used force on the patient;

(i) the reason any person who was not a member of staff in the mental health unit was involved in the use of force on the patient;

(j) the patient's mental disorder (if known);

(k) the relevant characteristics of the patient (if known);

(l) whether the patient has a learning disability or autistic spectrum disorders;

(m) a description of the outcome of the use of force;

(n) whether the patient died or suffered any serious injury as a result of the use of force;

(o) any efforts made to avoid the need to use force on the patient;

(p) whether a notification regarding the use of force was sent to the person or persons (if any) to be notified under the patient's care plan.

(6) The responsible person must keep the record for 3 years from the date on which it was made.

(7) In subsection (5)(g) the “ patient's consistent identifier ” means the consistent identifier specified under section 251A of the Health and Social Care Act 2012.

(8) This section does not permit the responsible person to do anything which, but for this section, would be inconsistent with—

(a) any provision of the data protection legislation, or

(b) a common law duty of care or confidence.

(9) In subsection (8) “ the data protection legislation ” has the same meaning as in the Data Protection Act 2018 (see section 3 of that Act).

(10) In subsection (5)(k) the “ relevant characteristics ” in relation to a patient mean—

(a) the patient's age;

(b) whether the patient has a disability, and if so, the nature of that disability;

(c) the patient's status regarding marriage or civil partnership;

(d) whether the patient is pregnant;

(e) the patient's race;

(f) the patient's religion or belief;

(g) the patient's sex;

(h) the patient's sexual orientation.

(11) Expressions used in subsection (10) and Chapter 2 of Part 1 of the Equality Act 2010 have the same meaning in that subsection as in that Chapter.

Prospective

7 Statistics prepared by mental health units

(1) The Secretary of State must ensure that at the end of each year statistics are published regarding the use of force by staff who work in mental health units.

(2) The statistics must provide an analysis of the use of force in mental health units by reference to the relevant information recorded by responsible persons under section 6.

(3) In subsection (2) “ relevant information ” means the information falling within section 6(5)(b), (c), (k), (l) and (n).

Prospective

8 Annual report by the Secretary of State

(1) As soon as reasonably practicable after the end of each calendar year, the Secretary of State—

(a) must conduct a review of any reports made under paragraph 7 of Schedule 5 to the Coroners and Justice Act 2009 that were published during that year relating to the death of a patient as a result of the use of force in a mental health unit by staff who work in that unit, and

(b) may conduct a review of any other findings made during that year relating to the death of a patient as a result of the use of force in a mental health unit by staff who work in that unit.

(2) Having conducted a review under subsection (1), the Secretary of State must publish a report that includes the Secretary of State's conclusions arising from that review.

(3) The Secretary of State may delegate the conduct of a review under subsection (1) and the publication of a report under subsection (2).

(4) For the purposes of subsection (1)(b) “other findings” include, in relation to the death of a patient as a result of the use of force in a mental health unit, any finding or determination that is made—

(a) by the Care Quality Commission as the result of any review or investigation conducted by the Commission, or

(b) by a relevant health organisation as the result of any investigation into a serious incident.

Investigation of deaths

9 Investigation of deaths or serious injuries I7

When a patient dies or suffers a serious injury in a mental health unit, the responsible person for the mental heath unit must have regard to any guidance relating to the investigation of deaths or serious injuries that is published by—

(a) the Care Quality Commission (see Part 1 of the Health and Social Care Act 2008);

F1 (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c) [F2NHS England F2] (see section 1H of the National Health Service Act 2006);

F3 (d) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(e) a person prescribed by regulations made by the Secretary of State.

Delegation

10 Delegation of responsible person's functions I8

(1) The responsible person for each mental health unit may delegate any functions exercisable by the responsible person under this Act to a relevant person only in accordance with this section.

(2) The responsible person may only delegate a function to a relevant person if the relevant person is of an appropriate level of seniority.

(3) The delegation of a function does not affect the responsibility of the responsible person for the exercise of the responsible person's functions under this Act.

(4) The delegation of a function does not prevent the responsible person from exercising the function.

(5) In this section “ relevant person ” means a person employed by the relevant health organisation that operates the mental health unit.

Guidance

11 Guidance about functions under this Act I9,I10

(1) The Secretary of State must publish guidance about the exercise of functions by responsible persons and relevant health organisations under this Act.

(2) In exercising functions under this Act, responsible persons and relevant health organisations must have regard to guidance published under this section.

(3) Before publishing guidance under this section, the Secretary of State must consult such persons as the Secretary of State considers appropriate.

(4) The Secretary of State must keep under review any guidance published under this section.

(5) The Secretary of State may from time to time revise the guidance published under this section and, if this is done, must publish the guidance as revised.

(6) If the Secretary of State considers that any revisions would amount to a substantial change in the guidance, the Secretary of State must consult such persons as the Secretary of State considers appropriate before publishing any revised guidance.

Video recording

12 Police body cameras I11

(1) If a police officer is going to a mental health unit on duty that involves assisting staff who work in that unit, the officer must take a body camera if reasonably practicable.

(2) While in a mental health unit on duty that involves assisting staff who work in that unit, a police officer who has a body camera there must wear it and keep it operating at all times when reasonably practicable.

(3) Subsection (2) does not apply if there are special circumstances at the time that justify not wearing the camera or keeping it operating.

(4) A failure by a police officer to comply with the requirements of subsection (1) or (2) does not of itself make the officer liable to criminal or civil proceedings.

(5) But if those requirements appear to the court or tribunal to be relevant to any question arising in criminal or civil proceedings, they must be taken into account in determining that question.

(6) In this section—

Interpretation

13 Interpretation I12

In this Act—

Final provisions

Prospective

14 Transitional provision

The Secretary of State may by regulations make such transitional, transitory or saving provision in connection with the coming into force of any provision of this Act.

15 Financial provisions I13

There is to be paid out of money provided by Parliament—

(a) any expenditure incurred under or by virtue of this Act, and

(b) any increase attributable to this Act in the sums payable under any other Act out of money so provided.

16 Regulations

(1) Regulations under this Act are to be made by statutory instrument.

(2) Regulations under this Act are subject to annulment in pursuance of a resolution of either House of Parliament (other than regulations made under section 17(3)).

17 Commencement, extent and short title

(1) This Act extends to England and Wales only.

(2) This section and section 16 come into force on the day on which this Act is passed.

(3) The other provisions of this Act come into force on such day as the Secretary of State may appoint by regulations.

(4) Regulations under this section may appoint different days for different purposes or areas.

(5) This Act may be cited as the Mental Health Units (Use of Force) Act 2018.

Status: There are currently no known outstanding effects for the Mental Health Units (Use of Force) Act 2018.
Mental Health Units (Use of Force) Act 2018 (2018/27)

Displaying information

Status of this instrument

footnotecommentarytransitional and savingsin force statusrelated provisionsgeo extentinsert/omitsource countin force adj
F1S. 9(b) omitted (1.7.2022) by virtue of Health and Care Act 2022 (c. 31) , s. 186(6) , Sch. 5 para. 102 ; S.I. 2022/734 , reg. 2(a) , Sch. (with regs. 13 , 29 , 30 )this amendment (text omitted) should be read in conjunction with other related provisions, see the commentary.omitted
F2Words in s. 9 substituted (1.7.2022) by Health and Care Act 2022 (c. 31) , s. 186(6) , Sch. 1 para. 1(1) (2) ; S.I. 2022/734 , reg. 2(a) , Sch. (with regs. 13 , 29 , 30 )this amendment (text substituted) should be read in conjunction with other related provisions, see the commentary.substituted
F3S. 9(d) omitted (1.7.2022) by virtue of Health and Care Act 2022 (c. 31) , ss. 36(3) , 186(6) ; S.I. 2022/734 , reg. 2(a) , Sch. (with regs. 13 , 29 )this amendment (text omitted) should be read in conjunction with other related provisions, see the commentary.omitted
I1S. 1 in force at 31.3.2022 by S.I. 2021/1372 , reg. 2(a)
I2S. 2 in force at 31.3.2022 by S.I. 2021/1372 , reg. 2(b)
I3S. 3 in force at 31.3.2022 by S.I. 2021/1372 , reg. 2(c)
I4S. 4 in force at 31.3.2022 by S.I. 2021/1372 , reg. 2(d)
I5S. 5 in force at 31.3.2022 by S.I. 2021/1372 , reg. 2(e)
I6S. 6(1)-(4)(5)(a)-(m)(o)(p)(6)-(11) in force at 31.3.2022 by S.I. 2021/1372 , reg. 2(f)
I7S. 9(a)-(d) in force at 31.3.2022 by S.I. 2021/1372 , reg. 2(g)
I8S. 10 in force at 31.3.2022 by S.I. 2021/1372 , reg. 2(h)
I9S. 11(1)(2)(4)-(6) in force at 31.3.2022 by S.I. 2021/1372 , reg. 2(i)
I10S. 11(3) in force at 28.10.2019 by S.I. 2019/1373 , reg. 2
I11S. 12 in force at 18.8.2022 by S.I. 2022/909 , reg. 2
I12S. 13 in force at 31.3.2022 by S.I. 2021/1372 , reg. 2(j)
I13S. 15 in force at 31.3.2022 by S.I. 2021/1372 , reg. 2(k)
Defined TermSection/ArticleIDScope of Application
body cameras. 12legTermmOq8DP4O
chemical restraints. 1legTermLir7Hd10
health service hospitals. 13legTermDGesbLL2
independent hospitals. 13legTermK6zREhrW
isolations. 1legTermcbMOtvsS
mechanical restraints. 1legTermJCw7Safz
Mental disorders. 1legTermM50GG0IF
Mental health units. 1legTermNahIgwwx
negligibles. 6legTermpqSDu2bi
other findingss. 8other_find_rtdf5ZP
Patients. 1legTermHVqUFzp6
patient's consistent identifiers. 6legTerm8DofFVhQ
physical restraints. 1legTermUgh4QWvV
police officers. 12legTermXbn4vifZ
refresher trainings. 5legTermv8f3tUMo
relevant characteristicss. 6legTermQegcmj9w
relevant health organisations. 13legTermXvqZd1hp
relevant informations. 7legTermqzIJWYg2
relevant persons. 10legTerm71egyZnB
responsible persons. 13legTerm4KpFlcvJ
staffs. 13legTermHTV2s1SR
the data protection legislations. 6legTerm9ChlsmD4
the NHSs. 13legTermKwykjQ8t
use of forces. 1use_of_for_rtgTWuo
This instrument is derived from the version at www.legislation.gov.uk. To see a list of all amendments (including any to be made) check the resources page for this instrument on their website. Note, the status of this instrument is given above.
This instrument is derived from the version at www.legislation.gov.uk. To see original commencement information, check the resources page associated with this instrument. n.b. commencement information for marked amendments is embedded in the relevant footnote.
  • The Mental Health Units (Use of Force) Act 2018 (Commencement No. 2) Regulations 2021 (2021/1372)
  • The Mental Health Units (Use of Force) Act 2018 (Commencement No. 3) Regulations 2022 (2022/909)
  • The Mental Health Units (Use of Force) Act 2018 Commencement (No. 1) Regulations 2019 (2019/1373)

Status of changes to instrument text

The list includes made instruments, both those in force and those yet to come into force. Typically, instruments that are not yet in force (hence their changes are not incorporated into the text above) are indicated by description 'not yet' in the changes made column.