Case details
Summary
Professional disciplinary charges must give the practitioner reasonable clarity about the case to meet and enough information to prepare a defence. A stay is exceptional. Where dishonesty is alleged, fairness ordinarily requires sufficiently specific factual allegations to permit a proper response and an assessment of state of mind.
On an appeal under section 40 of the Medical Act 1983, substantial deference is given to a specialist panel’s factual and credibility findings. Fresh evidence will not be admitted unless it satisfies the Ladd v Marshall conditions. Anonymity requires necessity and remains subject to open justice.
Factual background
The appellant, a trainee doctor, appealed under section 40 of the Medical Act 1983 against a Fitness to Practise Panel’s direction that her name be erased from the medical register. The Panel had found 53 charges proved, including nine findings of dishonesty, and concluded that her fitness to practise was impaired.
The appeal challenged the particularisation of several charges, two findings of dishonesty, and sought to rely on fresh medical evidence concerning epilepsy. The appellant also sought anonymity because the judgment addressed her health. The central issues were whether the Panel’s factual findings were unfair or wrong, whether fresh evidence should be received, and whether anonymity was necessary.
Held
The appeal was dismissed. The court held that the Panel was not entitled to find misconduct and dishonesty on charge 14, because the allegation gave no sufficiently specific examples, tasks, patients, or circumstances from which falsity and dishonesty could fairly be inferred. The appellant could not properly answer the allegation or enable a reliable assessment of her state of mind.
Applying R (Johnson and Maggs) v Nursing and Midwifery Council [2008] EWHC 885 (Admin), the court held that the remaining pattern-of-conduct charges were sufficiently particularised. The appellant had documentary and oral evidence to meet, cross-examined the relevant witnesses, and gave evidence in answer to the allegations. The absence of dates for every instance did not itself render the proceedings unfair.
The findings of dishonesty on charges 15(a) and 19 were upheld. An appeal on facts requires substantial respect for the specialist Panel’s assessment of witnesses, primary facts, inferences, and reasons. The Panel had heard the evidence over a lengthy hearing, made clear credibility findings, and gave adequate reasons for rejecting the appellant’s explanations.
The proposed medical evidence did not satisfy the Ladd v Marshall [1952] 1 W.L.R. 1489 conditions. Evidence about the possible effect of epilepsy could reasonably have been obtained before the factual hearing, given the appellant’s long-standing condition and earlier medical reports. In any event, the new evidence would probably not have materially affected the outcome, particularly the findings of longstanding dishonesty.
The invalidity of charge 14 did not affect the result. The other serious misconduct and dishonest conduct, together with earlier and later incidents, justified the Panel’s conclusions and the erasure direction. The application for anonymity was refused under CPR 39.2(4): it was not necessary to protect the appellant’s interests, and open justice favoured publication of her identity.
The court’s approach to earlier authorities
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Appellate history
High Court (Administrative Court) Dismissed the appeal from the Fitness to Practise Panel’s direction to erase the appellant from the medical register. The court set aside the findings associated with charge 14 but held that the remaining findings sustained the Panel’s conclusions.
Fitness to Practise Panel Found 53 charges proved, including nine findings of dishonesty, found impairment of fitness to practise, and directed erasure.
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