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Statutory Instruments

2023 No. 1258

Financial Services

The Short Selling (Notification Threshold) Regulations 2023

Made

23rd November 2023

Laid before Parliament

27th November 2023

Coming into force

5th February 2024

The Treasury, in exercise of the power conferred by Article 5(4) of of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps( Regulation (EU) No 236/2012 1 ), make the following Regulations.

Citation, commencement and extent

1. —(1) These Regulations may be cited as the Short Selling (Notification Threshold) Regulations 2023.

(2) These Regulations come into force on 5th February 2024.

(3) These Regulations extend to England and Wales, Scotland and Northern Ireland.

Amendment of Article 5(2) of Regulation (EU) No 236/2012

2. In Article 5(2) of of the European Parliament and of the Council of Regulation (EU) No 236/2012 14 March 2012 on short selling and certain aspects of credit default swaps( 2 ) for “0,1%”, in the first place it occurs, substitute “0,2%” .

Scott Mann

Amanda Solloway

Two of the Lords Commissioners of His Majesty’s Treasury

23rd November 2023

( 1 )

EUR 2012/236, amended by S.I. 2018/1321 .

( 2 )

Article 5(2) was amended by S.I. 2021/5 .

Status: This is the original version (as it was originally made). This item of legislation is currently only available in its original format.
The Short Selling (Notification Threshold) Regulations 2023 (2023/1258)

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