Summary
The Court of Protection may decide only between care options that are available or reasonably likely to become available. It cannot compel a private provider or public authority to provide or fund another option.
The court may rigorously probe a public authority’s care plan, require evidence, encourage reconsideration and use persuasion. It must not exert pressure or undertake an abstract best-interests inquiry to support future public law proceedings. A challenge to a public authority’s exercise of statutory functions is governed by public law.
The Court of Protection may determine a claim under section 7 of the Human Rights Act 1998, but the claim must be clearly identified and properly pleaded. Reliance on Convention rights does not erase the distinction between public and private law.
Factual background
MN was a profoundly disabled young adult who lacked capacity and lived in a residential placement funded by a clinical commissioning group. His parents accepted the placement reluctantly but sought contact at their home and greater participation by his mother in his intimate care. The care provider opposed the latter arrangement, while the commissioning group declined to fund the carers required for home contact.
Eleanor King J held in [2013] EWHC 3859 (COP) that home contact was not an available or reasonably foreseeable option. She therefore declined to conduct a best-interests assessment of that hypothetical possibility and approved the available contact programme.
Both parents appealed. The central issues were whether a commissioning decision could limit the options considered by the Court of Protection and whether declining a full best-interests inquiry infringed articles 6 or 8 of the European Convention on Human Rights.
Held
Appeals dismissed. The judge correctly confined the best-interests assessment to available options. The Court of Protection acts for an adult lacking capacity by making decisions which the adult could make if capable. It has no greater power than that adult to obtain resources or facilities from an unwilling third party. Options reasonably expected to become available in the foreseeable future may also be considered.
The Court of Protection may explore a public authority’s care plan, demand information, ask searching questions, encourage negotiation and require reconsideration. It cannot compel the authority to implement another plan. Rigorous probing, persuasion and judicial encouragement are permissible; pressure is not. If an impasse remains, the court must decide between the options actually available, even if that requires choosing the lesser of two evils.
A best-interests inquiry should not determine an abstract question which cannot affect the proceedings. Nor should it create a platform for possible proceedings in the Administrative Court. Such an inquiry would confuse the individual welfare perspective of the Court of Protection with the wider statutory and resource-allocation responsibilities of a public authority. It could also expose the authority to impermissible pressure.
A decision about whether a public body will provide or fund services is not one which the incapacitated adult could make. Any challenge to that statutory decision must be determined according to public law principles. The use of best-interests language by the authority does not convert its decision into one for the Court of Protection.
The Court of Protection has jurisdiction to determine a human-rights claim under section 7 of the Human Rights Act 1998. Such a claim must be clearly identified and properly pleaded. Convention rights do not collapse the fundamental distinction between public and private law.
Obiter, the declaratory powers under section 15 of the Mental Capacity Act 2005 are precisely defined and probably are not enlarged by section 47(1). Section 15(1)(c) authorises declarations about lawfulness, not bare declarations of best interests. A declaration is non-coercive and cannot be enforced by committal. Relief should ordinarily be framed under section 16 where section 15 does not clearly apply.
The court’s approach to earlier authorities
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Appellate history
- Court of Appeal (Civil Division): The parents’ appeals were dismissed. The court upheld the judge’s restriction of the best-interests assessment to available or reasonably foreseeable options.
- Court of Protection: Eleanor King J held in [2013] EWHC 3859 (COP) that home contact was not an available or reasonably foreseeable option, declined to assess it hypothetically, and approved the available contact programme as being in MN’s best interests.
- Permission to appeal: Permission was refused by the trial judge and on paper, but granted on renewal in [2014] EWCA Civ 1176 .
Appeal route
- Appealed from[2013] EWHC 3859 (COP)This appealappeals dismissed unanimously
- This judgment [2015] EWCA Civ 411 Court of Appeal (Civil Division)
- Appealed to[2017] UKSC 22Outcomeappeal dismissed unanimously
Key cases cited
The 30 most senior of 36 authorities cited.
- Aintree University Hospitals NHS Foundation Trust v James [2013] UKSC 67
- Holmes-Moorhouse(FC) (Original Respondent and Cross-appellant) v London Borough of Richmond upon Thames (Original Appellants and Cross-respondents) [2009] UKHL 7
- W (A Child) v Neath Port Talbot County Borough Council & Ors [2013] EWCA Civ 1227
- B-S (Children), Re [2013] EWCA Civ 1146
- V (A Child), Re [2004] EWCA Civ 54
- In re L (A Child) [2015] EWFC 15
- In re M (Incapacitated Adult) (Best Interests Declaration: Potential Contempt) [2015] EWCOP 3
- NCC v PB and TB [2015] COPLR 118
- In re Case A and Case B (Court of Protection: Delay and Costs) [2014] EWCOP 48
- In re W (Children) [2014] EWFC 22
- Redbridge London Borough Council v G [2014] EWCOP 1361
- Chatting, R (On the Application Of) v Viridian Housing & Anor [2012] EWHC 3595 (Admin)
- Re SK (By his Litigation Friend, the Official Solicitor) [2012] EWHC 1990 (COP)
- XCC v AA [2012] EWHC 2183 (COP)
- A Local Authority v PB and P (By his Litigation Friend the Official Solicitor) [2011] EWHC 2675 (COP)
- A Local Authority v PB and P [2011] EWHC 502 (COP)
- S v S & Ors [2008] EWHC 2288 (Fam)
- Local Authority X v MM & Anor (No. 2) [2007] EWHC 2689 (Fam)
- Local Authority X v MM & Anor (No. 1) [2007] EWHC 2003 (Fam)
- St Helens Borough Council v PE & Anor [2006] EWHC 3460 (Fam)
- R (Anton) v Secretary of State for the Home Department; Re Anton [2004] EWHC 2730/2731 (Admin/Fam)
- Rotherham Borough Council v M & Ors [2003] EWHC 1086 (Fam)
- A v A Health Authority (J (A Child), In re, R (S) v Secretary of State for the Home Department) [2002] Fam 213
- Re SK (Impact of Best Interests Decision on Queen’s Bench Proceedings) [2013] COPLR 458
- Re S (Vulnerable Adult) [2007] 2 FLR 1095
- Re X; London Borough of Barnet v Y and X [2006] 2 FLR 998
- Re C (Religious Observance) [2002] 1 FLR 1119
- R v Secretary of State for the Home Department ex p T [1995] 1 FLR 293
- In re S and D (Children: Powers of Court) [1995] 2 FLR 456
- In re R (Wardship: Restrictions on Publication) [1994] Fam 254
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Cases citing this case
6 later cases · 2 positive · 4 neutral
Most senior citing decisions:
- A (Covert Medication: Residence), Re [2024] EWCA Civ 572 considered
- B (Secure Accommodation Order), Re (Rev 1) [2019] EWCA Civ 2025 considered
- M (Children), Re [2016] EWCA Civ 937 applied
- T (A Child : Early Permanence Placement) [2015] EWCA Civ 983
- X (Court of Protection Practice), Re [2015] EWCA Civ 599
- Conwy County Borough Council v PR & Ors [2024] EWHC 2964 (Fam)
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