Summary
A court reviewing a Parole Board decision under domestic public law applies rationality, with anxious scrutiny where liberty is at stake. It must respect the Board’s specialist, inquisitorial and judicial role. It cannot substitute its own assessment or conduct a full merits review.
Proportionality questions ordinarily test a decision or measure by examining its aim, necessity and balance. They cannot sensibly be directed at an individual, multi-factorial and predictive risk assessment used as evidence. Such an assessment may be tested for rationality. On the majority view, replacing rationality with proportionality in domestic judicial review requires consideration by the Supreme Court.
Factual background
The Parole Board declined to direct the appellant’s release following his recall for breaches of a non-molestation order. It assessed him as presenting at least a medium risk of violent reoffending and a high risk of serious harm to an intimate partner. It concluded that the risk could not be managed in the community.
His judicial review claim was dismissed by the Administrative Court in [2016] EWHC 2178 (Admin). Permission to appeal was refused on the challenges to the Board’s risk assessment, procedural fairness and alleged failure to recognise a presumption favouring release. Limited permission was granted on whether proportionality, rather than rationality, governed review of a decision affecting liberty.
The appeal concerned the permissible scope of review, whether proportionality could be applied to the risk assessment or the release decision, and whether the Board’s conclusions could survive either standard.
Held
Appeal dismissed. Coulson LJ, with whom Singh LJ agreed, held that the appeal as permitted concerned the assessment that the appellant posed a high risk of serious harm. That multi-factorial assessment was plainly rational. It rested on his violent offending, minimisation, hostility towards his former partner, breaches of the non-molestation order, limited insight, incomplete rehabilitative work and the independent OASys assessment.
A reviewing court cannot decide that a specialist risk assessment is simply “wrong”. Doing so would require the court to disaggregate and remake the assessment, exercise the tribunal’s fact-finding powers and conduct a full merits review. Judicial review confers no such jurisdiction.
The conventional domestic public-law standard for reviewing a Parole Board decision is rationality. The court should apply that standard with anxious scrutiny where liberty is affected. The relatively high threshold respects the Board’s judicial function, inquisitorial role, specialist expertise and responsibility for complex predictive judgments. Existing Supreme Court authority had left any general replacement of rationality by proportionality undecided.
The structured proportionality questions identified in Quila and Bank Mellat examine whether a decision pursues a legitimate aim, is rationally connected to it, is no more than necessary and strikes a fair balance. Those questions concern the justification of a decision or measure. They cannot coherently be applied to a component item of evidence consisting of a predictive risk assessment.
Alternatively, if proportionality governed review of the release decision, the Board’s decision was proportionate. It fairly balanced liberty against public protection, considered whether community controls could manage the risk, and was entitled to rely on its assessment of the appellant’s motivation and likely compliance after hearing him.
Arden LJ agreed that the appeal should be dismissed but preferred to express no view on whether proportionality was the relevant standard.
The court’s approach to earlier authorities
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Appellate history
Court of Appeal (Civil Division): The appeal in [2018] EWCA Civ 2024 was dismissed. The majority held that rationality governed review and that the Parole Board’s assessment and decision were rational; the decision would also have survived proportionality review.
Administrative Court: In [2016] EWHC 2178 (Admin) , HHJ McKenna dismissed the judicial review claim. He rejected the alleged presumption, procedural unfairness and irrationality grounds, and declined to adopt a merits-based standard of review.
Parole Board: On 11 August 2015, the Board declined to direct release because the appellant’s risk was not manageable in the community for the remainder of his sentence.
Appeal route
- Appealed from[2016] EWHC 2178 (Admin)This appealappeal dismissed
- This judgment [2018] EWCA Civ 2024 Court of Appeal (Civil Division)
Key cases cited
24 authorities cited.
- Youssef v Secretary of State for Foreign and Commonwealth Affairs [2016] UKSC 3
- Keyu and others v Secretary of State for Foreign and Commonwealth Affairs and another [2015] UKSC 69
- Pham v Secretary of State for the Home Department [2015] UKSC 19
- R v Secretary of State for the Home Department [2014] UKSC 60
- Kennedy v The Charity Commission [2014] UKSC 20
- Bank Mellat v Her Majesty's Treasury (No 1) [2013] UKSC 38
- R (on the application of Quila and another) v Secretary of State for the Home Department [2011] UKSC 45
- Secretary of State for Justice (Respondent) v James (FC) (Appellant) (formerly Walker and another) R (on the application of Lee) (FC) (Appellant) v Secretary of State for Justice (Respondent) and one other action [2009] UKHL 22
- Regina v. Secretary of State for the Home Department, Ex parte Daly [2001] UKHL 26
- Alconbury [2001] UKHL 23
- R v Secretary of State for the Home Department, Ex parte Brind (Brind, Ex parte) [1991] 2 WLR 588
- R v Secretary of State for the Home Department, Ex p Bugdaycay (Ex p Bugdaycay, Bugdaycay v Secretary of State for the Home Department, Musisi, In re, Nelidow Santis, Ex parte, Nelidow Santis v Secretary of State for the Home Department, Norman, Ex parte, Norman v Secretary of State for the Home Department, R v Secretary of State for the Home Department, Ex parte Nelidow Santis, R v Secretary of State for the Home Department, Ex parte Norman) [1987] AC 514
- Council of Civil Service Unions v Minister for the Civil Service [1985] AC 374
- King, R (On the Application Of) v The Secretary of State for the Home Department [2016] EWCA Civ 51
- Brooke & Ors , R (on the application of) v The Parole Board & Anor [2008] EWCA Civ 29
- Secretary of State for the Home Department v Sim & Anor [2003] EWCA Civ 1845
- Association of British Civilian Internees - Far Eastern Region v Secretary of State for Defence [2003] EWCA Civ 473
- R v Parole Board, Ex parte Watson (Watson, Ex parte) [1996] 1 WLR 906
- R v Ministry of Defence, Ex p Smith (Beckett, Ex parte, Grady, Ex parte, Lustig-Prean, Ex parte, R v Admiralty Board of the Defence Council, Ex parte Beckett, R v Admiralty Board of the Defence Council, Ex parte Lustig-Prean, R v Ministry of Defence, Ex parte Grady, Smith, Ex parte) [1996] QB 517
- Associated Provincial Picture Houses Ltd v Wednesbury Corpn [1947] EWCA Civ 1
- R (DSD & MVB) v Parole Board of England & Wales [2018] EWHC 694
- Salte, R (on the application of) v Secretary of State for Justice & Anor [2009] EWHC 1497 (Admin)
- Bayliss, R (on the application of) v The Parole Board & Anor [2008] EWHC 3127 (Admin)
- Alvey, R (on the application of) v The Parole Board [2008] EWHC 311 (Admin)
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Cases citing this case
7 later cases · 3 positive · 2 neutral · 2 caution
Most senior citing decisions:
- Spahiu, R (on the application of) v The Secretary of State for the Home Department [2018] EWCA Civ 2604 mentioned
- Niall Whittaker, R (on the application of) v The Parole Board for England and Wales [2025] EWHC 3242 (Admin) explained
- Abdul Khalisadar, R (on the application of) v Secretary of State for Justice [2024] EWHC 2408 (Admin) applied
- Robert Karoly Hahn v Secretary of State for Justice [2024] EWHC 1559 (Admin)
- Allan Overton, R (on the application of) v Secretary of State for Justice [2023] EWHC 3071 (Admin)
- MacKay, R (on the application of) v Secretary of State for Justice [2019] EWHC 1178 (Admin)
- Hoareau & Anor, R (On the Application Of) v Secretary of State for Foreign And Commonwealth Affairs [2019] EWHC 221 (Admin)
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