“investment firm”

1. The Bank of England Act 1998 (Macro-prudential Measures) (No.2) Order 2015 SI
2. The Bank of England Act 1998 (Macro-prudential Measures) Order 2013 SI
3. The Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018 SI
4. The Bank Recovery and Resolution (No. 2) Order 2014 SI 3 definitions
5. Banking Act 2009 Act 3 definitions
6. The Banking Act 2009 (Banking Group Companies) Order 2014 SI
7. The Capital Requirements Regulations 2013 SI
8. Corporation Tax Act 2009 Act 2 definitions
9. Corporation Tax Act 2010 Act
10. The Data Reporting Services Regulations 2024 SI
11. Finance Act 2011 Act
12. Financial Services Act 2012 Act
13. The Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021 SI
14. Financial Services and Markets Act 2000 Act 7 definitions
15. The Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001 SI
16. The Financial Services and Markets Act 2000 (Consultation with Competent Authorities) Regulations 2001 SI
17. The Financial Services and Markets Act 2000 ( EEA Passport Rights) Regulations 2001 SI
18. The Financial Services and Markets Act 2000 (Exemption) Order 2001 SI
19. The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 SI
20. The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 SI
21. The Financial Services and Markets Act 2000 (Prescribed Financial Institutions) Order 2013 SI
22. The Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges , Clearing Houses and Central Securities Depositories ) Regulations 2001 SI
23. The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 SI
24. The Financial Services and Markets Act 2023 (Commencement No. 15 and Saving and Transitional Provisions) Regulations 2026 SI
25. The Financial Services and Markets Act 2023 (Digital Securities Sandbox) Regulations 2023 SI
26. The Financial Services (Banking Reform) Act 2013 (Transitional and Savings Provisions) Order 2015 SI
27. The Greenhouse Gas Emissions Trading Scheme Auctioning Regulations 2021 SI
28. Insolvency Act 1986 Act 2 definitions
29. The Local Government Pension Scheme (Pooling, Management and Investment of Funds) Regulations 2026 SI
30. The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 SI
31. The Overseas Prudential Requirements Regime (Credit Institutions and Investment Firms) Regulations 2026 SI
32. Proceeds of Crime Act 2002 Act
33. Procurement Act 2023 Act
34. Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance) EU regulation
35. Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (Text with EEA relevance) EU regulation
36. Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance) EU regulation 2 definitions
37. Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC (Text with EEA relevance) EU regulation
38. Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance) EU regulation 2 definitions
39. The Short Selling Regulations 2025 SI 2 definitions
40. Terrorism Act 2000 Act

Definitions are taken from the instruments as published on zoomLaw, for guidance only. Check the instrument itself for its scope and any amendments.