Summary
A patent claim must be supported by a plausible technical contribution across its scope. Where a claim covers a very broad class of compounds, it is insufficient if the specification and common general knowledge do not make it plausible that the invention works throughout that class. A claim is also invalid for lack of inventive step where it covers compounds which make no technical contribution to the art. Later evidence may support, but cannot independently establish, a technical effect absent from the patent disclosure. A purposive construction of a technical term may include a prodrug form where the specification and technical purpose support that meaning.
Factual background
Idenix and academic institutions claimed infringement of a patent concerning modified nucleosides for treating Flaviviridae infections. Gilead denied infringement and counterclaimed for revocation, relying on lack of priority, novelty, inventive step, insufficiency and added matter. The central issues included whether Pharmasset Barbados was entitled to priority for the Pharmasset PCT, whether the claims made a plausible technical contribution, whether the claimed compounds could be made without undue burden, whether proposed amendments added matter, and whether sofosbuvir fell within or indirectly infringed the claims.
Held
- Priority. The R&D Agreement was effective under Georgia law to assign Pharmasset Georgia’s rights in the relevant invention to Pharmasset Barbados. Under the applicable Federal patent law principles, the language that Pharmasset Barbados would “at all times” be the sole owner effected an immediate assignment. Alternatively, an agreement to assign gave Pharmasset Barbados equitable title, which was sufficient to make it a successor in title for the purposes of priority. The Pharmasset PCT was therefore entitled to priority from US 368.
- Construction and infringement. “Phosphate” was purposively construed to include the masked phosphate group in sofosbuvir. The specification’s discussion of nucleotide prodrugs and the skilled team’s knowledge that nucleoside analogues become triphosphates supported that construction. Sofosbuvir therefore fell within claim 1. Alternatively, supply of sofosbuvir indirectly infringed claim 1 under section 60(2) of the Patents Act 1977, because its metabolism produced a compound within the claim and the statutory requirements were otherwise satisfied.
- Inventive step. The claims covered extremely large numbers of compounds. The specification did not make it plausible that substantially all the claimed compounds had anti-Flaviviridae activity. The claims therefore covered compounds making no technical contribution to the art and lacked inventive step. The proposed narrowed claim also lacked inventive step because the patent contained no data or rationale making the asserted activity plausible.
- Insufficiency. The court applied a two-stage inquiry: first, whether the patent read with common general knowledge made it plausible that the invention worked across the claim; and secondly, whether later evidence showed that performance across the scope required undue burden. The patent gave no meaningful assistance in making the claimed tertiary fluorinated compounds. Their synthesis was a substantial research project whose success depended on skill and luck. The claims were also insufficient across their breadth because the patent required the skilled team to select, synthesise and test billions of compounds and claim the successful results.
- Added matter and orders. Claim 4 contained added matter, although the allegations against claim 1 as granted and claim 5 failed. The proposed amendment was not allowable because it created an undisclosed narrower sub-class. All claims other than claims 20 and 37 lacked novelty over the Pharmasset PCT. The independently valid claims lacked inventive step and were insufficient. The amendment application was refused.
The court’s approach to earlier authorities
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Appeal route
- This judgment [2014] EWHC 3916 (Pat) High Court (Patents Court)
- Appealed to[2016] EWCA Civ 1089Outcomeappeal dismissed unanimously
Key cases cited
17 authorities cited.
- Human Genome Sciences Inc v Eli Lilly and Company [2011] UKSC 51
- Conor Medsystems Incorporated (Respondents) v Angiotech Pharmaceuticals Incorporated and others (Appellants) [2008] UKHL 49
- Fairchild v Glenhaven Funeral Services Ltd (Babcock International Ltd v National Grid Co plc, Dyson v Leeds City Council, Fox v Spousal (Midlands) Ltd, Matthews v Associated Portland Cement Manufacturers (1978) Ltd, Pendleton v Stone & Webster Engineering Ltd) [2002] UKHL 22
- Generics [UK] Ltd (t/a Mylan) v Yeda Research and Development Co Ltd & Anor [2013] EWCA Civ 925
- Regeneron Pharmaceuticals Inc v Genentech Inc [2013] RPC 28
- KCI Licensing Inc & Ors v Smith & Nephew Plc & Ors [2010] EWCA Civ 1260
- Grimme Maschinenfabrik GmbH & Co KG v Scott (t/a Scotts Potato Machinery) [2010] EWCA Civ 1110
- Novartis AG & Anor v Johnson & Johnson Medical Ltd & Ors [2010] EWCA Civ 1039
- Dr Reddy’s Laboratories (UK) Ltd v Eli Lilly and Co Ltd [2010] RPC 9
- Vector Corporation v Glatt Air Techniques Inc [2007] EWCA Civ 805
- Halliburton Energy Services Inc v Smith International (North Sea) Ltd & Ors [2006] EWCA Civ 1715
- HTC Corporation v Gemalto SA [2013] EWHC 1876 (Pat)
- Edwards Lifesciences AG v Cook Biotech Incorporated [2009] EWHC 1304 (Pat)
- T 1329/04 Johns Hopkins/Factor-9 [2006] EPOR 12
- Pharmacia Corp v Merck & Co Inc [2002] RPC 41
- American Home Products v Novartis [2001] RPC 8
- Agrevo/Triazoles Case T-939/92
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Cases citing this case
4 later cases · 2 positive · 2 neutral
Most senior citing decisions:
- Illumina Cambridge Limited v Latvia MGI Tech Sia [2021] EWCA Civ 1924 considered
- Accord Healthcare Ltd v Research Corporation Technologies, Inc (Rev 1) [2017] EWHC 2711 (Pat) followed
- Merck Sharp & Dohme Ltd v Ono Pharmaceutical Co Ltd & Anor [2015] EWHC 2973 (Pat) considered
- Novartis AG & Ors v Focus Pharmaceuticals Ltd & Ors [2015] EWHC 1068 (Pat)
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