Summary
Guidance for an appellate tribunal may not communicate an overall norm that substantive appeals will normally be decided on paper where the governing procedure requires decisions to remain consistent with fairness and the overriding objective. The question whether an oral hearing is required is contextual and cannot be reduced to disputed primary facts, exceptional complexity, or the importance of the outcome being insufficient without something more. Relevant considerations include the factual content of the case, the need for closer examination, the interests at stake, effective participation, oral argument, the rule of law and the particular importance of protection and human-rights appeals. Guidance which omits positive indicators for a hearing, while emphasising reasons against one, may be legally erroneous and unlawful if followed.
Factual background
The claimant, an immigration and refugee-law organisation, sought judicial review of Presidential Guidance Note No 1 of 2020 issued by the President of the Upper Tribunal (Immigration and Asylum Chamber) during the Covid-19 pandemic. The Guidance concerned whether substantive appeals should be determined without a hearing and how necessary hearings should be conducted remotely. The challenge focused on whether the Guidance communicated an overall paper norm, whether it unlawfully limited the circumstances justifying an oral hearing, and whether it omitted relevant common-law fairness considerations. The Pilot Practice Direction itself was not under challenge at the substantive hearing.
Held
- Claim allowed. Paragraphs 9–17 of the Presidential Guidance Note were declared unlawful. The defendant withdrew those paragraphs and undertook to use all reasonable endeavours to notify affected parties and advise them to seek legal advice.
- The Guidance had to be read objectively, straightforwardly and as a whole, having regard to its function and its judicial audience. Its operative section communicated that decisions in substantive appeals should usually be made without a hearing. That was an overall paper norm.
- The Pilot Practice Direction lawfully created only a contingent paper norm. Paper determination was permitted where consistent with the overriding objective, ECHR rights and the applicable procedural rules. The proviso had primacy and could not be treated as an exception applying only in unusual cases.
- An overall paper norm for UTIAC substantive appeals was inconsistent with the overriding objective and the basic requirements of common-law procedural fairness. Those requirements are contextual and require an oral hearing whenever fairness requires one. They cannot be reduced to whether primary facts are disputed, whether the legal issues are particularly complex, or whether an oral hearing would improve decision-making.
- The court identified relevant considerations including facts open to explanation, credibility, closer examination, the gravity of protection and human-rights issues, effective representations, oral advocacy, participatory interests, dignity, the rule of law, and the potential importance of the outcome. Protection and human-rights appeals require the highest standards of fairness. It may be prudent to allow a hearing where the tribunal is in doubt.
- The statement that the importance of the appeal would not, without more, justify a hearing was erroneous in law. The importance of the outcome, viewed in the context of the case and the appeal process, could itself be sufficient. The Guidance was also unlawful because it omitted positive indicators supporting hearings while presenting fact, law and importance largely as reasons against them.
- The challenge based on a freestanding statutory policy that hearings were always the usual position failed. A contingent paper norm consistent with fairness and the overriding objective would not, merely because it changed practice, be ultra vires or contrary to the statutory scheme.
The court’s approach to earlier authorities
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Appellate history
First-instance judicial review in the Administrative Court. Permission was granted by Steyn J on specified grounds; the claim was subsequently allowed by Fordham J. The court declared paragraphs 9–17 of the Guidance Note unlawful and made consequential publication, notification and costs orders.
Key cases cited
28 authorities cited.
- R (on the application of Pathan) v Secretary of State for the Home Department [2020] UKSC 41
- R (on the application of Jamar Brown (Jamaica)) v Secretary of State for the Home Department [2015] UKSC 8
- Osborn v The Parole Board [2013] UKSC 61
- Al Rawi and others v The Security Service and others [2011] UKSC 34
- R (on the application of Cart) v The Upper Tribunal [2011] UKSC 28
- Regina v. Parole Board (Respondents) ex parte Smith (FC) (Appellant) Regina v. Parole Board (Respondents) ex parte West (FC) (Appellant) (Conjoined Appeals) [2005] UKHL 1
- Regina v. Sectretary of State for the Home Department (Appellant) ex parte Razgar (FC) and two other actions [2004] UKHL 27
- R v Secretary of State for the Home Department, Ex parte Pierson (John David) [1998] AC 539
- R v Secretary of State for the Home Department, Ex p Doody (R v Secretary of State for the Home Department, Ex parte Smart (Elfed Wayne)) [1994] 1 AC 531
- Lloyd v McMahon [1987] AC 625
- R v Secretary of State for the Home Department, Ex p Bugdaycay (Ex p Bugdaycay, Bugdaycay v Secretary of State for the Home Department, Musisi, In re, Nelidow Santis, Ex parte, Nelidow Santis v Secretary of State for the Home Department, Norman, Ex parte, Norman v Secretary of State for the Home Department, R v Secretary of State for the Home Department, Ex parte Nelidow Santis, R v Secretary of State for the Home Department, Ex parte Norman) [1987] AC 514
- Gillick v West Norfolk and Wisbech Area Health Authority (Gillick v Department of Health and Social Security) [1985] UKHL 7
- Thornton Hall Hotel Ltd, R (On the Application Of) & Anor v Thornton Holdings Ltd [2019] EWCA Civ 737
- The Lord Chancellor v Detention Action [2015] EWCA Civ 840
- Tabbakh, R (On the Application Of) v Staffordshire And West Midlands Probation Trust & Anor [2014] EWCA Civ 827
- PR (Sri Lanka) & Ors v Secretary of State for the Home Department [2011] EWCA Civ 988
- FP (Iran) v Secretary of State for the Home Department [2007] EWCA Civ 13
- Sengupta & Anor v Holmes & Ors [2002] EWCA Civ 1104
- R v Secretary of State for the Home Department, Ex parte Onibiyo (Onibiyo, Ex parte) [1996] QB 768
- Secretary of State for the Home Department v Thirukumar & Ors [1989] EWCA Civ 12
- R (W, A Child By His Litigation Friend J) v The Secretary of State for the Home Department & Anor [2020] EWHC 1299 (Admin)
- Immigration Law Practitioners Association, R (On the Application Of) v Tribunal Procedure Committee & Anor [2016] EWHC 218 (Admin)
- Letts, R (on the application of) v The Lord Chancellor & Ors [2015] EWHC 402 (Admin)
- Ewing & Ors, R (on the application of) v Department of Constitutional Affairs [2006] EWHC 504 (Admin)
- R v SSHD, ex p Sanusi [1999] INLR 198
- R v Feltham Justices, ex p Haid [1998] COD 440
- R v Immigration Appeal Tribunal, ex p S CO/2544/97, 9 February 1998
- Gioshev v SSHD Case 15801, 24 November 1997
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Cases citing this case
2 later cases · 1 neutral · 1 caution
Most senior citing decisions:
- DJ (Pakistan) v The Secretary of State for the Home Department [2022] EWCA Civ 1057 mentioned
- EP (Albania) & Ors v Secretary of State for the Home Department [2021] UKUT 233 (IAC) explained
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