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Statutory Instruments

2022 No. 1223

Financial Services

The Financial Services (Miscellaneous Amendments) Regulations 2022

Made

21st November 2022

Coming into force

at 11.00 p.m. on 31st December 2022

The Treasury make the following Regulations in exercise of the powers conferred by section 8(1) of, and paragraph 21 of Schedule 7 to, the European Union (Withdrawal) Act 2018( 1 ).

A draft of these Regulations has been approved by a resolution of each House of Parliament in accordance with paragraph 1(1) of Schedule 7 to that Act.

Citation, commencement and extent

1. —(1) These Regulations may be cited as the Financial Services (Miscellaneous Amendments) Regulations 2022.

(2) These Regulations come into force at 11.00 p.m. on 31st December 2022.

(3) These Regulations extend to England and Wales, Scotland and Northern Ireland.

Amendment of the Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019

2.Regulation 11(5) (saving for certain financial services legislation relating to Gibraltar) of the Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019( 2 ) is amended as follows—

(a) in sub-paragraph (d)( 3 ), at the end insert “(except for regulation 8(1))” ;

(b) in sub-paragraph (f)( 4 ), for “28(10)” substitute “28(7), (8)(a) and (c), and (10),” ;

(c) in sub-paragraph (w)( 5 ), at the end insert “(except for regulations 7(2) and (3), and 8)” .

Amendment of Regulation (EU) No 648/2012

3. —(1)Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories( 6 ) is amended as follows.

(2) In Article 4(5A)(a) (clearing obligation), for “two years” substitute “four years” .

Amendment of Regulation (EU) 2017/2402

4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Nigel Huddleston

Amanda Solloway

Two of the Lords Commissioners of His Majesty’s Treasury

21st November 2022

( 1 )

2018 c. 16 . Section 8 was amended by section 27 of the European Union (Withdrawal Agreement) Act 2020 (c. 1) (“ the 2020 Act ”). Paragraph 21 of Schedule 7 was amended by paragraph 53 of Schedule 5 to the 2020 Act.

( 2 )

S.I. 2019/680 , amended by S.I. 2019/1212 , 2019/1234 , 2020/628 , 2020/646 , 2020/1301 ; there are other amending instruments but none is relevant.

( 3 )

See S.I. 2018/1321 for the provisions saved by regulation 11(5)(d). There are amendments to S.I. 2018/1321 not relevant to these Regulations.

( 4 )

See S.I. 2018/1403 for the provisions saved by regulation 11(5)(f). S.I. 2018/1403 was subsequently amended by S.I. 2019/710 , 2019/1212 , 2019/1390 , 2020/1301 , 2020/1385 ; there are other amending instruments but none is relevant.

( 5 )

See S.I. 2019/403 for the provisions saved by regulation 11(5)(w). S.I. 2019/403 was subsequently amended by S.I. 2020/1301 ; there are other amending instruments but none is relevant.

( 6 )

EUR 2012/648. Article 4(5A) was inserted by S.I. 2019/660 (as amended by S.I. 2020/1301 ); there are other amending instruments but none is relevant.

Status: There are currently no known outstanding effects for the The Financial Services (Miscellaneous Amendments) Regulations 2022.
The Financial Services (Miscellaneous Amendments) Regulations 2022 (2022/1223)

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Status of this instrument

footnotecommentarytransitional and savingsin force statusrelated provisionsgeo extentinsert/omitsource countin force adj
F1Regulations revoked (1.11.2024 for the revocation of reg. 4) by Financial Services and Markets Act 2023 (c. 29) , s. 86(3) , Sch. 1 Pt. 5 ; S.I. 2024/891 , reg. 2(e)(ii)
F1Regulations revoked (1.11.2024 for the revocation of reg. 4) by Financial Services and Markets Act 2023 (c. 29) , s. 86(3) , Sch. 1 Pt. 5 ; S.I. 2024/891 , reg. 2(e)(ii)
I1Reg. 1 in force at 31.12.2022 at 11.00 p.m., see reg. 1(2)
I2Reg. 2 in force at 31.12.2022 at 11.00 p.m., see reg. 1(2)
I3Reg. 3 in force at 31.12.2022 at 11.00 p.m., see reg. 1(2)
Defined TermSection/ArticleIDScope of Application
Changes that affect Made by
Sort descending by Changed Legislation Sort descending by Year and Number Changed Provision Type of effect Sort descending by Affecting Legislation Title Sort descending by Year and Number Affecting Provision Sort descending by Changes made to website text Note
The Financial Services (Miscellaneous Amendments) Regulations 2022 2022 No. 1223 reg. 1 coming into force The Financial Services (Miscellaneous Amendments) Regulations 2022 2022 No. 1223 reg. 1(2) Yes
The Financial Services (Miscellaneous Amendments) Regulations 2022 2022 No. 1223 reg. 2 coming into force The Financial Services (Miscellaneous Amendments) Regulations 2022 2022 No. 1223 reg. 1(2) Yes
The Financial Services (Miscellaneous Amendments) Regulations 2022 2022 No. 1223 reg. 3 coming into force The Financial Services (Miscellaneous Amendments) Regulations 2022 2022 No. 1223 reg. 1(2) Yes
The Financial Services (Miscellaneous Amendments) Regulations 2022 2022 No. 1223 reg. 4 coming into force The Financial Services (Miscellaneous Amendments) Regulations 2022 2022 No. 1223 reg. 1(2) Yes

Status of changes to instrument text

The list includes made instruments, both those in force and those yet to come into force. Typically, instruments that are not yet in force (hence their changes are not incorporated into the text above) are indicated by description 'not yet' in the changes made column.