Financial Services and Markets Act 2000: key provisions

The 116 sections and schedule paragraphs considered in at least 3 judgments. Each page has the text, the definitions it uses and the cases on it.

Read the full Financial Services and Markets Act 2000 →

PART 1A The Regulators

Part II Regulated And Prohibited Activities

Part III Authorisation and Exemption

PART 4A Permission to carry on regulated activities

Part V Performance of Regulated Activities

Part VI Official Listing

Part VII Control of Business Transfers

Part VIII Provisions relating to market abuse

Part IX Hearings and Appeals

PART 9A Rules and Guidance

Part XI Information Gathering and Investigations

Part XIV Disciplinary Measures

Part XV The Financial Services Compensation Scheme

Part XVI The Ombudsman Scheme

Part XVII Collective Investment Schemes

Part XX Provision of Financial Services by Members of the Professions

Part XXIII Public Record, Disclosure of Information and Co-operation

Part XXIV Insolvency

Part XXV Injunctions and Restitution

Part XXVI Notices

Part XXVII Offences

Part XXVIII Miscellaneous

Part XXIX Interpretation

SCHEDULE 6 Threshold Conditions

SCHEDULE 10A LIABILITY OF ISSUERS IN CONNECTION WITH PUBLISHED INFORMATION

SCHEDULE 12 Transfer schemes: certificates

SCHEDULE 17 The Ombudsman Scheme