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R (AB) v Secretary of State for Justice

[2021] UKSC 28

Case details

Neutral citation
[2021] UKSC 28
Court
Supreme Court of the United Kingdom
Judgment date
9 July 2021
Subjects
Human rightsPrison lawJuvenile/children lawEuropean Convention on Human Rights (Article 3)
Keywords
solitary confinementarticle 3 ECHRUNCRCyoung offendersremoval from associationYoung Offender Institution Rulesstrict necessityfact-sensitive assessmentHuman Rights Act 1998Strasbourg jurisprudence
Outcome
dismissed

Case summary

The Supreme Court considered two legal questions: whether the solitary confinement of persons under 18 is inherently inhuman or degrading for the purposes of article 3 ECHR, and whether, if not, a single universal test of compatibility requires that such solitary confinement be justified only in "exceptional" circumstances as being "strictly necessary". The court rejected both contentions. It held that article 3 assessments remain fact-sensitive and must take into account the full circumstances of each case, including purpose, duration, stringency and effects, and that domestic courts should follow and keep pace with Strasbourg jurisprudence rather than create new automatic rules. The court also rejected the submission that a strict necessity test of the kind applied to use of force should be extended to solitary confinement of children.

Case abstract

This was an appeal concerning the lawfulness under article 3 ECHR of the appellant's removal from association while detained at Feltham Young Offenders' Institution between 10 December 2016 and 2 February 2017, when he was 15. The appellant did not challenge the factual findings of the courts below but advanced two pure questions of law: (i) whether "solitary confinement" of persons under 18 (as defined by the appellant) is automatically inhuman and degrading; and (ii) alternatively, whether such solitary confinement is compatible with article 3 only in "exceptional" circumstances where it is "strictly necessary".

The case proceeded to this court on appeal from the Court of Appeal ([2019] EWCA Civ 9), which had in turn reviewed findings of Ouseley J at first instance ([2017] EWHC 1694 (Admin)). The factual background, accepted by all courts, involved a young offender with a history of violent and sexual offending who was managed on a single-unlock / removal-from-association regime at Feltham for reasons of his own and others' safety; breaches of the Young Offender Institution Rules concerning education and procedural oversight were found at first instance and accepted by the Secretary of State.

The issues framed by the Court were (i) whether article 3 is violated as a matter of law by solitary confinement of under-18s and (ii) whether a "strict necessity" test applies. The Supreme Court reviewed Strasbourg authority (including Ramirez-Sanchez, Ahmad and related decisions) and domestic authorities on the duty to follow and keep pace with European Court jurisprudence (Ullah and related House and Supreme Court authorities). It concluded that the Convention jurisprudence requires a fact-sensitive inquiry into whether the minimum level of severity required by article 3 has been attained and that the Strasbourg court has not adopted a per se rule or a single "strict necessity" test for solitary confinement of children. The court therefore dismissed the appeal, rejecting the invitation to adopt a new automatic rule based primarily on UNCRC materials or to extend the strict necessity test used for use-of-force cases to solitary confinement.

The court emphasised (i) that international instruments and UN treaty bodies may be persuasive but are not binding on interpretation of the ECHR, (ii) that General Comments of the CRC are not judicial rulings and do not themselves dictate ECHR interpretation, and (iii) that domestic courts should be cautious about developing Convention law beyond clear Strasbourg precedent.

Held

Appeal dismissed. The court rejected the submissions that solitary confinement of persons under 18 is automatically inhuman or degrading or that such confinement is only permissible in "exceptional" circumstances meeting a "strict necessity" test. Article 3 requires a fact-sensitive assessment based on Strasbourg jurisprudence; domestic courts must follow and keep pace with the European Court rather than create a new automatic rule.

Appellate history

Appeal to the Supreme Court from the Court of Appeal ([2019] EWCA Civ 9), which had reviewed the decision of Ouseley J at first instance ([2017] EWHC 1694 (Admin)).

Cited cases

  • R (Al-Skeini) v Secretary of State for Defence, [2007] UKHL 26 positive
  • Jones v Ministry of Interior Al-Mamlaka Al-Arabiya AS Saudiya (the Kingdom of Saudi Arabia) and others, [2006] UKHL 26 neutral
  • R (Ullah) v Special Adjudicator, [2004] UKHL 26 positive
  • Tyrer v United Kingdom, (1979-80) 2 EHRR 1 positive
  • Ireland v United Kingdom, (1979-80) 2 EHRR 25 positive
  • V v United Kingdom, (2000) 30 EHRR 121 positive
  • Van der Ven v Netherlands, (2004) 38 EHRR 46 positive
  • Mathew v Netherlands, (2006) 43 EHRR 23 positive
  • Ramirez-Sanchez v France, (2006) 45 EHRR 49 positive
  • Mayeka v Belgium, (2008) 46 EHRR 23 positive
  • Ahmad v United Kingdom, (2012) 56 EHRR 1 positive
  • Bouyid v Belgium, (2016) 62 EHRR 18 positive
  • Muršić v Croatia, (2017) 65 EHRR 1 neutral
  • AM-V v Finland, (2018) 66 EHRR 22 neutral
  • Güveç v Turkey, (Application No 70337/01) (unreported) positive
  • Correia de Matos v Portugal, [2018] 44 BHRC 319 neutral

Legislation cited

  • European Convention on Human Rights: Article 6
  • Human Rights Act 1998: section 2(1)
  • United Nations Convention on the Rights of the Child: Article 3(1)
  • Young Offender Institution Rules 2000 (SI 2000/3371): Rule 3(1)
  • Young Offender Institution Rules 2000 (SI 2000/3371): Rule 37(1)
  • Young Offender Institution Rules 2000 (SI 2000/3371): Rule 38(2)
  • Young Offender Institution Rules 2000 (SI 2000/3371): Rule 41(2)
  • Young Offender Institution Rules 2000 (SI 2000/3371): Rule 49