Summary
A public authority which chooses to consult must act fairly when selecting consultees, as well as in determining the consultation’s subject matter, timing and duration. The authority cannot routinely treat the choice of consultees as exclusively its own.
Fairness remains context-dependent. A recent, comprehensive consultation covering the policy subsequently adopted may justify a more limited further exercise after a change of policy. The authority need not repeat the entire process, particularly where the ultimate decision is macro-political and consultees have already articulated the relevant objections. The consultation remains lawful if adequate opportunity exists to identify significant new issues and none is shown.
Factual background
Three local planning authorities sought judicial review of the Secretary of State’s decision to make statutory instruments permitting changes of use from dwelling houses to small houses in multiple occupation without planning permission, subject to local authorities’ power to make article 4 directions. They alleged that the informal consultation preceding the instruments was unlawful because local planning authorities were not consulted directly and the exercise was too narrow and brief.
Sir Michael Harrison, sitting as a Deputy High Court Judge, dismissed the claim in [2011] EWHC 1060 (Admin). The councils appealed. The central issue was whether the limited 2010 consultation was unfair, taking account of the comprehensive consultation undertaken in 2009 on an option encompassing the policy later adopted.
Held
Appeal dismissed unanimously. A decision-maker who undertakes consultation cannot routinely pick and choose whom to consult. Fair consultation requires fairness in selecting consultees, as well as in determining the subject matter, timing and duration of the exercise. The decision in Buckinghamshire County Council v Royal Borough of Kingston-upon-Thames was confined to its different statutory context and established no general principle that selection rests with the decision-maker alone.
Fairness is context-dependent. The 2010 exercise had to be assessed against the recent and comprehensive 2009 consultation. That earlier exercise gave the council and all other local planning authorities an opportunity to address several options, including the option ultimately implemented. They could then have explained its likely adverse effects and practical difficulties. A change in government policy did not require the whole consultation process to be repeated.
The Government was therefore entitled to limit the later consultation’s consultees, content and duration. Although local planning authorities were especially well placed to answer the questions posed, the failure to approach them directly did not make the exercise unfair. The council learned of the consultation, made representations and had relevant information available from its recent work on the subject.
The central policy choice—whether changes from dwelling houses to houses in multiple occupation should require planning permission—was macro-political. The consultation could lawfully be limited to determining whether significant new problems required fuller consideration. The Secretary of State already knew the local authorities’ strongly expressed objections from the 2009 exercise. No significant new issue was identified which rendered the limited process inadequate.
The court did not determine the respondent’s alternative contention that Parliamentary scrutiny under the negative resolution procedure required judicial deference on the consultation issue.
The court’s approach to earlier authorities
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Appellate history
- Court of Appeal (Civil Division): The councils’ appeal was dismissed unanimously. The limited consultation was lawful: [2011] EWCA Civ 1575 .
- High Court, Administrative Court: Sir Michael Harrison, sitting as a Deputy High Court Judge, refused the application to quash the relevant provisions, holding that consultation through representative bodies rather than directly with the councils was not so unfair as to be unlawful: [2011] EWHC 1060 (Admin) .
Appeal route
- Appealed from[2011] EWHC 1060 (Admin)This appealappeal dismissed unanimously
- This judgment [2011] EWCA Civ 1575 Court of Appeal (Civil Division)
Key cases cited
7 authorities cited.
- R v Secretary of State for the Home Department, Ex p Doody (R v Secretary of State for the Home Department, Ex parte Smart (Elfed Wayne)) [1994] 1 AC 531
- Buckinghamshire County Council v Royal Borough of Kingston Upon Thames [2011] EWCA Civ 457
- R v North and East Devon Health Authority, Ex p Coughlan [1999] EWCA Civ 1871
- R v Secretary of State for Education and Employment, Ex parte Begbie (Begbie, Ex parte) [2000] 1 WLR 1115
- The Queen (on the Application of Greenpeace Limited) v Secretary of State for Trade & Industry [2007] Env. L.R. 623
- In re Westminster City Council (Westminster City Council v Greater London Council) [1986] AC 668
- R v Brent London Borough Council, ex parte Gunning (1985) 84 LGR 168
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Cases citing this case
7 later cases · 4 positive · 2 neutral · 1 caution
Most senior citing decisions:
- The National Council for Civil Liberties, R (on the application of) v The Secretary of State for the Home Department [2025] EWCA Civ 571 approved
- National Council for Civil Liberties, R (on the application of) v Secretary of State for the Home Department [2024] EWHC 1181 (Admin) followed
- Medical Justice, R (on the application of) v Secretary of State for the Home Department [2024] EWHC 38 (Admin) considered
- Associated Society of Locomotive Engineers and Firemen & Ors, R v The Secretary of State for Business and Trade [2023] EWHC 1781 (Admin)
- Cruelty Free International, R (on the application of) v Secretary of State for the Home Department [2023] EWHC 1064 (Admin)
- HL, R (on the application of) v Secretary of State for Health and Social Care [2023] EWHC 866 (Admin)
- Sumpter, R (on the application of) v Secretary of State for Work and Pensions [2014] EWHC 2434 (Admin)
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