Loading…eh

🔆 📖 ➕ 👤

Statutory Instruments

2021 No. 5

Financial Services

The Short Selling (Notification Thresholds) Regulations 2021

Made

5th January 2021

Laid before Parliament

6th January 2021

Coming into force

1st February 2021

The Treasury, in exercise of the powers conferred by Article 5(4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps( 1 ), make the following Regulations:

Citation and commencement

1. These Regulations may be cited as the Short Selling (Notification Thresholds) Regulations 2021 and come into force on 1st February 2021.

Amendment of Article 5(2) of Regulation (EU) No 236/2012

2. In Article 5(2) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14th March 2012 on short selling and certain aspects of credit default swaps, for “0,2%” substitute “0,1%”.

Maggie Throup

Michael Tomlinson

Two of the Lords Commissioners of Her Majesty’s Treasury

5th January 2021

( 1 )

EUR 2012/236, as amended by S.I. 2018/1321 .

Status: This is the original version (as it was originally made). This item of legislation is currently only available in its original format.
The Short Selling (Notification Thresholds) Regulations 2021 (2021/5)
Version from: original only

Displaying information

Status of this instrument

in force Provision is in force
in force* In force only for specified purposes (see footnote)
not in force Not in force in England (may be in force in other geographies, see footnotes)
defined term Defined term
dfn Defined term (alternative style)
footnote commentary transitional and savings in force status related provisions geo extent insert/omit source count in force adj
Defined Term Section/Article ID Scope of Application

Status of changes to instrument text

The list includes made instruments, both those in force and those yet to come into force. Typically, instruments that are not yet in force (hence their changes are not incorporated into the text above) are indicated by description 'not yet' in the changes made column.

Contains public sector information licensed under the Open Government Licence v3.0.