Professional Standards Authority for Health and Social Care v General Medical Council & Anor (Rev 1)

[2020] EWHC 3122 (Admin)

Case details

Case citations
[2020] EWHC 3122 (Admin)
Court
High Court (Administrative Court)
Judgment date
19 November 2020
Judgment text

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Subjects
Administrative Professional discipline Regulatory sanctions
Keywords
medical regulation fitness to practise erasure from register suspension public protection public confidence lack of insight prescribing medicines specialist tribunal appeals
Outcome
appeal allowed
Judicial consideration

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Summary

An appellate court reviewing a medical regulator’s sanction must respect specialist factual and evaluative judgments, but may intervene where the consequences of established misconduct do not depend on specialist expertise or witness assessment. Deliberate or sustained conduct that places patients at serious risk, shows disregard for professional safeguards, undermines public confidence, and is accompanied by intractable lack of insight may be fundamentally incompatible with continued registration. Voluntary cessation of the relevant practice does not necessarily justify suspension. Where the only adequate protection of patients, professional standards and public confidence is erasure, the appellate court may quash the sanction and substitute erasure rather than remit the matter.

Factual background

The Professional Standards Authority appealed under section 29 of the National Health Service Reform and Health Care Professions Act 2002 against a decision of a Medical Practitioners Tribunal of the General Medical Council. The Tribunal found that a cardiologist, practising privately as a general practitioner, had repeatedly and excessively prescribed potentially addictive medicines to a vulnerable patient, failed to assess and refer her appropriately, failed to keep adequate records and failed to inform her general practitioner.

The Tribunal found misconduct, impairment of fitness to practise and intractable lack of insight, but imposed a one-year suspension rather than erasure. During the appeal, the doctor obtained voluntary erasure. The central issues were whether the suspension was insufficient for public protection and whether the High Court should substitute erasure.

Held

  1. Appeal allowed. The suspension order was quashed and the court substituted an order erasing the doctor from the medical register.
  2. The statutory reference was an appeal governed by CPR Part 52. The court conducted a review rather than a rehearing. It could intervene where the Tribunal’s decision was wrong or unjust because of serious procedural or other irregularity.
  3. The court applied the established appellate restraint applicable to specialist tribunals. It should be cautious before disturbing primary factual findings and evaluative conclusions, including sanction. That restraint was reduced where the consequences of the Tribunal’s own findings did not depend on specialist clinical judgment or credibility assessment.
  4. The Tribunal’s findings established sustained excessive prescribing to a vulnerable patient, outside the doctor’s expertise, despite knowledge of addiction risk and contrary to professional safeguards. The conduct placed the patient at risk of serious harm, including death, undermined public confidence and involved a deliberate or blatant disregard of safeguards.
  5. The doctor’s cessation of general-practice work could not outweigh the aggravating features. He had ceased doing work which he should not have been undertaking and remained resistant to accepted clinical and regulatory standards. His intractable lack of insight was inconsistent with remediation during suspension or with reliable future practice.
  6. Voluntary erasure did not make the appeal otiose. Parliament’s statutory appeal mechanism could be frustrated if voluntary erasure avoided appellate scrutiny. Considering patient protection, maintenance of professional standards and public confidence, court-imposed erasure was required.

The court’s approach to earlier authorities

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Appellate history

  • Medical Practitioners Tribunal: found misconduct and impaired fitness to practise, but imposed a one-year suspension rather than erasure.
  • High Court (Administrative Court): allowed the Professional Standards Authority’s appeal, quashed the suspension and substituted an order for erasure.

Appeal to higher court

Outcome of appeal
application granted in part (costs awarded against the second respondent; no order against the first respondent)

Key cases cited

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Cases citing this case

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