Summary
The article 2 operational duty owed to a vulnerable person in state-supported residential care is specific to harms for which the state has assumed responsibility. It does not govern every aspect of that person’s medical treatment.
A death following alleged failures in ordinary medical care engages the operational duty only in the very exceptional circumstances identified for medical cases. These include knowing denial of life-saving emergency treatment or a systemic or structural dysfunction attributable to failure of the state’s regulatory framework.
Unless there is reason to believe that a substantive article 2 obligation may have been breached, the parasitic procedural duty does not require an expanded inquest conclusion under section 5(2) of the Coroners and Justice Act 2009.
Factual background
Jacqueline Maguire was a vulnerable adult with Down’s Syndrome, learning disabilities and impaired capacity. She lived in a privately managed residential care home under arrangements funded and supervised by a local authority and was subject to a deprivation of liberty authorisation. After becoming acutely ill, she declined to go to hospital when paramedics attended. Medical professionals decided that she could remain under observation overnight. She was taken to hospital the following morning and died from a perforated gastric ulcer, peritonitis and pneumonia.
The coroner ruled that the evidence did not suggest a possible violation of the article 2 operational duty. He therefore confined the jury to the questions in section 5(1) of the Coroners and Justice Act 2009. The jury returned a conclusion of death by natural causes with a short narrative.
The Divisional Court dismissed the family’s judicial review claim in [2019] EWHC 1232 (Admin). The appeal asked whether Jackie’s vulnerability and deprivation of liberty engaged the article 2 operational duty, whether the absence of a plan for urgent hospital admission disclosed systemic dysfunction, and whether evidence about premature deaths among people with learning disabilities affected those questions.
Held
- Appeal dismissed. The coroner was entitled to conclude that there was no basis for believing that the death resulted from a breach of the state’s operational duty under article 2. The procedural obligations identified in Jordan therefore did not arise. The inquest conclusion was governed by section 5(1), rather than section 5(2), of the Coroners and Justice Act 2009.
- The unifying feature of the operational duty is state responsibility. The duty is tailored to harms against which public authorities have assumed responsibility to protect the person concerned. Vulnerable people in state care may accordingly be protected against institutional abuse, neglect, dangerous conditions or other defined risks within the authorities’ control. That does not mean that every death of such a person, or every aspect of ordinary medical treatment provided to that person, falls within the operational duty.
- Jackie’s deprivation of liberty authorisation and vulnerability did not make her position analogous to that of a psychiatric patient admitted because of a risk of suicide. She lived in the home so that carers could support her daily life, not to obtain medical treatment or protection against the particular risk which caused her death. When treatment was required, it was sought from ordinary NHS services. The alleged shortcomings therefore fell to be analysed as a medical case.
- In a medical case, substantive article 2 responsibility arises only in very exceptional circumstances. Knowing denial of life-saving emergency treatment was not established because the professionals collectively judged that Jackie was not in immediate danger. Nor was there an objectively identifiable systemic or structural dysfunction attributable to a failure of the state’s regulatory framework. Alleged failures to devise an individual admission plan, protocol or guidance were far removed from such a regulatory failure.
- It was unnecessary to determine whether the professionals knew or ought to have known of a real and immediate risk of death under the Osman test. If that issue had arisen, the less stringent scrutiny applicable outside prisons and involuntary psychiatric detention would have applied. The retrospective expert evidence did not establish that the professionals ought at the time to have appreciated the high mortality risk.
- The reports concerning reduced life expectancy among people with learning disabilities did not illuminate the circumstances of this death and added no weight to the contention that the relevant operational duty arose.
The court’s approach to earlier authorities
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Appellate history
- Court of Appeal (Civil Division): By [2020] EWCA Civ 738 , dismissed the appeal and upheld the conclusion that section 5(2) of the Coroners and Justice Act 2009 did not apply.
- High Court, Divisional Court: In [2019] EWHC 1232 (Admin) , dismissed the claim for judicial review of the coroner’s decision. It held that article 2 state responsibility required either systemic dysfunction arising from regulatory failure or a relevant assumption of responsibility.
- Coroner’s court: The coroner ruled that the article 2 procedural duty did not arise and confined the jury’s conclusion to section 5(1). The jury concluded that the death resulted from natural causes and added a short narrative.
Appeal route
- Appealed from[2019] EWHC 1232 (Admin)This appealappeal dismissed
- This judgment [2020] EWCA Civ 738 Court of Appeal (Civil Division)
- Appealed to[2023] UKSC 20Outcomeappeal dismissed unanimously
Key cases cited
20 authorities cited.
- P v Cheshire West and Chester Council and another [2014] UKSC 19
- Rabone and another v Pennine Care NHS Foundation Trust [2012] UKSC 2
- R (on the application of Smith) v Secretary of State for Defence and another [2010] UKSC 29
- Savage (Respondent) v South Essex Partnership NHS Foundation Trust (Appellate) [2008] UKHL 74
- R (on the application of Hurst) (Respondent)v.Commissioner of Police of the Metropolis (Appellant) [2007] UKHL 13
- Alconbury [2001] UKHL 23
- Parkinson, R (On the Application Of) v HM Senior Coroner for Kent [2018] EWHC 1501 (Admin)
- Tyrrellv HM Senior Coroner County Durham And Darlington (Rev 1) [2016] EWHC 1892 (Admin)
- Fernandes de Oliveira v Portugal (2019) 69 EHRR 8
- Lopes de Sousa Fernandes v Portugal (2018) 66 EHRR 28
- Watts v United Kingdom (2010) 51 EHRR SE 66
- Ramshahai v The Netherlands (2007) 46 EHRR 983
- HL v United Kingdom (2004) 40 EHRR 761
- Z v United Kingdom (2001) 34 EHRR 79
- Jordan v United Kingdom (2001) 37 EHRR 2
- Osman v United Kingdom (2000) 29 EHRR 245
- R v Coroner for North Humberside and Scunthorpe, Ex parte Jamieson (Jamieson, Ex parte) [1995] QB 1
- Centre for Legal Resources on behalf of Valentin Câmpeanu v Romania App. No. 47848/08
- Nencheva v Bulgaria App. No. 48606/06
- Dumpe v Latvia App. No. 71506/13
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Cases citing this case
8 later cases · 6 positive · 1 neutral · 1 caution
Most senior citing decisions:
- Joy Dove v HM Assistant Coroner for Teesside and Hartlepool & Anor [2023] EWCA Civ 289 applied
- Jessica Morahan, R (on the application of) v His Majesty's Assistant Coroner for West London [2022] EWCA Civ 1410 mentioned
- Lesley Ann Davison v HM Senior Coroner for Hertfordshire [2022] EWHC 2343 (Admin) applied
- PATRICIA DEVALL & Anor v MINISTRY OF JUSTICE [2022] EWHC 1608 (QB)
- Fatmire Gorani, R (on the application of) v Her Majesty’s Assistant Coroner for Inner West London [2022] EWHC 1680 (Admin)
- R (on the application of) DR CATHY GARDNER & Anor. v SECRETARY OF STATE FOR HEALTH AND SOCIAL CARE & Ors. [2022] EWHC 967 (Admin)
- GS, R (On the Application Of) v HM Senior Coroner for Wiltshire and Swindon [2020] EWHC 2007 (Admin)
- Iroko, R (On the Application Of) v HM Senior Coroner for Inner London South & Anor [2020] EWHC 1753 (Admin)
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